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efta-efta01402964DOJ Data Set 10Correspondence

EFTA Document EFTA01402964

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DOJ Data Set 10
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efta-efta01402964
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EFTA Disclosure
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Deutsche Bank Private Wealth Management Authorization for Asset Movement For Non-Retirement Accounts 1>ia undersigned hereby authoriies and directs Deutsche Bank Alex. Brown ("Deutsche Bank AJax. Brown" or "DBAB") to follow the below asset movement instructions. If you wish to request multiple wires, checks, journals or free deliveries, please use the long form, DBAB Account Name: NES LLC Account #: Journal Q Journal Funds in the amount of $ Q Journal Holdings: Qty/Symbol/Security: Oty/Symbol/Security: Q Journal All Holdings To DBAB Account #; Wire (Z1 Wire federal funds in the amount of .7 36,349.00 To Bank Name: JP Morgan Chase City / State: ABA#; Further credit to Intermediary Financial Institution (Optional) Account #: Name: Account Name: Ultimate BenoficBiy Information: BenafaarvName: Clarity CUStOITI ItlC. Account#: Additional Instructions: 9 East 71 st Street progress payment Lutron Lighting System Free Deliveries Please deliver the secuirties Indicated below to: DTCC#: Name of Receiving Firm: I Account Name: Check Q Issue a check in the amount of S Recipient's Name: Recipient's Mafcig Address: payable to: EFTA01402964 Account Number: at Receiving Firm iCty/Symbol/Security; OiY/Svmbol/Security: Standing Authorizatfon Q The undersigned hereby requests that this auihonzatsin act as a standing <iu: .orization. The undersigned understands and agrees that this authorization will remain in elfect until Deutsche Bank Alex. Brown requests a new authonz. ■ The undersigned authorizes Deutsche Bank Alex. Brown to issue ihe wire. check or journal on the , Q The undersigned further authorizes Deutsche Bank Alex. Brown to accept vei. .il instructions from the undersigned to wire funds, issue checks or journal funds toflrom the above listed accounts. The undersigned will provide verb,il nstructions as to the date end the amount of the wira, check or journal. If the undersigned decides to very either the date or the amount of the wire, check jr journal, the undersigned hereby authorizes Deutsche Bank Alex Brown to accept the verbal instructions from the undersigned regarding the change or changes. The undersigned further understands and agrees lo comply with the procedures of Deutsche Bank Alax. Brown to verify the authorization and oo: nacy of veibal instructions. day of for 8 term of The undersigned hereby acknowledges that (i) the information contained in this form i. complete and accurate lo the bast knowledge of the undersigned; and (ii) the undersigned is responsible for ihe method of transmission of any instnjclions issued I .'suant to this authorization. If the undersigned elects to transmit any such instructions via fax (including desktop fax), via email or as an image attachment to i n- I le.g., as a PDF, TIF or other image of such instructions), the undersigned understands and agrees that the undersigned iv.ns ilo tjss ansm-' I mi sucn i ithod of transmission in the event of transmission errors, misunderstandings, impersonations, transmission by unauthorizuo pv-ijuiia„ ui iniuuuK., iui ii„i other entities, the undersigned further acknowledges that the undersigned is authorized to issue the above asset movement instructions under the terms of the gov uming documents and any applicable laws. The undersigned hereby releases and holds harmless Deutsche Bank Alex Brown from and .-i'- • 'i iss liom any action, cl.' m or demand of any personas a result of Deutsche Bank Alex. Brown's receipt of or compliance with this authorization and/or any msituci tuot may bo i.. ,cn t- the Bank Alex. Brown pursuant to this authorization (including any standing authorization). The undersigned understands that Deutsche Bank Alex Brown may, but is not EFTA01402965 requ • to, seek verification of the undersigned's instructions by call back and that Deutsche Bank Alex. Brown may in its sole discretion refuse to execute si ■ msin ,is (including standing instructions) given pursuant to this authorization, without incurnng any liability, if Deutsche Bank Alex, Brown has reason to believe such insin ons (or standing instructions) have not bean provided by the undersigned. The undersigned further understands that Deuftche Banl^Iex. Brown retains me right 1.i ruse to execute any mstruotions lo transfer funds or securities ioeny account(s) pjtsyarl to this authonzation without wjfitan instru/tidnsleafing original signature s 't the undersigned. X i 0 V/ W/ Darren lru:> o 11-5-2015 Print Name Signature Date Signature Date LOA 10-PWM-0177S (12/10) EFTA01402966

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