EFTA Document EFTA01403220

Subject: RE: URGENT- Mort, Inc. Research [I] From: Anshu Parashar <[email protected]> Date: Fri, 02 Oct 2015 09:06:15 -0400 To: Jj Litchford <[email protected]>, PWM BIS-Research <[email protected]>, Akshay Davera <[email protected]> Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, {cid:[email protected]} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email [email protected] {cid:[email protected]} From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Hi-- EFTA01403220 The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] fcid:[email protected] EFTA01403221