EFTA Document EFTA01404212

Subject: NES LLC [I] From: Amanda Kirby <ffi Date: Fri, 01 Nov 2013 17:49:08 -0400 To: Jacqueline Lightbody Classification: For internal use only Hi Jacqueline, Thank you so much for all of your help today. I really appreciate you and Janice pushing that KYC and helping to get the account opened. I wanted to follow up on a voicemail I left yesterday regarding would be an acceptable piece of evidence for ownership? Please so that I can instruct the client. They'd like to get this over Thank you and have a great weekend Best, Amanda Kirby Amanda Kirby Associate Deutsche 345 Park New Y Tel. Fax + Email Bank Trust Company Americas Avenue, 27th Fl MS10154-0004 NES. What let me know to us asap. From: Jacqueline Lightbody ‹ > To: Amanda Kirby/db/dbcom@DBAMERICAS, Date: 10/31/2013 11:19 AM Subject: Your KYC has been rejected EFTA01404212 Your KYC has been rejected. Case #: 01141322 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: NES, LLC Customer Number: 00000487265 Reason for Rejection:l. Unable to locate evidence of ownership that Jeffrey is the ubo/sole member or NES, LLC. Please provide. (The letter is not acceptable) 2. Please re-do seaches for NES. LLC with the US instead of US Virgin Islands. (Resolved - J. Lightbody To view the KYC click here https://na4.salesforce.com/5006000000UF18Y EFTA01404213