EFTA Document EFTA01418211

Subject: DO NOT FORWARD: Brad, can you give me an urgent call re Jeffrey Epstein? Best regards, --Josh From: Joshua Shoshan Date: Thu, 22 Mar 2018 17:01:02 -0400 To: Bradley Gillin Cc: Martin Zeman Liam Osullivan Daniel-E Kaiser Stewart Oldfield Todd Stevens Ian Salters Bcc: Thanks, Brad. We do need help in understanding the details, as I could only get to about $75mm in deposits if DB Force says assets are —$226mm -- and I know we have $149mm in brokerage. Following is what I wrote yesterday to Dan and Todd, and if you see anything to correct, or something important to add (you show much larger deposits, e.g.), please help us put as urgently as you can. We really appreciate it. For conversations this week about Southern Financial/ Epstein, we are providing you with details about this multifaceted and important relationship: The RM is Stewart Oldfield Assets held in WM brokerage (Pershing) are $149mm, and there are an additional —$76mm in various bank deposits DB Force shows "relationship rolling year revenue" of $315,659, and assets of $225,764,813 Attached is a spreadsheet of WM brokerage activity since Paul Barrett started working with Jeffrey Epstein on 9/14/17. We separate the attached into three sections: Non-ECM brokerage revenues, ECM buys and ECM sells. The client had been participating in all ECM transactions, but decided in February to stop this regular activity. We do have an IOI of 50k shares for this week's transaction 188 transactions for the accounts via Pershing since 9/14/17. Excluding all ECM related buys and sell, there were 115 transactions (73 of the 188 were ECM related) Regular-way trading revenues via Pershing (non-ECM) since 9/14/17 were $76,983. Additional ECM related revenues were $49,357, for a total in EFTA01418211 brokerage (Pershing) of $126,340 We also transact with this client FX and rates OTC derivatives trades. Since Paul started, we did ten transactions with approximately another $25,000 in revenues. Martin will provide an exact number tomorrow. Stewart, please call me and Martin if you want background. 212 454 4433. We look forward to speaking to you. Best regards, --Josh From: Bradley Gillin Sent: Wednesday, March 21, 2018 5:08 PM To: Joshua Shoshan Cc: Martin Zeman ; Liam Osullivan Subject: Re: Brad, can you give me regards, --Josh Josh, an urgent call re Jeffrey Epstein? Best I will provide the full relationship summary tomorrow morning but here's a quick snapshot: Relationship has approx. $170mn in deposits. This included $15mn of new deposits into new DB AG account last Friday, 3/16. There is no custody account, just your KCP global markets account. Will provide full summary tomorrow with revenues and pending opportunities. Safe travels. Regards, EFTA01418212 Brad Bradley Gillin Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl. New York, NY 10154 On Mar 21, 2018, at 3:19 PM, Joshua Shoshan e > wrote: <image001.gif> Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA mai All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon EFTA01418213 request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. fcid:[email protected] EFTA01418214 Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is EFTA01418215 being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01418216