Cc: Daniel Sabba
Paul Morris
Richard Kahn
Stewart Oldfield
Vahe Stepanian
Classification: Confidential
Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating
25% of the volume now. Please let us know if you would like us to be more
aggressive. Not enough volume to get done on 200k in one day.
Tazia
(Embedded image moved to file: pic12667.gif)
VWAP from time of Order Entry: $24.0117
(Embedded image moved to file: pic00386.gif)
(Embedded image moved to file: pic12994.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobil
Email
(Embedded image moved to file: pic15542.gif)
From:
dbcom
Tazia Smith/db/-
EFTA01432690
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/
Stewart
Oldfield/db/
Date:
PM
10/28/2014 01:11
Subject:
Re:
[C]
Classification: Confidential
, Paul Morris, Richard Kahn
, Vahe Stepanian/db/-
Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05
so to continue to participate. given low avg daily volume, unlikely we would
get it all 200k done in one day, so working not to push price. please come
back to me if you want to be more aggressive.
Thanks!
Tazia
(Embedded image moved to file: pic00181.gif)
From:
Tazia Smith/db/-
EFTA01432691
dbcom
To:
"jeffrey E."
<
[email protected]>,
Cc:
Daniel Sabba/db/I
Vahe
Stepanian/db/
Date:
AM
10/28/2014 11:36
Subject:
Re:
[C]
Classification: Confidential
, Paul Morris, Richard Kahn
, Stewart Oldfield/db/-
Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at
$23.9945; the pfd is presently $24, we're working aggressively at that level.
Please let us know if you want us to bid higher.
(Embedded image moved to file: pic07770.gif)
From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>,
EFTA01432692
Cc:
Daniel Sabba/db/
Vahe
Stepanian/db/-
Date:
AM
10/28/2014 11:06
Subject:
Re:
[C]
Classification: Confidential
, Paul Morris, Richard Kahn
Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8%
pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give
us a limit?
(Embedded image moved to file: pic06901.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
Tel.
Fax
Mobil
Email
(Embedded image moved to file: pic11572.gif)
EFTA01432693
From:
dbcom
Tazia Smith/db/-
To:
"jeffrey E."
<
[email protected]>@DEUBAINT,
Cc:
Richard Kahn
Daniel Sabba/db/-
, Vahe
Stepanian/db/
, Paul
Morris
Date:
10/28/2014 10:57
AM
Subject:
Re:
[C]
Classification: Confidential
Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying
$5mm
worth. got it.
(Embedded image moved to file: pic01075.gif)
Tazia Smith
Director I Key Client Partners - US
DB Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 10154-0004 New York, NY, USA
EFTA01432694
mEmoabille
(Embedded image moved to file: pic09263.gif)
From:
"jeffrey E."
<
[email protected]>
To:
Tazia Smith/db/
Date:
AM
Subject:
10/28/2014 10:54
buy $5MM of this issue.
Citi 5.80% PFD
, Richard Kahn
please note
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
JEE
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
EFTA01432695
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to
[email protected], and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
EFTA01432696