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efta-efta01441268DOJ Data Set 10CorrespondenceEFTA Document EFTA01441268
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DOJ Data Set 10
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EFTA DisclosureText extracted via OCR from the original document. May contain errors from the scanning process.
DEUTSCHE BANK
Fax
Sep 20 2013 OBiOBpm P013/03]
Deutsche Bank
Private Wealth Management
Limited Liability Qompany Account Authorization & Indemnity
I\J 4:6,
Account Numban
The undersigned h"by napreMhts and warrants that ha or.afte is the
martafling member fh a ffmited ffefaiTfty company known
hereinafter called tha "Limited Liability Company" or "LLC," and hereby
"ufhorn Financial, LLC
as
' (N4"<4 0< LimitKl USbtlity CotnNny)
authoriMS Deutsche Bank Securities Inc. < referred to herein as "DBSD to
open a securities account for the Limited Liability Company, to
be known as tha Account.
is/are hereby appointed agentlsj and attomeyls)-in-fact of the Limited
Llabllrty Company (each an "Agent"). Each Agerrt Is
authorized to buy. sell (ihduding short sales) end trade in stocks, bonds
and any other securities, ij"tpd or unlisted, on nuargin.or
otherwise, in said account in accordance with DBSi-s tends and conditions
"nd at the LLC's risk.
ORSI may conclusively assume that ail actions taken and instructions given W
each Agent have been property taken or given
pursuant tb ecithority vested in each Agent by al) of the member^ ir\ the
LLC. DBSl is arKherized to follow the iostructions of said
Agent(s) in every respect concerning said account, end to makadelivary of
sficurltiea end paymer<< of moneys to said Agant(s) or
as said Agent(sj may order and direct apd io send said Agent(s} all reports,
confirmatioris and statements relying to said account.
Each Agent is herafay authorizod to execute and deliver on laehaff of the
LLC a Customer Agreement. Stock Loan Agreement
and any other agreemenla[s) or documom(s) DpSl may require, "nd to act for
the LUC in every respect concerning said account
and to do all other thing's necessary or Incidental to the corductiof aeld
account.
• ' 1
This authorlzetion arid indemnity is in addition to. and in ho way limits or
restricts, any rights which OBSI may have under
any other agraemeht or agreements with the undersigned, or any of them, now
existi'ng or here"er entered into, and is binding
on the Undersigned end their legei reprosentatives, successors and assigns.
This authorization "d indemnity is also a continuing
one and Shall rertiain in t'uli force and effect artd DBSl may coritinue to
EFTA01441268
rely on this aijthorizadon until such time as it receives
written notice of its termination. No such termination Shall affect any
liability arising out of any transaction initiated prior to such
termination.'
The LLC. and each of Its members, agrees fi) to IrKlemnrfy and hold DBSl
harmless from all costs, expenses (including
reasonable attorneys fees) ar>d fiafmity related to nr arising fr^m
dispute's by or aoiong ony of the members with respoct to '
said account and (ii) to pay on demand any debit balance in saki account
Each of the undersigned egreos to advise C>B5I in writing if he, she or any
partner I'a, or becomes, an employee or
member of eny securities exchange (or oorpofation of which any exchange owns
a majority of the capital stock), the Rnancial
Industry Regulatory Authority, any broker-dealer, or is, or bet^ioas, a
serder officer cjf any bamt, savings ar>d loan Institution,
insurance cornpany. register^ inveatment cbmpaiw* registered Investment
advisory firm or institution that purchaaes
securities, or or becomes^ a member of the immolate family of such a person.
This authorization and Indemnity shall inure to the benefit ^ DBSl end' its
successors in business. Irrespective of ony change
or changes of any kind in the personnel thereof for any cause Whatsoever. '.
The undersigned has read and agrees to the terms of the a'uthorizptkm and
indemnity o
I
Signature of Managing'I^Jember^^^^^,^^
JciffTffy Epstein
Date
Print Narrta
Deutsche Bank Secuilties Inc., suhaidiAry of D^utsAhe Bank M^. conducts
investment banking securities activities in the United States.
LLi
1
EFTA01441269
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