EFTA Document EFTA01444450

EFTA01444450 EFTA01444451 Deutsche Asset & Wealth Management f DBTCA Deposit Account Opening Application Private Wearth Premium" Elite Personal Accounts Q Checking Acct. # ^ Private Wealth Premium" Elite Business Accounts Q Checking Acct. # Private Wealth Premium" Backing Services ^ Consumer Debit Card # Joint Applicant Debit C, iid # Q Elite Checking with Interest Acct. # APY Q Elite Money Market Deposit Acct. # APY Q Certificate of Deposit Acct. # APY Term Elite Checking with Interest Acct. APY Elite Money Market Deposit Acct.# 'b C ' Q Business Debit Card # Rj Deluxe Checkbook Styl i # Q Name Drily Name and Address Q Duplicate Statement Addr APY Q Certificate of Deposit Acct. # APY Term X o DB AG NY Preferred EFTA01444452 Certificate of Deposit Acct. # APY Term Promo term_ (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) Private Wealth Premium" Imemet Banking Services DB Private Wealth Online Plus K Link to Existing Online Relationship K DB AG NY Preferred Certificate of Deposit Acct. # APY Term Promo term (DBTCA deposit account required, along with a DB AG Preferred Terms and Conditions) K Cash Master Sweep Account Checking Acct. # Elite Money Market Deposit Acct. # APY ■ Target Amount Trigger Amount City Zip Codi 0 Mailing address (if diffei! nt) Name Addr State City State Zip Code (User/Co. ID Number) Client Relationship Q Individual Account ^ Joint Tenants with Right • of Sup/ivorship K Custody under NY UTMA Q Corporation K Limited Liability Compai «• Q Foundation Q Partnership Q Non-Profit Organization 0 Joint Tenants in Common K InTrustFor/Payableon Oeath/As Trustee for EFTA01444453 Q Trust Q Attorney Trust Escrow 0 Limited Liability Partnen liip 0 Landlord Master Escrow n Estate NA0S0D00015974-00I I0860!) 013£ :11,0326V3 Account Trtle and Joint Application Jnforrni oi..Ni Name of Account Title (last name. ipitial) or Business ation Joint Applii""t Social Securiw Number or Ta;i"ayer (0 Number . 21 M gH Social Security Number or Taxpayer 10 Numbe ..X f (■ Address HolL NY joQj." CityTstate'andapCode />47.".2VV-"5-/7 Z7p Code ioii-ai?-<riii City, State and Home Telephone Number Home Telephone Number Business Tel"hone Ni"ber Business Telephone Number IhZQ"'i Date of ^ Date of Birth A/es LLC, Srt/pee"r Name of Employer /yy A</ 10031 Address Address City, State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all finiricial institutions to obtain, verify, and record information that identifies each person who establishes an account, inves'i i nent or other business relationship with a financial institution. This means that we will ask for your name, address, and oti uir EFTA01444454 information that will allow us to identify you. We may also ask to see identifying documents such as a certificate <' formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money lau dering and terrorist financing; these rules call for an active involvement of both asset management firms and their client! For new and existing clients we currently have a legal obligation to ask our customers questions regarding their ident ties. addresses, source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners or ci itrol structures and to collect requisite documentation to substantiate the information. Also, enhanced anti-money laui tiering requirements require that should any of the above personal or institutional information change, our clients would ; e obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these char tjias. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email reg: i'ding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being giveo by person or persons purpprted to be you is your own. Absent the gross negligence or w ITuI misconduct of Deusche Bank Trust Company Americas (DBTCA), you agree to indemnify and hold harmless DBT( for any claims, ioeses, expenses, costs or attorneys' fees resulting trom OBTCA's acting upon such misunderstood at ii> unauthorized Verbal Instructions. You understand that DBTCA may, but shall not be required to, seek verification >iryour verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to ex i;:ute your Verbal Instructions or ahy part thereof, without incurring ehft liability. DBTCA is under no obligation to execu ii your Verbal Instructions to transfer funds or securities to any account(s) without written instructions bearipg your origii i;il signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit i nd any additions to the account shell become the propdrty of eactr owner as joiot tenants, and DBTCA may release the er lire account to any owner during the lifetime of ai) owners. DBTCA may honor checks, orders or withdrawal requests' i ism any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds f nld in the joint account to satiefy a judgment ontered against. of other valid debt incorredi by, ahy owner of the accouot. i;iBTC^> may honor checks, orders or withdrawal requests from the survivor(s) after EFTA01444455 the death of any owner(s) and may tre il: the account as the sole property of the survtvor(s) after the death of any owner(s). Unless DBTCA receives written noti; 13 signed by any owner niM to pay or deliver any joint deposit or addition or aooroal, DBTCA shalt not be liable to iiny nwner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice refeinad to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further pa iinents or deliveries. t3.A>.M-O101 0139! 11.032613 2 ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected to receive Internet Banking Services, you understand that you will be required to enter inte 11 separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of OBTCA's Pr'rvacy Notice included in the Application Package. Non-US lodividuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties ap i ilicabli? to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accc .:nt(s) and your business relationship wrth DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You conf rm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties ap I'licable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your accour lis) and your business relationship with DBTCA. Furthermore, you confirm that the necessary information (to the best of Ii3ur knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settlor(s) beneficiary(ies), partner(s), etc. to enable him/her/ them to fultill any respective tax obligations that may arise for itim/her/ them in connection with your business relationship with DBTCA. Please compjete and attach separate W-8 or W-9 dooumenfation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be boued by them. Inaddition, you agree to notify us immediately of any material chan: s to the information provided by you on this Application. EFTA01444456 You represent end warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Depositi Accounts are subject to change. Acceptance You understanditHel tiiis-application is subjec icceptance by DBTCA. AccountHbt"r's Data ihsiaoi" Joint Acc"^ftofSer's Signature Date r\ For Banl ^se i^p^^Rewewed by; Name Title 10 Data Accepted bV DBTCA: Name ^ 1 I'll iz\ 15 Title // psNOC Date' 3 013! 1:3.032613 EFTA01444457