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efta-efta01449053DOJ Data Set 10Correspondence

EFTA Document EFTA01449053

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DOJ Data Set 10
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efta-efta01449053
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Deutsche Bank Private Wealth Management Trust Authorization Account Managed by Deutsche Bank Securities Inc. or Affiliate sissmums The Haze Trust Account Number: In consideration of Deutsche Bank Securities Inc. (referred to herein as "DBSI") maintaining an account and providing brokerage services for the above-named Trust ("Trust"), the undersigned hereby represent and warrant that: 1. The undersigned are all of the Trustees of the above-named Trust created by a trust instrument dated and duly executed pursuant to the laws of the state of (the "Trust Instrument"). 2 Under the terms of the Trust Instrument, ANY ONE of the undersigned Trustees is authorized and empowered on behalf of the Trust: (DELETE ANY INAPPLICABLE TRUST POWERS) la) To open, maintain and close a brokerage account and to employ brokers, custodians and other agents; (b) To sell or exchange any of the Trust assets; (c) To invest and reinvest Trust assets in real or personal property, including but not limited to: (i) foreign and domestic corporate obligations and securities of every kind, investment trusts, government obligations and commodities and currencies; and (ii) any derivative instruments of any kind (including, without limitation, options, forwards, and swaps), pertaining to, or providing investment exposure with respect to, any of the foregoing, whether relating to a specific security, debt instrument, commodity or currency, or relating to a basket or index comprised of, or based on changes in the level of prices, rates or values of, any group or combination thereof; Id) To hold securities or other property owned by the Trust in the Trustee's own name or in the name of Trustee's nominee or custodian; (e) To exercise all the rights of an absolute owner over securities in the Trust account, including but not limited to, the power to vote stock, to sell or exercise stock subscription or conversion rights and to transfer title to said securities; (f) To borrow money or to make any contract the effect of which is to borrow money and to secure such obligations by mortgages or other liens upon any Trust property; (g) To appoint a third party (including but not limited to a/any DBSI employee(s)) to exercise discretion in connection with the purchase and/or sale of securities on behalf of the Trust; and (h) To exercise all duties, rights and powers, to execute all documents and to take all actions necessary or appropriate to perform the powers enumerated above. 3 LISTED BELOW ME ANY AND ALL RESTRICTIONS UPON THE ABILITY OF ANY TRUSTEE TO PERFORM THE POWERS ii tilr•r '" Deutsche Bank Securities Inc.. a subsidiary of Deutsche Bank AG, conducts investment banking and securities activities in the U nod States 1111 T 111RUSHTHIN 09;PWM 0661 COM 2 05/ 1 TAST CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL 006432.051811 DB-SDNY-0 104302 SDNY_GM_00250486 EFTA01449053

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