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efta-efta01449133DOJ Data Set 10Correspondence

EFTA Document EFTA01449133

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DOJ Data Set 10
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efta-efta01449133
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Private Wealth Management Deutsche Bank Alex.Brown Trading Authorization Limited to Purchases and Sales of Securities Account Number. Account Name: Southern Trust Company, Inc. ( whose signature appears below ) as In The undersigned hereby authorizes Theta Trading' LLC or her agent and attorney in fay to buy, sell ( including short sales ) and trade in stocks. bonds, and any other securities andlor contracts relating to the same on margin or otherwise in accordance with your terms and conditions for the undersigned's account and Ask and in the undersigned's names, or number on your books The undersigned hereby agrees to indemnify and hold you harmless from and to pay you promptly on demand any and au losses arising therefrom or debit balance due thereon. In all such purchases, sales or trades you are authorized to follow the instructions of the aforesaid agent in every respect concerning the undersigned's account with you: and sThe is authorized to act for the undersigned and in the undersigned's behalf in the same manner and with the same force and effect as the undersigned might or could do with respect to such purchases, safes or trades as well as with respect to all other things necessary or incidental to the furtherance or conduct of such purchases, sales or trades. The undersigned hereby ratifies and confirms any and all transactions with you heretofore or hereafter made by the aforesaid agent or for the undersigned's account. This authorization and indemnity is in addition to ( and in no way limits or restricts ) any rights which you may have under any other agreement or agreements between the undersigned and your firm. This authorization and indemnity is also a continuing one and shad remain in full force and effect until revoked by the undersigned by a written notice addressed to you and delivered to the Branch office of the Client Advisor whose signature appears below, but such revocation shall not affect any liability in any way resulting from transactions initiated prior to such revocation. This authorization and indemnity shall Inure to the benefit of your present firm and of any successor firm or firms irrespective of any change or changes at any time in the personnel thereof for any cause whatsoever, and of the assigns of your present firm or any successor firm. As used herein, "you" and 'your refers to Deutsche Bank Securities Inc September 11,2013 Dated Agent's Address Greenwich CT 06831 Gry State Zip Code Agent's Soda Security*: Signature of Authorized Agent Signature of Client Advisor Vepytrulyycurs. ft Signature a tZt 4i,e' Print Name Agent's Date of Birth: Date Dare Approved by Date Deutsche Bank Alec Brown is the Private Client Service, Division of Deutsche Bank Securities UK. 09.PWM-0159 CS70 (2.09) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0104403 CONFIDENTIAL SONY GM_00250587 EFTA01449133

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