EFTA Document EFTA01453622

02 Apr 2014 Page 2 Of 2 Osubchs Bunk AG SOUTIERN FINANCIAL. LLC FX:601". Trade ID Counterparty Trade Type Settlement Not.Ccy Trade Date Maturity Date Date NotAnit 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEurcepl FXOneBanDneT athOpt FXOneBarOneT ouchOpt EXOnet3ananeT ouchOpt FoEuroOpl EX091a1Cpt 21-Neo-2013 20-Nov-2014 25-Nov-2014 (1.000 COD CO: USD 21-Nat-2013 2041eN-2014 25-Nov-2014 (21.0002) USD 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,M0 COI USD 21-Nov-2013 20-Nov.2014 254404014 (21.000 WI USD 31-Jan-2014 01.May-2014 07-May-2014 (1O.CCO.0O3 CO) USD 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,003.0(000) USD 101.000.000 0 [repeated 3 times] 1.025000.000 JPY [repeated 3 times] FY PT SHORT LONG [repeated 3 times] SHORT SHDRT EUROPEAN EUICPEAN EUROPEAN ELPCPEAN ELRCPEAN ELRCPEAN CALL [repeated 3 times] 1010000 0.0003 0.0000 0.0000 102 5000 37 5950 ,"':B 4.:I 10.48628 8,785.17 7,30929 (164.924/M) (1622063) Subtotal: ; IA3 3AJ " 7. Catenates - Dagteges Trade ID Counterparty Trade Type Long! Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Ccy Not.Amt 1 1 Stfike Price MTM(USD) SOUTHERN FINANCIAL: LLC Commodity Demative 13-Mar.2014 15May-2014 22-May-20I4 LONG EUROPEAN WTI 103.00303 USD / ' I Subtotal: ,: 1 313 I.;: Statement ID: Total: (280,469.30) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0111349 PROT1 PROT0