EFTA Document EFTA01453636

024t 2014 Page 2 0(2 Ala DeuIscin Bark AO SOUTHERN FINANCIAL, LLC FX-Opeoss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364436,' SOUTHERN FxEural 21-Noo-2013 2041ot-2014 25-Noy-2014 (I 000 COD 00) USE) 101.009000 in SHORT EUROPEAN CALL 1010000 Sr 2Z041:!? 710423459 FINANCIAL. LLC 3663644' SOUTHERN FXOneBanDneT 21-Not-2013 20-No4014 25-No4014 (21.00000) USD 0 JPY LONG EUICIREAN 0.0000 10.48628 710423461 FINANCIAL. LLC oithOpl 366364436t SOUTHERN FXOnef3arOneT 21-No4-2013 204loy.2014 25-Nov-2014 (21,MO 00) USD 0 JPY LONG EUROPEAN 00003 8,785.17 710423463 FINANCIAL. LC ouchOpl X6364498/ SOUTHERN RXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 00l USD 0 PY LONG EtPCPEAN 0.0000 7.30929 710423465 FINANCIAL. LLC ouchOpt 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 0I-May-2014 07-May-2014 (10.030(MM USD 1.025000.000 SY SHORT ELIRCPEAN CALL 102 5000 (184.924rM) 745230311 FINANCIAL. LLC 390650729J SOUTHERN FXD91aICpt 13-Mar-2014 14-*-2014 15-Apr-2014 (1,003.0:000) USD SHORT ELRCPEAN CALL 37 5950 (1612053) 767041028 FINANCIAL, LLC Subbtal (199.389 87; mmi_mmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt ._ mmilimmt _ NIE7111 Long/ Not.CCy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 390932919 SOUTHERN FINANCIAL. Commodity 1344dr-2014 15-May-2014 22.May-2014 LONG EUROPEAN WTI 100.00003 USD 00000 ,5 ' ;.ii? 4,.i'; 767318425 LLC Derivative Subtotal: i.% I 313 I.;: Total: (280,469.30) Statement ID: 182298_20140402_20140403_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 111369 SDNY_GM_00257553 EFTA01453636