EFTA Document EFTA01454263

r Deutsch* Bank AG e an roup SOUTHERN FINANCIAL, LL Request 182298 As of 19 May 14 19 May 2014 Page 2 Of 2 SOUTHERN FINANCIAL, LLC FX • Options Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 Not. Ccy 1 Not.Arnt 2 Not. Ccy 2 Long/ Short Option Style PuV Call Strike Price MTM(USO) SOUTHERN ExEurcepl 21-Nov-2013 20•tlov•2014 25-Nov-2014 (1.060.000 00) USD 101.030.000 JPY SHORT EUROPEAN CALL 1010000 ;21 C5,9 a.? FINANCIAL. LLC SOUTHERN FINANCIAL, LLC FXOneBanDneT otiohOpl 21-Nan2013 20-Noi.42014 25-Nov-2014 (21.00060) USD 0 JPY LONG EUICPEAN 0.0003 13,57634 SOUTHERN FINANCIAL, LLC EXOneBerOneT ouchOpl 21-Nov-2013 20.tlan2014 25-Nov-2014 (21,M0.00) USD 0 JPY LONG EUROPEAN 0.0000 10.72753 SOUTHERN FINANCIAL, LLC EXOneganDneT ottMOpt 21-Nov-2013 20-Nov.2014 25.Nov.2014 121 MI MI USD 0 JPY LONG EURCPEAN 0.0000 8,345 45 Subtotal: 11.589 71 Long/ Not. Ccy Price Per Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Quantity Unit Unit Strike Price MTM(USD) SOUTF£RFI CommocahOpEu 034%pr-2014 OF>Dec•20I4 CI5Dec•2014 SHORT EURCPEAN CALL XCU FINANCIAL. LLC ro BaseMetal 037 W.COD Y)) USD (.4,0 00iMT25 0 7.000 0000 '354 (C,6 X Subtotal: (354.38o 30: Statement ID : 182298_20140519_20140520_1 Rig (342,496 .59) The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112265 CONFIDENTIAL SDNY_GM_00258449 EFTA01454263