EFTA Document EFTA01454512

r e an roup SOUTHERN FINANCIAL, LL. Request 182298 As of 27 Jun 14 -try rr°1 7.-T"' 29 Jul 2014 Pap 2 Of 2 Deutsch* Bank AG SOUTHERN FINANCIAL, LLC FX • Options Trade ID Counterparty Trade Type Settlement Not. Ccy Trade Date Maturity Date Date NotAmt 1 1 Not. Ccy Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FiNANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEural FXOneBanDneT ouchOpt FXOneEarOneT ouchOpt EXOnet3anOneT ouchOpt ExEuroOpl F)EuroCp1 21-Nov-2013 20-Nov-2014 25-Nov-2014 (LOCO tX0 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.OOO.CC) USD 21-Nor-2013 20-Nov2014 25-Nov-2014 (21,ClXl 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 06-Jun-2014 08Sep-2014 10-Sep-2014 10.00000000 EUR 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00000000 EUR 101.030.000 0 0 0 (13.450.000 00) 03.800.000.00) PT FY FY F? USD USD SHORT LONG LONG LONG SHORT LONG EUROPEAN EUROPEAN EUROPEAN EtPCPEAN EIPCPEAN ELRCPEAN CAI. PUT CALL 101 1X100 0.0003 0.0000 0.0000 1.3450 1 3803 :' 7 cicri f:1! 11.334 03 8.25611 5,89793 ;52 706 12i 56.06015 Subtotal: tO 849 52 CommedIdas - Base Natal Dedvaties Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 Notecy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN FINANCIAL, LLC Ccomodty0pEu ro BaseMetal 03-Apr-2014 OS-Dec-2014 05-Dec-2014 SHORT EURCPEAN CALL XCU la TEO,Ca A USD i50 00) MT25 0 7.000 0000 (3344;34&) Subtotal: i ..e4 43= e.:. Statement ID : 182298_20140627_20140630_1 Total: (323,585.30) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112655 SDNY_GM_00258839 EFTA01454512