EFTA Document EFTA01454514

r 11, e an roup SOUTHERN FINANCIAL, LL. Request 182298 As of 30 Jun 14 nr47 rrItNr.' 30 Jul 2014 Page 2 Of 2 Deutsch* Bank AO SOUTHERN FINANCIAL, LLC FX • Options Trade ID Counterparty Trade Type Settlement Not. Ccy Trade Date Maturity Date Date NotAmt 1 1 Not. Ccy Not.Arnt 2 2 Long/ Short Option Style Put/ Call Strike Price MT M(USO) SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FiNANCIAL. LLC SOUTHERN FINANCIAL. U.0 SOUTHERN FINANCIAL. LLC SOUTHERN FINANCIAL, LLC ExEurcepl FXOneBanDneT oithOpt FXOneBerOneT outhOpt EXOnet3anOneT ouchOpt ExEuroOpl F)EuroCp1 21-Noo-2013 20-Nov-2014 25-Nov-2014 (1.003(20 00) USD 21-Net-2013 20-Nov-2014 25-Nov-2014 (21.00000) USD 21-Nov-2013 2011ov.2014 25-Nov-2014 (2120 00) USD 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 06-Jun-2014 08-Sep-2014 10-Sep-2014 10.00000000 EUR 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR 101030.000 0 0 0 (13,450.000 00) 03.800,000.00) in JPY JPY Fr USD USD SHORT LONG LONG LONG SHORT LONG EUROPEAN EUROPEAN EUROPEAN EURCPEAN EUROPEAN ELRCPEAN CALL PUT CALL 101 020 0.0000 0.020 0.0000 1.3450 1.3802 ;^'94 F7! 11.50487 8,36106 5,952 40 ;38.48293) 68.427 49 Subbtal: 38,32.02 Trade ID Counterparty Trade Type Long/ Trade Date Maturity Date Settlement Date Short Option Style PuV Call Ref. Entity NotAmt 1 NotCcy 1 Quantity Unit Price Per Unit Strike Price MTM(USD) SOUTHERN FINANCIAL LLC Commodity0pEu ro BaseMetal 03-Apr-2014 05.Dec-20I 4 05-Dec-2014 SHORT EURCPEAN CALL XCU (8 72,2C A USD i50 00) MT25 0 7000 0000 (37194! OD) Subtotal: t ..: I ;.: Statement ID: 182298_20140630_20140701_1 Total: (333,572.99) The valuation information set forth in this statement is provided subject to the teens and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0112659 SDNY_GM_00258843 EFTA01454514