EFTA Document EFTA01454783

e an SOUTHERN FINAN Request 182298 r As of 21 Jul 14 21 Jul 2014 Paps 2 Of 2 Nuts** Bank AO SOUTHERN FINANCIAL, LLC a-0_ Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 36636443S, SOUTHERN FxEurcepl 21-No./.2013 2040%42014 25-Nov-2014 ( LOCO C3 CIO; USD 101030.000 PY SHORT EUROPEAN CALL 1010000 ;'(.182227! 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBeoDneT 21-Not-2013 204,1me2014 2541me2014 (21.OOO00) USD 0 FY LONG EUROPEAN 0.0003 9.24031 710423461 FINANCIAL. LLC ouchOpl 366364436/ SOUTHERN FXOnef3arOneT 21-Nw-2013 204Iov.2014 25-Nov-2014 (21ff 00) USD 0 FY LONG EUROPEAN 0.0000 6,155.18 710423463 F NANCIAL . LC ouchOpl 366364436/ SOUTHERN FXOnet3a0OneT 21-Nov-2013 20-Nov.2014 26Nov.2014 1.21.000 eel USD 0 PY LONG ELPCCEAN 0.0000 4,09159 710423465 FINANCIAL. LLC ouchOpl 407339131/ SOUTHERN FxEuroOpl 06-Jun-2014 06Sep-2014 10-Sep-2014 10.00000000 EUR (13,450000 03) LED SHORT EIPCPEAN PUT 1.3450 :63 .950 3.3, 806424249 FNANCIAL. LLC 407339131/ SOUTHERN ExEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,000,000 00 EUR (13800000.00) USD LONG ELRCPEAN CALL 1,3803 10.344 34 806424264 FINANCIAL. LLC Subtotal: iet 331 ii-." Total: (48,301.18) Statement ID : 182298_20140721_20140722_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113134 PROT1 PROT0