EFTA Document EFTA01454829

r e an roup SOUTHERN FINANCIAL, LL. Request As of 28 Jul 14 -try71'1TM". 28 Jul 2014 Page 2 Of 2 Doubt*, Berk AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not. Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Arnt 2 2 Long/ Short Option Style PuV Call Strike Price MTM(USD) 366364439 SOUTHERN ExEurcepl 21-Nov2013 20410%42014 25-tlov-2014 (1.000.000.00) USD 10030.000 in SHORT ELROPEAN CALL 1010000 (17637.84) 710423459 366364435/ 710423461 366364439 710423463 366364436/ 710423465 FINANCIAL. LLC SOUTHERN FINANCIAL. LLC SOUTHERN FiNANCIAL.LLC SOUTHERN FINANCIAL. LLC FXOneBanDne7 ouchOpt FXOneEerOneT ouchOpt FXOnef3ananeT ouchOpt 21-Nov-2013 21-Nor-2013 21-Nov-2013 20-Nov-2014 29Nov2014 29Nov2014 2541ov2014 25-Nov-2014 26Nov2014 (21.00000) (21,000 00) 121.000 MI USD USD USD 0 0 0 JPY JPY Fr LONG LONG LONG EUICPEAN EUROPEAN EtPCPEAN 0.0003 0.0000 0.0000 7.92383 5.262 43 3.49704 407339131/ SOUTHERN ExEuroOpl 06-Jun-2014 08Sep-2014 10-Sep-2014 10.000.03000 EUR (13450.000 00) USD SHORT RACPEAN PUT 1.3450 19oen 03t 806424249 FINANCIAL. LLC 407339131/ SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,00090000 EUR 03.809000.00) LSD LONG ELRCPEAN CALL 13800 3.257 06 936424264 FINANCIAL. LLC Subtotal: (67 On ti'2 Total: 187968.52) Statement ID 20140728 20140729 1 The valuation Information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0113201 SDNY_GM_00259385 EFTA01454829