EFTA Document EFTA01454880

Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (USD) Epstein Morris USDCAD Calf Spread 1/17/2014 8,900 Epstein Moms USDJPY 3mo Call 1/31/2014 13,000 Epstein MOMS USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3.250 1,625 Epstein Morris WTI Risk Reversal' 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris Nadi:oast/ides° 4/15/2014 TED Epstein Morris EURUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7/2/2014 1.250 625 • Euros converted at 1.38 • • Andrew McNetil I.FRNFIN2 Tazia Smith Director I Key Client Partners • VS DB Securities Inc Deutsche Asset & Wealth Management 345 • New York, NY, USA Tel. Fax M En pAscio-.-tapedierent 30,350 7,000 3,500 OTC Total: Listed Total: Total: 33,85:361 57,686 91,5 Paul Morris—07/23/2014 04:01:39 PM--Classification: For internal use only Matt. can you look into commodities trades we have done (oil, From: Paul Morris/ To: Cc: Amanda Kirby Date: 07/23/2014 04:0I PM Subject: Southern Financial revenues [II Classification: For internal use only CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0113293 CONFIDENTIAL SONY GM_00259477 EFTA01454880