EFTA Document EFTA01454889

Account RM Description Trade Date SC (USD) Total RC (USD) KCP RC (Use) Epstein Morris USDCAD Call Spread 1/17/2034 8,900 Epstein Morris USDIPY 3mo Call 1/31/2014 13,000 Epstein Morris USDCAD Unwind 3/6/2014 5,000 Epstein Morris USDRUB Binary 3/13/2014 3,250 1,625 Epstein Morris WTI Risk Reversal" 3/13/2014 3,450 Epstein Morris Copper Call 4/3/2014 2,500 1,250 Epstein Morris NationWide• • 4/15/2014 TBD Epstein Morris EURUSD Risk Reversal 6/6/2014 0 0 0 Epstein Morris Copper Call Unwind 7N2014 1,250 625 "Euros converted at 1.33 "" Andrew McNeiil LFRNFIN2 Tazia Smith Director I Key Client Partners • US DB Secunties Inc Deutsche Asset & Wealth Management 34 P Ay 1 - 4 New York. NY, USA Tel Fa E Pagsiert,-irr Perform. 30,350 7.000 3,500 OTC Total: 33.850 Listed Total: 57,62,6 Total: 91,536 Paul Morris--07123/2014 04:01:39 PM--Classification: For internal use only Matt. can you look into commodities trades we have done (oil. From: Paul Morri To: Cc: Dale: 07/23/2014 04:01 PM Subject: Southern Financial revenues )I] CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 113308 CONFIDENTIAL SDNY_GM_00259492 EFTA01454889