EFTA Document EFTA01454897

SOU Pam ri Rogues) As of 30 Jul 14 30Jul 2014 Paps 2 Of 2 Deutsthe Bank AO SOUTHERN RNANCIAL, LLC PS • Osebee Settlement Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 Not.Ccy 2 Long/ Short Option Style Putt Call Strike Price MTM(USO) SOUTHERN FxEuroCpl 21-No./-2013 20-Nov-2014 25-Nov-2014 (LOCO C00 C01 USD FINANCIAL. LLC SOUTHERN FXOneBatOneT 21-Nos2013 20-Not-2014 25-Nov-2014 (21.000.60) USD FINANCIAL. LLC ouchOpt SOUTHERN FXOneBarOneT 21-Nor-2013 2041ov2014 25-Nov-2014 (21,M0 DOI USD FINANCIAL. LLC ouchOpt SOUTHERN FXOnef3atOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 001 USD FINANCIAL, LLC ouchOpt SOUTHERN FxEuroOpl 06-Jun-2014 013-Sep-2014 10-Sep-2014 10.000.03060 EUR FINANCIAL. LLC SOUTHERN FxEuroCpt 06-Jun-2014 08-Sep-2014 10-Sep-2014 10,060000 OD EUR FINANCIAL. LLC 101.030.000 0 0 0 (13450.060 00) 03.800.060.00) JPY JPY JPY Fr USD USD SHORT LONG LONG LONG SHORT LOIOG EUROPEAN EUROPEAN EUROPEAN EtPCPEAN EIPICPEAN ELRCPEAN CALL PUT CALL 1010000 0.0003 0.0000 0.0000 1.3450 1,3803 ;2/1`.2, IC! 5.83631 3937.76 2,66767 ,'224442:1 1940 33 Subtotal: t 132583 64: Statement ID : 182298_20140730_20140731_1 Total: (132,683.84) The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 113320 SDNY_GM_00259504 EFTA01454897