EFTA Document EFTA01455425

e an SOUTHERN FINAN Request 182298 it, As of 08 Sep 14 I 08 Sep 2014 Paps 2 Of 2 Deulths Bank AO SOUTHERN FINANCIAL, LLC PS • Opens Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEurcepl 21-No/-2013 20-Nov2014 25-Nov-2014 (1.0100 CO3 C101 USD 101630800 FY S140fiT EUROPEAN CALL 1010000 ;42 631 20( 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000.00) USD 0 JPY LONG EUICPEAN 0.000D 1,35289 710423461 FINANCIAL. LC ouch0p1 366364436/ SOUTHERN FXOne8arOneT 21-Nw-2013 20-Nov2014 25-Nov-2014 (21.630 001 USD 0 JPY LONG EUROPEAN 0,000D 863.22 710423463 FINANCIAL LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 (21.000 MI USD 0 JPY LONG EURCPEAN 0.0000 557.13 710423465 F INANCIAL. U.0 ouchOpl 418822243/ SOUTHERN FxEuroOpl 12-Mg-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462,000,00000) CM-I SHORT EIPCPEAN PUT 6.1600 (2?6 ITT M 8344623% FINANCIAL. LLC Subtotal: (276 691 13: Baal: (276.091.13) Statement ID : 18229829140908_201409091 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114175 SDNY_GM_00260359 EFTA01455425