EFTA Document EFTA01455430

Deutsche Bank AO e an raup SOUTHERN FINANCiAL, LLC Request 182298 As of 09 Sep 14 09 Sep 2014 Page 2 Of 2 SOUTHERN FINANCIAL, LLC PX•Sret NotCcy NoLCcy Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date NotAmt 1 1 Not.Amt 2 2 DBPays DBReceives BuySell MTM(USD) 407339131/ SOUTHERN FXSpol 03-Sep-2014 10-Sep-2014 10-Sep-20I4 10.004000.00 EUR (13.4W.003 93) USD DB Pays_EURDB_Recerves_ BUY (535.585 %) 846428041 FNANCOLL, LLC USD 4i 7/ SOUTHERN FXSpol 021-Sep-2014 10-Sep-2014 10-Sep-2014 (10.000,CCO COI EUR 13,450000 00 USD CB Pays_EURDB Remoras_ SELL 535,58585 846401773 FNANCIAL.LIC 160 Subtotal: Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Arnt 1 1 Not.Arnt 2 2 Long/ Short Opbon Style Put/ Call Strike Price MTM(USO) 366364436/ SOUTHERN FkuroOpI 21-Nov-2013 20Nov2014 25.tkn2014 (1011000) USD 101030,000 PY SHORT EUROPEAN CALL 1010000 (50.114491 710423459 FINANCIAL, LEC 366364436/ SCUTHERN FXOneBarOneT 21-Nov-2013 20.Nov2014 25.Nov.2014 121.000 00) USD 0 Fr LONG ELRCPEAN 0.000D 1,27375 710423461 FINANCIAL.110 ouchOpl 366364436/ SOUTHERN FXOneBarOneT 21-Non2013 20-Nov-2014 25-Nov-2014 (21.000.%) USD 0 JPY LONG EUROPEAN 0.0000 837.45 710423463 FINANCIAL. LLC ouchCpt 366364436/ SOUTHERN FXOneBarOneT 21•Nor-2013 2041ov-2014 2541ov-2014 (21,OCA C01 USD 0 JPY LONG ELRCPEAN o.00co 554 67 710423465 FINANCIAL. LLC oushCpl 412822243/ SOUTHERN FsEuroOpl 12-Aug-2014 12-Aug.2015 14-Aug-2015 75.000,00000 USD (462 01.Xtta; 00) ChM SHORT ELRCPEAN PUT 6.1600 ;235653N 2344623% FINANCIAL. LLC Subtotal: ‘283 tO2 Statement ID: 182298_20140909_20140910_1 Total: (283.102.42) The valuation information set forth in this statement is prowled subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114181 CONFIDENTIAL SDNY_GM_00260365 EFTA01455430