EFTA Document EFTA01455685

From: Valuations System [email protected] Sent: 9/27/2014 1:18:31 PM To: [email protected]; [email protected]; Amanda Kirby [[email protected]]; Gedeon Pinedo [email protected]]; Joseph Cothron [email protected]; Paul Morris [[email protected]]; [email protected]; Tazia Smith ([email protected]); Vahe Stepanian [[email protected] Subject: Valuation Statement for SOUTHERN FINANCIAL, LLC as at 26 Sep 2014 - Request 182298 Attachments: 182298_20140926_20140929_1.pdf; 182298_20140926_20140929_1.csy Dear Sir/Madam, Please find attached the valuation as of the value date specified in the attached statement. For queries please contact the number provided on the statement. Kind regards, Deutsche Sank Group Customer Valuations Group This is an automated email account. Please do not reply to this email as the account is not monitored. valuations are sent to you subject to our valuation Disclosure statement. We also direct you to the following additional disclosures: In reference to the provision of valuations for daily marks: http://cbs.db.com/new/docs/Daily_Mark_Methodologies_and_Assumptions_Disclosure_MWrch_28_2013_(2).pdf In reference to the provision of portfolio data and dispute resolution under EMIR: http://cbs.db.com/new/docs/Valuation_Statement_-_EMIR_Language_1309.pdf 182298_20140926_20140929_1 65582446 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114590 CONFIDENTIAL SDNY_GM_00260774 EFTA01455685