EFTA Document EFTA01455907

e an SOUTHERN FINAN Request 182298 As of 24 Oct 14 I h. 240:t 2014 Paps 2 Of 2 Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435, SOUTHERN FxEurcepl 21-Nov-2013 20-Nov2014 25.11ov.2014 (1.003 CO3 CV, USD 101,000.000 FY SHORT EUROPEAN CALL 1010000 ie./3,400/i 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 2541or.2014 (21.000.00) USD 0 JPY LONG EUROPEAN 0.0003 93.40 710423461 FINANCIAL. LLC owhOpt 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ok2014 25-Nov-2014 (21,M0 DOI USD 0 JPY LONG EUROPEAN 0.0000 50.74 710423463 FINANCIAL LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25.Nov.2014 121.000R USD 0 FY LONG EUROPEAN 0.0000 27.55 710423465 FINANCIAL.U.0 ouchOpt 418622243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14.Aug.2015 75.00000000 USD (462000.000 00) C144 SHORT ELRCPEAN PUT 6.1600 (258.676 101 8344623% FINANCIAL. LLC Subtotal: (324 749 06: Baal: (324,748.08) Statement ID: 182298_29141024_201410271 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0114922 SDNY_GM_00261106 EFTA01455907