EFTA Document EFTA01456594

EFTA01295009

EFTA Document EFTA01417521

EFTA Document EFTA01417492

7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi

KYC Print

KYC Print Page 1 of 12 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01305519 One sheet must be established er relationship • list all accounts included in the relationship 1. Relationship Details Relattnship Name: 3SC INTERIORS LLC RELATIONSHIP-Booker; Center: New York Relationship Manager: Paul Morris gl New PWM Relabcnship 1O Existing PWM Relationship Rated:fishy to PWM: If existing, please Mclicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Client(s) 0 Client Referral 1O RM Prospect I O IMermediary/FIM I . Other Source (CIB, etc.) Introduced? How long has the RM personally known the dent? Please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Richard Kahn is a current sent of Paul Morns. He referred the account as he knows the owner of this LLC and is also POA. Does Deutsche Bank pay a retrocession or similar 0 Yin le No compensation to a thi

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EFTA01295105