EFTA Document EFTA01478387

EFTA01478387 EFTA01478388 Deutsche Bank Wealth Management Entity Self-Certification Form Purpose of this Self-Certification Form Deutsche Bank AG and its affiliates (collectively, "Deutsche Bank") collect certain information, including tax related information, from their clients. Deutsche Bank collects this information to comply with certain local and international regulatory requirements that are designed, among other things, to foster and support a tax compliant environment. Although these requirements are not necessarily imposed by all countries, Deutsche Bank, as a global bank that strives to achieve consistency in its practices among ail of its regions, nonetheless requires this information be provided by clients even if not required by regulation. Accordingly, Deutsche Bank Wealth Management Americas is writing to clients and sending you this Self-Certification to complete. This form is to be used in any situation where the Account Holder is an entity, and not an individuai. If in fact the Account Holder Is an individual, the individual should complete and provide the Individual Self-Certification Form which you can obtain by contacting your Deutsche Bank Wealth Management Americas Relationship Manager. Please note that a branch of an entity is treated as the entity for purposes of this Self-Certification and, therefore, the form should be completed with details for the branch, and not the details of its parent. Please complete all sections below as directed and provide any additional information as may be required. For the purposes of this Self-Certification, "Account(s)" includes any accounts currently held with Deutsche Bank by the entity. While Deutsche Bank Wealth Management does not provide tax advice, you may contact your Relationship Manager if you have questions concerning the Self-Certification process. If you have any questions about how to complete this form or about how to determine your tax residency status, please refer to the attached Guidance to the Entity Self-Certification Form, or contact your tax adviser or local tax authority. Part lA I Entity Account Holder The 2007 Jeffrey E. Epstein Insurance Trust #3 Legal Name of Entity US Virgin Islands Country of Incorporation or Organization PartlB I Entity Tax Residency Entity's Country (Countries) of Tax Residence us virgin Islands If Entity Account Holder Is tax resident only in the United States, please EFTA01478389 proceed directly to Appendix 2 (which must be completed by each non-US Beneficiary and each non-US Beneficial Owner). If Entity Account Holder Is tax resident outside the United States, please proceed to Part 2 and complete Appendix 1 and Appendix 2. Please insert the Legal Name of the Entity in Part 1 of Appendix 2. WM167679 023611.041516 Page 1 of 5 Declaration and Signature . ^ Part 2 m": I understand that the information supplied by me in this Self-Certification (including any attachment hereto) is provided pursuant to the full terms and conditions governing the Account and the Account Hoider's contractual relationship with Deutsche Bank setting out how Deutsche Bank may use and share the information supplied by me to Deutsche Bank. I agree that Deutsche Bank may disclose this Self-Certification and any other information related to it or the Account(s) now or in the future held with Deutsche Bank, to any relevant tax or governmental authorities of the country in which the Account(s) is/are/wiil be maintained or of any country in which the Account Holder may be liable to pay taxes. I release Deutsche Bank from any obligations of bank secrecy, confidentiality and/or data protection under any applicable laws which might otherwise preclude the disclosure of such information. I acknowledge that the data protection laws of such other countries may not afford the information the same protections which it receives in the country in which the Account(s) is/are/will be maintained. I understand that this waiver will remain in force until cancelled and notwithstanding cancellation it cannot be terminated retroactively. I declare that the below statements are, to the best of my knowledge and belief, correct and complete: 1. I hereby certify that for the purposes of taxation the Account Holder is not a tax resident in any country other than the country/countries indicated in this Self-Certification. 2. I am aware that income deriving from the Account(s), as well as related transactions, may trigger a tax liability in accordance with applicable laws and regulations and that this may be reflected in the Account Holder's tax reporting. 3. I confirm that all assets held by the entity with Deutsche Bank Wealth Management, as well as any and all income and gains related thereto, where applicable, have been, and will be, taken into account and included in the relevant tax filings as required by the laws of the country(countrles) of tax residence. I declare that all statements made and information contained in this Self- EFTA01478390 Certification (including the information in Appendix 1 and Appendix 2, as applicable) are, to the best of my knowledge and belief, correct and complete. I undertake to advise Deutsche Bank promptly of any change in circumstances of which I am aware of and that causes the information contained herein to become incorrect and to provide Deutsche Bank with a suitably updated Self-Certification within 30 days of such change, i further certify that I am duly authorized to sign for this Account Holder and to provide all the confirmations herein with respect to all the Account(s) to which this Self-Certification relates. Darren Indyke Print Name 04-28-2016 nate (mm-dd-yyyy) Trustee Signature Capacity Note: Please indicate tfie capacity In which you are signing the form (for example Trustee. Corporate/lndlvidual Director, etc.) INTERNAL USE ONLY: Account Number(s}: WM167679 023611.041516 Page 2 of 5 Entity Self-Certification Form Appendix 1: Controlling Persons Appendix 1 must be completed for each Controlling Person of the entity, but only if the entity has a tax residence outside the United States. Please refer to the attached Guidance to the Entity Self*Certification Form which provides assistance for you to determine the Controlling Persons and how to complete this Appendix. Please provide details of each Controlling Person below. Please continue on a separate sheet if necessary (and attach to this form) First Name Last Name Jeffrey 01/20/1953 Epstein Controlling Person Type/Role yrustor Date of Birth Controlling Person Country/Countries of Tax Residence US Virgin Islands Is Controlling Person a non-US Beneficlary/non-US Benefidal Owner? r? No Yes (complete Appendix 2) First Name EFTA01478391 Last Name Controlling Person Type/Role Jrygjgg Darren Date of Birth 2/19/1965 Controlling Person Country/Countries of Tax Residence US Is Controlling Person a non-US Beneficlary/non-US Beneficial Owner? 1/ No Yes (complete Appendix 2) First Name Last Name Kahn Controlling Person Type/Role ymstee Richard Date of Birth 12/06/1972 I Controlling I Person Country/Countries of Tax ridence US Is Controlling Person a non-US Beneficlary/non-US Beneficial Owner? C Yes (complete Appendix 2) Rj No First Name Last Name Mark Date of Birth 4/j 954 Country/Countries of Tax Residence Epstein Controlling Person Type/Role Beneficiary Controlling. Person US Is Controlling Person a non-US Benefidary/non-US Beneficial Owner? / No Yes (complete Appendix 2) First NameQalina Date of Birth Last Name Controlling Person Type/Role Beneficiary 3/31/1995 Controlling.! Person Country/Countries of Tax Residence EFTA01478392 US Is Controlling Person a non-US Beneficiary/non-US Beneficial Owner? Each Controlling Person who is also a non-US Beneficiary/non-US Beneficial Owner must complete and sign Appendix 2: Beneficiary/Beneficial Owner Self-Certification Form. A Controlling Person who is a Beneficial Owner with a tax residence solely in the United States is not required to complete and sign Appendix 2. No Yes (complete Appendix 2) WM167679 023611.041516 Page Al EFTA01478393