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efta-efta01480486DOJ Data Set 10Correspondence

EFTA Document EFTA01480486

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DOJ Data Set 10
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efta-efta01480486
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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
machine operator, parking garage, any other business in which cash is its principal activity) Principal Shareholder(s): dentify the principal shareholders. If the entity is owned by an intermediate legal structure e.g. LLC or Partnership), please list the ultimate individual shareholder(s) on whose behalf the account is maintained. Last Name: First Name: % of Ownership: SSN DOB Form of Govt Issued ID Obtained Maxwell Ghlslalne 100 Driver's License Is this an operating company? C Yes 6 No Entity/Client Net Worth: $ 20.00 (USD millions) Documentation/ Information obtained to confirm stated net worth of the Entity/Client: Client's liquid assets at JPM plus value of her personal real estate. Industry Code: The Business Type is the industry in which the client derives the majority of its income. PRIVATE HOUSEHOLDS NAIC Code: Transaction Profile/Expected Account Activity What is the purpose/intended use of this account? To manage operational expenses related to personal aircraft. What is the expected source of account funding ? Other If "Other" please describe Transfer in from Ms. Maxwell's personal account $50,000 Approximate $ amount to fund the account Please select each "Product Type" that applies. Within each product type, please check ALL transaction types that apply and provide a description of expected account activity. (document expected sources of inflows and destinations of transfers,countries, and types of payors/payees.Include where is the money coming from - example : A specific bank or firm and purpose of specific transactions, if known) Product Type - Select all that apply Transaction Types - Select all that apply and expected activity level ( L = 1-5, M = 6-12, H =>12 transactions per month) Anticipated $ Amount Totals per month - Please provide at least an estimate Deposit/Current Accounts (Checking, Savings, Money Market) a Yes r No Cash ( withdrawals/deposits) - C Low C Medium C High Check deposits / Check paid - C Low C Medium C High Wire Incoming & Outgoing - a Low C medium C High Below $1MM Internal Transfers - C Low C Medium C High Other - C Low r Medium C High Please describe in detail expected account activity for this product : Operational account for maintenance of aircraft. Investment Products (Custody,Brokerage,Agency,Margin) C Yes to No Fiduciary (Investment Mgmt. / Trust) C Yes a No Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00002655 SDNY_GM_00271853 EFTA01480486

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