EFTA Document EFTA01565004

GHISLAINE MAXWELL EFTA01565004 EFTA01565005 For the Period 1/1/13 to 1/31/13 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value i Beginning Net Market Value 8,370,404.10 430.00 0.00 0.00 0.00 $8,370,834.10 Ending Net Market Value 4,384,319.71 430.00 994,949.71 998,079.64 998,440.56 $7,376,219.62 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). 1 EFTA01565006 Change In Value (3,986,084.39) 0.00 994,949.71 998,079.64 998,440.56 ($994,614.48) Start on Page 4 36 41 54 68 Client News 2012 Year End Tax 1099's You will be able to view your 2012 Form 1099 on Morgan Online beginning Feb 22, 2013. Unless you have selected edelivery, you should expect to receive them via mail shortly thereafter. You may contact your J.P. Morgan Team with any questions. 0000033184.00.0.9E.00001.MAXWE04.20130204 Consolidated Statement Page 1 EFTA01565007 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565008 For the Period 1/1/13 to 1/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 727,098.85 79,615.03 7,380,655.73 162,318.55 $8,349,688.16 21,145.94 $8,370,834.10 Ending Market Value 1,792,462.58 674,732.54 4,724,939.87 158,528.56 $7,350,663.55 25,556.07 $7,376,219.62 Change In Value 1,065,363.73 595,117.51 (2,655,715.86) (3,789.99) ($999,024.61) 4,410.13 ($994,614.48) Estimated 81,710.37 13,094.20 98,574.33 Current Annual Income Allocation 24% Other 9% 65% 2% $193,378.90 100% EFTA01565009 Equity Alternative Assets Cash & Fixed Income Asset Allocation Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 8,349,688.16 (1,000,000.03) 7,813.56 (6,838.14) $7,350,663.55 25,556.07 $7,376,219.62 Year-to-Date Value 8,349,688.16 (1,000,000.03) 7,813.56 (6,838.14) $7,350,663.55 25,556.07 $7,376,219.62 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01565010 For the Period 1/1/13 to 1/31/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Number $7,103.42 $710.14 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. Account Number i Beginning Market Value 8,349,258.16 430.00 0.00 0.00 0.00 $8,349,688.16 Taxable Income 7,103.42 Net Contributions/ Withdrawals (4,000,000.03) 1,000,000.00 1,000,000.00 1,000,000.00 ($1,000,000.03) EFTA01565011 Tax-Exempt Income 710.14 Other Income & Receipts $7,813.56 Income & Distributions 7,813.56 Change in Investment Value 2,055.85 (5,051.37) (1,998.42) (1,844.20) ($6,838.14) Realized Gain/Loss Short-term Long-term Ending Market Value with Accruals 4,384,319.71 430.00 994,949.71 998,079.64 998,440.56 $7,376,219.62 Unrealized Gain/Loss, (45,151.64) (5,051.37) (1,998.42) (1,844.20) ($54,045.63) CONTINUED Consolidated Statement Page 3 EFTA01565012 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 1/1/13 to 1/31/13 Asset Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Banker Investment Specialist Client Service Team Client Service Team Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Online access www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Page 2 5 9 10 16 18 Account Page 1 of 32 Consolidated Statement Page 4 EFTA01565013 GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 727,098.85 79,615.03 7,380,225.73 162,318.55 $8,349,258.16 21,145.94 $8,370,404.10 Ending Market Value 729,384.54 79,588.66 3,391,625.78 158,528.56 $4,359,127.54 25,192.17 $4,384,319.71 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 8,349,258.16 (4,000,235.83) 1,581,132.77 (1,580,896.97) ($4,000,000.03) 7,813.56 2,055.85 $4,359,127.54 25,192.17 $4,384,319.71 EFTA01565014 Change In Value 2,285.69 (26.37) (3,988,599.95) (3,789.99) ($3,990,130.62) 4,046.23 ($3,986,084.39) Year-to-Date Value 8,349,258.16 (4,000,235.83) 1,581,132.77 (1,580,896.97) ($4,000,000.03) 7,813.56 2,055.85 $4,359,127.54 25,192.17 $4,384,319.71 Estimated 45,710.43 44,829.69 $90,540.12 Current Annual Income Allocation 18% 2% 76% 4% 100% Cash & Equity Fixed Income Alternative Assets Other Asset Allocation ACCT. For the Period 1/1/13 to 1/31/13 Account Page 2 of 32 Consolidated Statement Page 5 EFTA01565015 GHISLAINE MAXWELL Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 849.85 6,253.57 $7,103.42 1,250.00 (539.86) $710.14 Year-to-Date Value 849.85 6,253.57 $7,103.42 1,250.00 (539.86) $710.14 Unrealized Gain/Loss ACCT. For the Period 1/1/13 to 1/31/13 To-Date Value ($45,151.64) Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Summary by State* MA Current Period Value 710.14 Year-to-Date Value 710.14 Tax-Exempt Income Summary by State* Tax-Exempt Income EFTA01565016 Current Period Value 5710.14 Year-to-Date Value 5710.14 Account Page 3 of 32 Consolidated Statement Page 6 EFTA01565017 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 764,967.39 3,407,808.48 90,364.18 $4,263,140.05 Account Page 4 of 32 Consolidated Statement Page 7 EFTA01565018 GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 59,868.11 4,230.00 171.24 448,673.00 214,156.50 $727,098.85 Ending Market Value 60,363.21 4,740.00 169.33 449,186.00 214,926.00 $729,384.54 Current Period Value 729,384.54 764,967.39 (35,582.85) 45,710.43 4,852.58 6.24% Concentrated & Other Equity Change In Value 495.10 510.00 (1.91) 513.00 769.50 $2,285.69 Current Allocation EFTA01565019 1% 1% 1% 10% 5% 18% US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Asset Cate ories ACCT. For the Period 1/1/13 to 1/31/13 Equity as a percentage of your portfolio - 18 % Account Page 5 of 32 Consolidated Statement Page 8 EFTA01565020 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW 060505-10-4 BAC 42.16 172967-42-4 C PROSHARES ULTRASHORT S&P500 NEW PROSHARES TRUST SCHLUMBERGER LTD Total US Large Cap Equity 74347B-30-0 SDS 27.96 74347X-23-7 QID 78.05 806857-10-8 SLB $60,363.21 $116,137.71 ($55,774.50) $257.93 $19.73 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 0.43% 113.000 8,819.65 9,524.04 (704.39) 141.25 1.60% 200.000 5,592.00 26,203.50 (20,611.50) 48.86 250.000 12,215.00 44,809.50 (32,594.50) 358.000 15,093.28 14,048.52 1,044.76 14.32 EFTA01565021 3.58 0.09% 11.32 944.000 10,686.08 10,148.85 537.23 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 83.76 95.000 7,957.20 11,403.30 (3,446.10) 64.60 16.15 37.76 0.81% 0.35% 1.58 3,000.000 4,740.00 18,129.32 (13,389.32) Account Page 6 of 32 Consolidated Statement Page 9 EFTA01565022 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PNNA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 26.10 2,500.000 65,250.00 $449,186.00 62,500.00 $422,578.96 2,750.00 $26,607.04 4,187.50 $31,227.50 $1,837.50 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 6.42% 6.95% 25.08 4,200.000 105,336.00 98,778.96 6,557.04 7,350.00 1,837.50 6.98% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. EFTA01565023 Yield 56.44 3.000 169.33 212.23 (42.90) 27.86 10,000.000 278,600.00 261,300.00 17,300.00 19,690.00 7.07% 43.32 1,000.000 43,320.00 50,000.00 (6,680.00) 2,375.00 5.48% Account Page 7 of 32 Consolidated Statement Page 10 EFTA01565024 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Concentrated & Other Equity JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $214,926.00 $207,909.17 $7,016.83 $14,225.00 $2,995.35 6.55% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 114.40 150,000.000 171,606.00 157,909.17 13,696.83 11,850.00 2,995.35 6.82% Account Page 8 of 32 Consolidated Statement Page 11 EFTA01565025 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 79,615.03 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $79,588.66 $76,999.78 161.20 190.000 30,628.00 31,931.40 162.66 301.000 48,960.66 45,068.38 Quantity Estimated Value Cost Ending Estimated Value 79,588.66 Change In Value (26.37) Current Allocation 2% Account Page 9 of 32 Consolidated Statement Page 12 EFTA01565026 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 5,860,810.03 359,195.43 114,484.23 631,270.49 414,465.55 $7,380,225.73 Ending Market Value 1,868,108.85 21,745.40 457,527.87 630,447.41 413,796.25 $3,391,625.78 Current Period Value 3,391,625.78 3,407,808.48 (16,182.70) 44,829.69 20,339.59 1.35% US Fixed Income Cash & Fixed Income as a percentage of your portfolio 76 % Change In Value (3,992,701.18) (337,450.03) 343,043.64 (823.08) (669.30) ($3,988,599.95 ) EFTA01565027 Current Allocation 42% 1% 10% 14% 9% 76% Non-US Fixed Income Non-USD Cash Cash Asset Categories Non-USD Short Term Account Page 10 of 32 Consolidated Statement Page 13 EFTA01565028 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 2,610,020.09 556,195.69 225,410.00 $3,391,625.78 % of Bond Portfolio 78% 16% 6% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MM FD MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 1,868,107.85 1.00 1,868,107.85 1.00 $1,868,108.85 1,868,107.85 1.00 $1,868,108.85 $0.00 $186.81 $43.04 0.01% EFTA01565029 186.81 43.04 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 1,868,108.85 21,745.40 306,072.00 225,410.00 949,092.62 21,196.91 $3,391,625.78 % of Bond Portfolio 56% 1% 9% 6% 27% 1% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Account Page 11 of 32 Consolidated Statement Page 14 EFTA01565030 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-USD Cash AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR TURKISH LIRA NEW PRINCIPAL CURRENCY Total Non-USD Cash 1.04 1.59 0.13 0.57 100.00 6,580.73 950.00 19,500.00 104.30 10,433.41 122.49 11,085.20 $21,745.40 103.25 10,520.25 122.44 10,763.97 $21,509.91 1.05 (86.84) 0.05 321.23 $235.49 $0.00 0.00% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Non-USD Short Term JP MORGAN CHASE BANK - CAD 100.12 LONDON TIME DEPOSITS 0.5700% DATED 01/25/2013 MATURITY 02/01/2013 HELD BY LONDON TREASURY SERVICES Bearer EFTA01565031 2533P9-9D-5 CAD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 01/31/2013 MATURITY 02/07/2013 HELD BY LONDON TREASURY SERVICES Bearer 2533S9-9D-2 NOK 18.27 1,236,257.09 225,823.06 208,655.53 17,167.53 1,919.49 5.19 0.88% 115,773.67 115,906.96 113,382.24 2,524.72 660.65 0.61% Account Page 12 of 32 Consolidated Statement Page 15 EFTA01565032 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-USD Short Term KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY Total Non-USD Short Term $457,527.87 $457,593.33 ($65.46) $13,665.35 $6,079.20 US Fixed Income JPM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398-91-5 GBP ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA Account Page 13 of 32 Consolidated Statement Page 16 103.29 150,000.00 154,939.50 150,000.00 4,939.50 5,400.00 1,140.00 2.68% 98.98 50,000.00 49,488.50 45,394.50 4,094.00 EFTA01565033 333.42 75.90 0.98% 101.64 100,000.00 101,644.00 100,000.00 1,644.00 2,900.00 853.80 2.27% 201.88 105.00 21,196.91 19,023.08 2,173.83 10,169.81 7.65 77,768.50 80,157.26 (2,388.76) 1.97% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 57.90 200,000.00 115,797.85 135,555.56 (19,757.71) 11,085.21 6,074.01 5.44% EFTA01565034 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price US Fixed Income A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $630,447.41 $609,746.79 $614,541.84 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 GBP ISHARES BARCLAYS EURO INDEX-LINK ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 GBP 21.71 5,790.00 125,716.75 118,212.32 7,504.43 202.00 187.90 37,955.81 39,293.00 (1,337.19) $20,700.62 $18,633.42 $5,319.60 2.50% 109.22 50,000.00 54,611.50 EFTA01565035 52,775.30 54,040.00 1,836.20 2,500.00 111.10 4.30% 113.81 100,000.00 113,814.00 108,226.75 110,503.00 5,587.25 5,000.00 2,305.50 3.84% 113.97 50,000.00 56,984.50 54,169.90 55,424.00 2,814.60 2,500.00 833.30 3.69% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 14 of 32 Consolidated Statement Page 17 EFTA01565036 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Non-US Fixed Income INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR INTER AMERICAN DEVEL BK - IDR MEDIUM TERM NOTE 6.50% JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR ISIN XS0513770957 SEDOL B4YWHCO 45818W-9K-4 AAA /AAA IDR Total Non-US Fixed Income $413,796.25 $450,849.60 ($37,053.35) $12,344.11 $8,897.75 5.07% 0.01 1,300,000,000.00 135,616.00 150,112.11 (14,496.11) 8,675.56 5,751.85 5.44% 1.71 12/31/12 6,700,000.00 114,507.69 143,232.17 (28,724.48) 3,668.55 3,145.90 11.88% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 15 of 32 Consolidated Statement Page 18 EFTA01565037 EFTA01565038 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Other Summary Asset Categories Balanced Beginning Estimated Value 162,318.55 Ending Estimated Value 158,528.56 Change In Value (3,789.99) Current Allocation 4% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 158,528.56 90,364.18 4,025.03 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP - GBP - A - DIST(HEDGED) ISIN LU0323456201 287991-93-9 GBP 146.40 438.109 64,139.35 N/A ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 16 of 32 EFTA01565039 Consolidated Statement Page 19 EFTA01565040 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 GBP Total Balanced $158,528.56 $90,364.18 $4,025.03 21.64 4,361.513 94,389.21 90,364.18 4,025.03 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 17 of 32 Consolidated Statement Page 20 EFTA01565041 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value 5,860,809.03 7,298.82 $7,298.82 (4,000,000.00) ($4,000,000.00) $1,868,107.85 Year-To-Date Value* -7,298.82 $7,298.82 (4,000,000.00) ($4,000,000.00) -INCOME Current Period Value 0.00 Year-To-Date Value* -$0.00 $0.00 $0.00 $0.00 $0.00 -Current Cost Adjustments Amortization Total Cost Adjustments Period Value (539.86) ($539.86) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position EFTA01565042 Year-To-Date Value* (539.86) ($539.86) Account Page 18 of 32 Consolidated Statement Page 21 EFTA01565043 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/2 1/2 1/11 1/15 Interest Income Interest Income Foreign Dividend Municipal Interest Description DEPOSIT SWEEP INTEREST FOR 12/01/12 - 12/31/12 @ .01% RATE ON AVG COLLECTED BALANCE OF $5,860,762.50 AS OF 01/01/13 JPM CHASE CAPITAL XXIX 6.7% PFD @ 0.41875 PER SHARE (ID: 48125E-20-7) SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 (ID: 57586C-FW-0) 1/22 1/28 1/28 1/28 1/30 Misc Disbursement FUNDS TRANSFERRED FROM ASSET AC# TO INVESTMENT MANAGEMENT AC# A45685004 AS REQUESTED Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Misc Disbursement FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Interest Income Total Inflows & Outflows CITIGROUP CAPITAL XIII 7 7/8% PFD @ 0.492188 PER SHARE (ID: 173080-20-1) 10,000.000 0.492 (1,000,000.00) (1,000,000.00) (1,000,000.00) 4,921.88 ($3,992,701.18) EFTA01565044 (1,000,000.00) 2,500.000 113.000 50,000.000 0.419 0.275 0.025 1,046.88 31.08 1,250.00 Quantity Cost Per Unit Amount PRINCIPAL Amount 48.98 INCOME Amount Account Page 19 of 32 Consolidated Statement Page 22 EFTA01565045 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 COST ADJUSTMENTS Settle Date 1/15 Type Amortization Description MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 57586C-FW-0) Quantity 50,000.000 Cost Basis Adjustments (539.86) Account Page 20 of 32 Consolidated Statement Page 23 EFTA01565046 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -51.83 $51.83 (51.83) ($51.83) -Year-To-Date Value* -51.83 $51.83 (51.83) ($51.83) -Local Value Current Period Value 0.00 51.32 51.32 (51.32) (51.32) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01565047 Year-To-Date Value* --Year-To-Date Value* -51.32 51.32 (51.32) (51.32) -Account Page 21 of 32 Consolidated Statement Page 24 EFTA01565048 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 467,686.37 (467,634.55) Year-To-Date Value* 467,686.37 (467,634.55) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 1/4 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 12/28/2012 MATURITY 01/04/2013 HELD BY LONDON TREASURY SERVICES (ID: 253369-9V-0) 1/4 1/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/04/2013 MATURITY 01/11/2013 HELD BY LONDON TREASURY SERVICES (ID: 2533F9-9H-7) 1/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (12.830) (13.00) (12.83) Account Page 22 of 32 Consolidated Statement Page 25 (12.830) 115,735.180 (13.02) (12.83) EFTA01565049 13.00 12.83 Quantity 115,722.350 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.02 12.83 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01565050 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 1/18 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/11/2013 MATURITY 01/18/2013 HELD BY LONDON TREASURY SERVICES (ID: 2533J9-9C-4) 1/18 1/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/18/2013 MATURITY 01/25/2013 HELD BY LONDON TREASURY SERVICES (ID: 2533L9-9Y-3) 1/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 1/4 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/04/2013 MATURITY 01/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533F9-9H-7) (12.830) (12.79) (12.83) $0.00 (12.830) 115,760.840 (13.02) (12.83) 12.79 12.83 Quantity 115,748.010 Amount USD Local Value EFTA01565051 PRINCIPAL Amount USD Local Value 13.02 12.83 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 115,735.180 113,343.43 Transaction Market Value * 117,491.68 Account Page 23 of 32 Consolidated Statement Page 26 EFTA01565052 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 1/11 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/11/2013 MATURITY 01/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533J9-9C-4) 1/18 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/18/2013 MATURITY 01/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533L9-9Y-3) 1/25 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/25/2013 MATURITY 02/01/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533P9-9D-5) Total Securities Transferred In Securities Transferred Out 1/4 Free Delivery $467,686.37 115,773.670 113,382.24 115,398.62 115,760.840 113,369.45 117,470.03 Quantity Cost 115,748.010 113,356.43 Transaction Market Value * 117,326.04 JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 12/28/2012 MATURITY 01/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253369-9V-0) EFTA01565053 1/11 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/04/2013 MATURITY 01/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533F9-9H-7) (115,735.180) 113,343.43 (117,313.04) (115,722.350) 113,330.41 (117,478.66) Account Page 24 of 32 Consolidated Statement Page 27 EFTA01565054 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 1/18 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/11/2013 MATURITY 01/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253339-9C-4) 1/25 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 01/18/2013 MATURITY 01/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533L9-9Y-3) Total Securities Transferred Out ($467,634.55) (115,760.840) 113,369.45 (115,385.84) Quantity Cost (115,748.010) 113,356.43 Transaction Market Value * (117,457.01) Account Page 25 of 32 Consolidated Statement Page 28 EFTA01565055 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -184.00 $184.00 (184.00) ($184.00) -Year-To-Date Value* -184.00 $184.00 (184.00) ($184.00) -Local Value Current Period Value 0.00 1,021.12 1,021.12 (1,021.12) (1,021.12) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01565056 Year-To-Date Value* --Year-To-Date Value* -1,021.12 1,021.12 (1,021.12) (1,021.12) -Account Page 26 of 32 Consolidated Statement Page 29 EFTA01565057 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 1,113,446.40 (1,113,262.42) Year-To-Date Value* 1,113,446.40 (1,113,262.42) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 1/3 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 253369-9L-2) 1/3 1/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2533F9-9D-6) 1/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (204.190) (36.46) (204.19) Account Page 27 of 32 Consolidated Statement Page 30 (204.160) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,440.130 0.8500% DATED 01/03/2013 MATURITY 01/10/2013 (36.96) (204.16) 36.46 204.19 Quantity EFTA01565058 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,235.970 0.8500% DATED 12/27/2012 MATURITY 01/03/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 36.96 204.16 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01565059 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 1/17 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2533H9-9X-0) 1/17 1/24 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2533L9-9S-6) 1/24 1/31 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2533P9-9A-1) 1/31 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows (204.290) (37.26) (204.29) $0.00 (204.260) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,236,052.800 0.8500% DATED 01/24/2013 MATURITY 01/31/2013 (36.65) (204.26) 37.26 204.29 (204.220) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,848.540 0.8500% DATED 01/17/2013 MATURITY 01/24/2013 (36.67) (204.22) 36.65 204.26 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,235,644.320 0.8500% DATED 01/10/2013 MATURITY 01/17/2013 Amount USD EFTA01565060 Local Value PRINCIPAL Amount USD Local Value 36.67 204.22 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 28 of 32 Consolidated Statement Page 31 EFTA01565061 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 1/3 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON 0.8500% DATED 01/03/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2533F9-9D-6) 1/10 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.8500% DATED 01/10/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2533H9-9X-0) 1/17 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.8500% DATED 01/17/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2533L9-9S-6) 1/24 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.8500% DATED 01/24/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2533P9-9A-1) 1/31 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON 0.8500% DATED 01/31/2013 MATURITY HELD BY LONDON TREASURY SERVICES (ID: 2533S9-9D-2) Total Securities Transferred In $1,113,446.40 1,236,257.090 208,655.53 225,466.81 1,236,052.800 208,618.27 221,779.14 1,235,848.540 208,581.62 221,909.72 1,235,644.320 208,544.95 220,631.06 TIME DEPOSITS 01/10/2013 CLIENT REF FTD TIME DEPOSITS 01/17/2013 CLIENT REF FTD TIME DEPOSITS 01/24/2013 CLIENT REF FTD TIME DEPOSITS 01/31/2013 CLIENT REF FTD TIME DEPOSITS 02/07/2013 CLIENT REF FTD EFTA01565062 * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,235,440.130 208,508.49 Transaction Market Value * 223,659.67 Account Page 29 of 32 Consolidated Statement Page 32 EFTA01565063 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 1/3 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 12/27/2012 MATURITY 01/03/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253369-9L-2) 1/10 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 01/03/2013 MATURITY 01/10/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533F9-9D-6) 1/17 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 01/10/2013 MATURITY 01/17/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533H9-9X-0) 1/24 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 01/17/2013 MATURITY 01/24/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533L9-9S-6) 1/31 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 01/24/2013 MATURITY 01/31/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2533P9-9A-1) Total Securities Transferred Out ($1,113,262.42) (1,236,052.800 ) 208,618.27 (225,429.55) (1,235,848.540 ) 208,581.62 (221,742.50) (1,235,644.320 ) 208,544.95 EFTA01565064 (221,873.05) (1,235,440.130 ) 208,508.49 (220,594.61) Quantity Cost (1,235,235.970 ) 208,471.53 Transaction Market Value * (223,622.71) Account Page 30 of 32 Consolidated Statement Page 33 EFTA01565065 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income Ending Cash Balance Period Value -818.77 $818.77 -Year-To-Date Value* -818.77 $818.77 -Local Value Current Period Value 6,069.27 511.46 511.46 6,580.73 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* --Year-To-Date Value* -511.46 EFTA01565066 511.46 -Account Page 31 of 32 Consolidated Statement Page 34 EFTA01565067 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 1/10 Foreign Dividend Description BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 @ 2.722 PER SHARE CONY. @ "CONV RATE" (ID: G13289-92-4) Quantity 187.898 Amount USD Local Value 4.358 2.722 PRINCIPAL Amount USD Local Value 818.77 511.46 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 32 of 32 Consolidated Statement Page 35 EFTA01565068 J.P. Morgan Securities LLC GHISLAINE MAXWELL 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 1/1/13 to 1/31/13 Margin Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 3 5 Page 2 Account Page 1 of 5 Consolidated Statement Page 36 EFTA01565069 GHISLAINE MAXWELL Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 430.00 $430.00 Current Portfolio Activity Beginning Market Value Ending Market Value Cost Summary Cash & Fixed Income Total Period Value 430.00 $430.00 Short Market Value 0.00 $0.00 Year-to-Date Value 430.00 $430.00 430.00 Cost $430.00 Investment Objectives Speculation Permitted Capital Appreciation Total 430.00 $430.00 Estimated $0.00 Current Market Value Annual Income Allocation 100% 100% ACCT. For the Period 1/1/13 to 1/31/13 Yes Yes EFTA01565070 Account Page 2 of 5 Consolidated Statement Page 37 EFTA01565071 GHISLAINE MAXWELL Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 430.00 ACCT. For the Period 1/1/13 to 1/31/13 Ending Market Value 430.00 Change In Value 0.00 Current Allocation 100% Current Market Value/Cost Market Value Tax Cost SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Period Value 430.00 430.00 SUMMARY BY TYPE Market Value 430.00 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 430.00 % of Bond Portfolio 100% Account Page 3 of 5 Consolidated Statement Page 38 EFTA01565072 EFTA01565073 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 430.00 Margin 430.00 430.00 Account Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 4 of 5 Consolidated Statement Page 39 EFTA01565074 GHISLAINE MAXWELL ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary PRINCIPAL Current Transactions Portfolio Activity Detail Beginning Cash Balance Ending Cash Balance Period Value 430.00 $430.00 Year-To-Date Value --INCOME Current Period Value 0.00 $0.00 Year-To-Date Value --No Activity This Period Account Page 5 of 5 Consolidated Statement Page 40 EFTA01565075 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565076 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 1/1/13 to 1/31/13 Investment Management Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 4 10 Account Page 1 of 13 Consolidated Statement Page 41 EFTA01565077 GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 0.00 $0.00 0.00 $0.00 Ending Market Value 994,948.63 $994,948.63 1.08 $994,949.71 Current Portfolio Activity Beginning Market Value Contributions Net Contributions/Withdrawals Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 0.00 1,000,000.00 $1,000,000.00 (5,051.37) $994,948.63 1.08 $994,949.71 Change In Value 994,948.63 $994,948.63 1.08 $994,949.71 Year-to-Date Value 0.00 1,000,000.00 $1,000,000.00 (5,051.37) $994,948.63 1.08 $994,949.71 EFTA01565078 Estimated 34,174.21 $34,174.21 Current Annual Income Allocation 109% 109% ACCT. For the Period 1/1/13 to 1/31/13 Account Page 2 of 13 Consolidated Statement Page 42 EFTA01565079 GHISLAINE MAXWELL - OAP IHD Account Summary CONTINUED Tax Summary Unrealized Gain/Loss Cost Summary Equity Total 1,000,000.00 Cost $1,000,000.00 ACCT. For the Period 1/1/13 to 1/31/13 To-Date Value ($5,051.37) Account Page 3 of 13 Consolidated Statement Page 43 EFTA01565080 GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Beginning Market Value 0.00 Ending Market Value 994,948.63 Change In Value 994,948.63 Current Allocation 100% ACCT. For the Period 1/1/13 to 1/31/13 Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 994,948.63 1,000,000.00 (5,051.37) 34,174.21 1.08 3.43% Account Page 4 of 13 Consolidated Statement Page 44 EFTA01565081 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account Equity Detail Price P P P P P P P EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER A G SPONS ADR 072730-30-2 BAYR BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI 103.90 340.000 35,326.00 35,393.08 (67.08) 1,432.08 4.05% 68.98 400.000 EFTA01565082 27,593.20 27,815.96 (222.76) 1,121.60 4.06% 78.72 320.000 25,190.40 25,126.50 63.90 716.80 2.85% 21.54 98.66 1,130.000 200.000 24,336.81 19,731.20 25,040.80 19,912.00 (703.99) (180.80) 1,301.76 312.00 5.35% 1.58% 48.18 350.000 16,863.00 17,545.50 (682.50) 980.00 5.81% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 21.41 1,280.000 27,404.80 27,613.70 (208.90) 887.04 3.24% Account Page 5 of 13 Consolidated Statement Page 45 EFTA01565083 EFTA01565084 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD 204409-60-1 CIG AAA /P-2 P P P P P P P P COST OF PENDING PURCHASES DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG DIAGEO P L C SPONS ADR NEW 25243Q-20-5 DEO GDF SUEZ SPONS ADR 361608-10-5 GDFZ GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC ISRAEL CHEMICALS LTD ADR 465036-20-0 ISCH LUKOIL OAO SPONS ADR MTN GROUP LTD 677862-10-4 LUKO 19.60 SPONS ADR 62474M-10-8 MTNO Account Page 6 of 13 Consolidated Statement Page 46 1,660.000 32,537.66 32,502.80 34.86 2,040.14 6.27% 67.30 EFTA01565085 410.000 27,594.23 27,482.30 111.93 1,252.14 4.54% 13.22 1,850.000 24,462.55 24,845.50 (382.95) 1,137.75 4.65% 56.86 570.000 32,410.20 32,437.90 (27.70) 1,168.50 3.61% 45.61 330.000 15,051.30 15,052.95 (1.65) 765.27 5.08% 20.51 720.000 14,767.20 14,960.95 (193.75) 1,517.76 10.28% 119.30 80.000 9,544.00 9,456.78 87.22 229.76 2.41% 1.00 23.48 (965,805.920) 1,260.000 (965,805.92) 29,579.76 (965,805.92) 30,114.00 (534.24) 10.98 EFTA01565086 890.000 9,772.20 9,975.21 (203.01) 525.99 5.38% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01565087 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P MUENCHENER RUECKVERSICHERUNGS GESELLSCHAFT ADR P P P P P P P P 626188-10-6 MURG NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI 72.72 48.68 109.52 300.000 720.000 250.000 21,816.00 35,049.60 27,380.00 22,375.65 35,103.55 EFTA01565088 27,527.50 (559.65) (53.95) (147.50) 1,032.00 1,030.32 735.50 4.73% 2.94% 2.69% 55.30 550.000 30,414.45 30,299.50 114.95 848.10 2.79% 13.32 2,590.000 34,509.16 35,120.40 (611.24) 924.63 2.68% 142.20 170.000 24,174.00 24,512.78 (338.78) 760.41 3.15% 67.82 590.000 40,013.80 40,047.61 (33.81) 1,242.54 3.11% 70.18 570.000 40,003.17 39,991.20 11.97 1,010.04 2.52% 18.37 1,650.000 30,315.45 30,162.00 153.45 904.20 EFTA01565089 2.98% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 7 of 13 Consolidated Statement Page 47 EFTA01565090 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P P P P SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM P P P P P TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE US DOLLAR 40.48 30.46 1.00 930.000 900.000 1,000,000.000 37,646.40 27,411.30 1,000,000.00 EFTA01565091 37,665.00 27,486.00 1,000,000.00 Account Page 8 of 13 (18.60) (74.70) 1,224.81 857.70 100.00 1.08 3.25% 3.13% 0.01% Consolidated Statement Page 48 16.95 54.29 870.000 460.000 14,743.89 24,973.40 14,972.70 25,092.04 (228.81) (118.64) 573.33 1,156.44 3.89% 4.63% 39.65 760.000 30,134.00 29,976.22 157.78 833.72 2.77% 17.74 1,130.000 20,046.20 20,114.00 (67.80) 449.74 2.24% 26.53 950.000 25,203.50 25,206.64 (3.14) 858.80 3.41% 28.28 19.45 EFTA01565092 1,060.000 1,270.000 29,972.56 24,705.31 29,955.60 25,082.50 16.96 (377.19) 1,308.04 746.76 4.36% 3.02% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01565093 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Price EAFE Equity P P VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV $994,948.63 $1,000,000.00 ($5,051.37) $34,174.21 $1.08 3.43% 28.75 1,050.000 30,190.65 29,893.50 297.15 27.32 1,460.000 39,887.20 39,945.60 (58.40) 2,188.54 5.49% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 9 of 13 Consolidated Statement Page 49 EFTA01565094 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Contributions Ending Cash Balance Current Period Value 0.00 1,000,000.00 $1,000,000.00 $1,000,000.00 * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/28 Misc Receipt Description FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Quantity Cost Per Unit Amount Amount 1,000,000.00 Year-To-Date Value* -1,000,000.00 $1,000,000.00 -Account Page 10 of 13 Consolidated Statement Page 50 EFTA01565095 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 TRADE ACTIVITY Trade Date Est. Settle Date Type Pending Securities Purchased 1/29 Purchase 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Account Page 11 of 13 Consolidated Statement Page 51 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ABB LTD SPONS ADR (ID: 000375-20-4) ASTRAZENECA PLC SPONS ADR (ID: 046353-10-8) BAE SYSTEMS PLC SPONS ADR (ID: 05523R-10-7) EFTA01565096 BAYER A G SPONS ADR (ID: 072730-30-2) BHP LTD SPONS ADR (ID: 088606-10-8) BOC HONG KONG HOLDINGS LTD SPONS ADR (ID: 096813-20-9) BRITISH AMERICAN TOBACCO PLC SPONS ADR (ID: 110448-10-7) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD (ID: 204409-60-1) DEUTSCHE POST AG SPONS ADR (ID: 25157Y-20-2) DIAGEO P L C SPONS ADR NEW (ID: 25243Q-20-5) GDF SUEZ SPONS ADR (ID: 361608-10-5) GLAXOSMITHKLINE PLC SPONS ADR (ID: 37733W-10-5) HSBC HOLDINGS PLC SPONS ADR (ID: 404280-40-6) Quantity 1,280.000 350.000 1,130.000 200.000 320.000 400.000 340.000 890.000 1,260.000 80.000 720.000 330.000 570.000 Per Unit Amount 21.533 50.09 22.12 99.52 78.48 69.499 104.057 11.178 23.86 118.169 20.697 45.575 56.868 Market Cost (27,613.70) (17,545.50) (25,040.80) (19,912.00) (25,126.50) (27,815.96) (35,393.08) (9,975.21) EFTA01565097 (30,114.00) (9,456.78) (14,960.95) (15,052.95) (32,437.90) EFTA01565098 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Trade Date Est. Settle Date Type Pending Securities Purchased 1/29 Purchase 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description ISRAEL CHEMICALS LTD ADR (ID: 465036-20-0) MTN GROUP LTD SPONS ADR (ID: 62474M-10-8) MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR (ID: 626188-10-6) NESTLE S A SPONS ADR REPSTG REG SH (ID: 641069-40-6) EFTA01565099 NOVARTIS A G ADR (ID: 66987V-10-9) LUKOIL OAO SPONS ADR (ID: 677862-10-4) TELEKOMUNIKASI IND SPONS ADR (ID: 715684-10-6) PETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 410.000 760.000 170.000 2,590.000 550.000 300.000 720.000 250.000 Per Unit Amount 13.40 19.55 18.25 70.12 67.837 66.99 39.402 144.152 13.53 55.05 74.545 48.617 110.07 Market Cost (24,845.50) (32,502.80) (30,162.00) (39,991.20) (40,047.61) (27,482.30) (29,976.22) (24,512.78) (35,120.40) (30,299.50) (22,375.65) EFTA01565100 (35,103.55) (27,527.50) Account Page 12 of 13 Consolidated Statement Page 52 EFTA01565101 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 1/1/13 to 1/31/13 Trade Date Est. Settle Date Type Pending Securities Purchased 1/29 Purchase 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 1/29 2/1 Total Pending Securities Purchased ($965,805.92) Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description SINGAPORE TELECOMMUNICATIONS LTD ADR (ID: 82929R-30-4) SMITHS GROUP PLC SPONSORED ADR (ID: 83238P-20-3) STATOIL ASA SPONS ADR (ID: 85771P-10-2) TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR (ID: 874039-10-0) TESCO PLC SPONS ADR (ID: 881575-30-2) TOTAL SA SPONS ADR (ID: 89151E-10-9) UNILEVER N V (ID: 904784-70-9) UNITED OVERSEAS BANK LTD SPONS ADR (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR (ID: 92857W-20-9) ZURICH INSURANCE GROUP-ADR (ID: 989825-10-4) EFTA01565102 Quantity 1,060.000 1,270.000 950.000 1,130.000 870.000 460.000 930.000 900.000 1,460.000 1,050.000 Per Unit Amount 28.22 19.72 26.493 17.77 17.18 54.399 40.46 30.50 27.32 28.43 Market Cost (29,955.60) (25,082.50) (25,206.64) (20,114.00) (14,972.70) (25,092.04) (37,665.00) (27,486.00) (39,945.60) (29,893.50) Account Page 13 of 13 Consolidated Statement Page 53 EFTA01565103 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01565104 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP DYS 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 1/1/13 to 1/31/13 Investment Management Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity 4 6 9 12 Account Page 1 of 14 Consolidated Statement Page 54 EFTA01565105 GHISLAINE MAXWELL - TAP DYS Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 0.00 0.00 0.00 $0.00 0.00 $0.00 Ending Market Value 68,129.41 248,138.40 681,733.77 $998,001.58 78.06 $998,079.64 Current Portfolio Activity Beginning Market Value Contributions Net Contributions/Withdrawals Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 0.00 1,000,000.00 $1,000,000.00 (1,998.42) $998,001.58 78.06 $998,079.64 Change In Value 68,129.41 248,138.40 681,733.77 $998,001.58 78.06 $998,079.64 Alternative EFTA01565106 Assets Year-to-Date Value 0.00 1,000,000.00 $1,000,000.00 (1,998.42) $998,001.58 78.06 $998,079.64 Estimated 1,825.73 6,657.59 31,731.15 Current Annual Income Allocation 7% 25% 68% $40,214.47 100% Equity Cash & Fixed Income Asset Allocation ACCT. For the Period 1/1/13 to 1/31/13 Account Page 2 of 14 Consolidated Statement Page 55 EFTA01565107 GHISLAINE MAXWELL - TAP DYS Account Summary CONTINUED Tax Summary Unrealized Gain/Loss Cost Summary Equity Cash & Fixed Income Total 683,745.00 Cost 67,964.00 $751,709.00 ACCT. For the Period 1/1/13 to 1/31/13 To-Date Value ($1,998.42) Account Page 3 of 14 Consolidated Statement Page 56 EFTA01565108 GHISLAINE MAXWELL - TAP DYS Equity Summary Asset Categories US Large Cap Equity Asia ex-Japan Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Yield Beginning Market Value 0.00 0.00 $0.00 Ending Market Value 35,847.64 32,281.77 $68,129.41 Current Period Value 68,129.41 67,964.00 165.41 1,825.73 2.67% Equity as a percentage of your portfolio - 7 % Asia ex-Japan Equity Change In Value 35,847.64 32,281.77 $68,129.41 Current Allocation 4% 3% 7% US Large Cap Equity Asset Cate ories ACCT. For the Period 1/1/13 to 1/31/13 Account Page 4 of 14 Consolidated Statement Page 57 EFTA01565109 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Equity Detail Price US Large Cap Equity SIT MUT FDS INC DIVIDEND GRWTH 82980D-70-7 SDVG X Asia ex-Japan Equity MATTHEWS ASIA DIVIDEND INSTITUTIONAL 577130-75-0 MIPI X 14.97 2,156.431 32,281.77 32,023.00 258.77 1,239.94 3.84% 15.36 2,333.831 35,847.64 35,941.00 (93.36) 585.79 1.63% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 5 of 14 Consolidated Statement Page 58 EFTA01565110 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Alternative Assets Summary Beginning Asset Categories Hedge Funds Real Estate & Infrastructure Total Value Estimated Value 0.00 0.00 $0.00 Ending Estimated Value 197,492.16 50,646.24 $248,138.40 Change In Value 197,492.16 50,646.24 $248,138.40 Current Allocation 20% 5% 25% Real Estate & Infrastructure Hedge Funds Asset Categories Alternative Assets Detail Alternative Assets as a percentage of your portfolio 25 % Price Hedge Funds EATON VANCE FLOATING-RATE ADVANTAGE I 277923-63-7 EIFA X GATEWAY FUND - Y 367829-88-4 GTEY X 27.60 2,379.985 65,687.59 65,640.00 11.18 7,524.150 84,120.00 84,120.00 Quantity Estimated Value Cost EFTA01565111 Account Page 6 of 14 Consolidated Statement Page 59 EFTA01565112 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Price Hedge Funds HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X Total Hedge Funds $197,492.16 $197,584.00 Quantity Estimated Value Cost 10.26 4,647.619 47,684.57 47,824.00 Quantity/Original Commitment Amount Real Estate & Infrastructure MANAGED PORTFOLIO SER TORTOIS INSTL 56166Y-40-4 TORI X Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,296.77 30,616.00 30,616.00 Account Page 7 of 14 Consolidated Statement Page 60 EFTA01565113 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Quantity/Original Commitment Amount Real Estate & Infrastructure NUVEEN INVT FDS INC GLOB INFRAST I 670690-51-0 FGIY X Total Real Estate & Infrastructure $50,707.00 $0.00 $50,646.24 $435.43 Amounts shown above under "Estimated Value" for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative. For private equity funds, Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair value, or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e., "marked-to- market"). However, some of these underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for Federal income taxes. Where the underlying fund provides periodic estimates on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also based on the audited financial statements of the underlying fund). Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,025.30 EFTA01565114 20,091.00 20,030.24 435.43 2.17% Account Page 8 of 14 Consolidated Statement Page 61 EFTA01565115 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 0.00 0.00 0.00 $0.00 Ending Market Value 28,198.00 623,410.37 30,125.40 $681,733.77 Current Period Value 681,733.77 683,745.00 (2,011.23) 31,731.15 66.83 4.65% Cash & Fixed Income as a percentage of your portfolio 68 % SUMMARY BY TYPE Market Value 681,733.77 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. EFTA01565116 Cash & Fixed Income Cash International Bonds Mutual Funds Other Total Value Market Value 28,198.00 113,435.35 480,575.36 59,525.06 $681,733.77 % of Bond Portfolio 4% 16% 72% 8% 100% US Fixed Income Change In Value 28,198.00 623,410.37 30,125.40 $681,733.77 Current Allocation 3% 62% 3% 68% Non-US Fixed Income Cash Asset Cate ories Account Page 9 of 14 Consolidated Statement Page 62 EFTA01565117 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 28,198.00 28,198.00 28,198.00 2.81 0.48 US Fixed Income COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 HARBOR HIGH YIELD BOND FUND - INS HARBOR CONVERTIBLE SEC FD-IS 3PM TR I MLT SC INCM SL 3PM STR INC OPP FD 411511-55-3 10.24 411512-73-4 10.24 48121A-29-0 11.92 FUND 3844 4812A4-35-1 PRUDENTIAL TOTAL RETURN BD F CL Z 74440B-40-5 14.57 5,318.18 77,485.82 77,539.00 (53.18) 3,015.90 35,949.53 36,040.00 (90.47) 1,236.51 66.35 2,839.90 3.44% 3.67% EFTA01565118 9,246.10 94,680.07 94,865.00 (184.93) 3,689.19 3.90% 1,872.78 19,177.27 19,196.00 (18.73) 501.90 2.62% 11.19 4,547.24 50,883.64 51,111.00 (227.36) 2,960.25 5.82% 13.44 3,002.07 40,347.79 40,648.00 (300.21) 2,557.76 6.34% 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 10 of 14 Consolidated Statement Page 63 EFTA01565119 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Price US Fixed Income DOUBLELINE FDS TR TTL RTN BD I 258620-10-3 RIDGEWORTH FDS SEIX FLRT HI I 76628T-67-8 T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F 77958B-10-5 BLACKROCK HIGH YIELD BOND Total US Fixed Income 091929-63-8 $623,410.37 $625,199.00 ($1,788.63) $30,610.39 $66.35 Non-US Fixed Income PIMCO EMERGING MARKETS CORPORATE BOND FUND 72201W-85-7 12.18 2,473.35 30,125.40 30,348.00 (222.60) 1,117.95 3.71% 4.91% 8.16 6,023.17 49,149.08 49,390.00 (240.92) 3,011.58 6.13% 10.25 5,394.06 55,289.12 55,397.00 (107.88) 2,653.87 4.80% 9.03 6,502.66 58,718.97 58,784.00 EFTA01565120 (65.03) 2,848.16 4.85% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 11.34 12,498.16 141,729.08 142,229.00 (499.92) 8,311.27 5.86% Account Page 11 of 14 Consolidated Statement Page 64 EFTA01565121 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Contributions TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance Current Period Value 0.00 1,000,000.00 $1,000,000.00 (971,802.00) ($971,802.00) $28,198.00 * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/28 Misc Receipt Description FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Quantity Cost Per Unit Amount Amount 1,000,000.00 Year-To-Date Value* -1,000,000.00 $1,000,000.00 (971,802.00) ($971,802.00) -Account Page 12 of 14 Consolidated Statement Page 65 EFTA01565122 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 TRADE ACTIVITY Trade Date Settle Date Type Settled Securities Purchased 1/29 Purchase 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description JPM STR INC OPP FD FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 11.95 (ID: 4812A4-35-1) JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 10.26 (ID: 48121A-29-0) PIMCO EMERGING MARKETS CORPORATE BOND FUND EFTA01565123 (ID: 72201W-85-7) SIT MUT FDS INC DIVIDEND GRWTH (ID: 82980D-70-7) PRUDENTIAL TOTAL RETURN BD F CL Z (ID: 74440B-40-5) MANAGED PORTFOLIO SER TORTOIS INSTL (ID: 56166Y-40-4) RIDGEWORTH FDS SEIX FLRT HI I (ID: 76628T-67-8) GATEWAY FUND - Y (ID: 367829-88-4) NUVEEN INVT FDS INC GLOB INFRAST I (ID: 670690-51-0) MATTHEWS ASIA DIVIDEND INSTITUTIONAL (ID: 577130-75-0) EATON VANCE FLOATING-RATE ADVANTAGE I (ID: 277923-63-7) T. ROWE PRICE INSTL INCOME FDS FLTG RATE FD F (ID: 77958B-10-5) 2,473.350 2,333.831 5,318.176 2,296.774 6,502.655 2,379.985 2,025.302 2,156.431 7,524.150 5,394.060 12.27 15.40 14.58 13.33 9.04 27.58 9.92 14.85 11.18 10.27 (30,348.00) (35,941.00) (77,539.00) (30,616.00) (58,784.00) (65,640.00) (20,091.00) (32,023.00) (84,120.00) (55,397.00) 9,246.101 10.26 (94,865.00) Quantity 3,015.900 EFTA01565124 Per Unit Amount 11.95 Market Cost (36,040.00) Account Page 13 of 14 Consolidated Statement Page 66 EFTA01565125 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 1/1/13 to 1/31/13 Trade Date Settle Date Type Settled Securities Purchased 1/29 Purchase 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 Total Settled Securities Purchased ($971,802.00) Purchase Purchase Purchase Purchase Purchase Description BLACKROCK HIGH YIELD BOND (ID: 091929-63-8) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC (ID: 19248X-30-7) HSBC FDS TOTAL RETURN I (ID: 40428X-15-6) HARBOR HIGH YIELD BOND FUND - INS (ID: 411511-55-3) HARBOR CONVERTIBLE SEC FD-IS (ID: 411512-73-4) DOUBLELINE FDS TR TTL RTN BD I (ID: 258620-10-3) Quantity 6,023.171 3,002.068 4,647.619 4,547.242 1,872.780 12,498.155 Per Unit Amount 8.20 13.54 10.29 11.24 10.25 11.38 Market Cost EFTA01565126 (49,390.00) (40,648.00) (47,824.00) (51,111.00) (19,196.00) (142,229.00) Account Page 14 of 14 Consolidated Statement Page 67 EFTA01565127 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP ARFI 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 1/1/13 to 1/31/13 Investment Management Account J.P. Morgan Team Kirsten Sichler Jason Bell Janet Young Gina Magliocco Online access Banker Investment Specialist Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Alternative Assets Cash & Fixed Income Portfolio Activity 4 5 7 Account Page 1 of 8 Consolidated Statement Page 68 EFTA01565128 GHISLAINE MAXWELL - TAP ARFI Account Summary Asset Allocation Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 0.00 0.00 $0.00 0.00 $0.00 Ending Market Value 347,005.48 651,150.32 $998,155.80 284.76 $998,440.56 Current Portfolio Activity Beginning Market Value Contributions Net Contributions/Withdrawals Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 0.00 1,000,000.00 $1,000,000.00 (1,844.20) $998,155.80 284.76 $998,440.56 Change In Value 347,005.48 651,150.32 $998,155.80 284.76 $998,440.56 Year-to-Date Value 0.00 1,000,000.00 $1,000,000.00 EFTA01565129 (1,844.20) $998,155.80 284.76 $998,440.56 Alternative Assets Estimated 6,436.61 22,013.49 Current Annual Income Allocation 35% 65% $28,450.10 100% Cash & Fixed Income Asset Allocation ACCT. For the Period 1/1/13 to 1/31/13 Account Page 2 of 8 Consolidated Statement Page 69 EFTA01565130 GHISLAINE MAXWELL - TAP ARFI Account Summary CONTINUED Tax Summary Unrealized Gain/Loss Cost Summary Cash & Fixed Income Total 652,921.00 Cost $652,921.00 ACCT. For the Period 1/1/13 to 1/31/13 To-Date Value ($1,844.20) Account Page 3 of 8 Consolidated Statement Page 70 EFTA01565131 GHISLAINE MAXWELL - TAP ARFI Alternative Assets Summary Beginning Asset Categories Hedge Funds Estimated Value 0.00 Alternative Assets Detail Price Hedge Funds HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X PIMCO FDS UNCONSTR BD 72201M-45-3 PUCP X PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 74441J-82-9 PADZ X Total Hedge Funds $347,005.48 $347,079.00 10.04 9,986.070 100,260.14 100,360.00 11.53 17,107.465 197,249.07 197,078.00 Quantity Estimated Value Cost ACCT. For the Period 1/1/13 to 1/31/13 Ending Estimated Value 347,005.48 Change In Value 347,005.48 Current Allocation 35% 10.26 4,824.198 49,496.27 49,641.00 Account Page 4 of 8 Consolidated Statement Page 71 EFTA01565132 EFTA01565133 GHISLAINE MAXWELL - TAP ARFI Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 0.00 0.00 $0.00 ACCT. For the Period 1/1/13 to 1/31/13 Ending Market Value 19,838.00 631,312.32 $651,150.32 Current Period Value 651,150.32 652,921.00 (1,770.68) 22,013.49 284.76 3.38% Cash & Fixed Income as a percentage of your portfolio 65 % SUMMARY BY TYPE Market Value 651,150.32 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash EFTA01565134 International Bonds Mutual Funds Total Value Market Value 19,838.00 151,119.66 480,192.66 $651,150.32 % of Bond Portfolio 3% 23% 74% 100% US Fixed Income Change In Value 19,838.00 631,312.32 $651,150.32 Current Allocation 2% 63% 65% Cash Asset Categories Account Page 5 of 8 Consolidated Statement Page 72 EFTA01565135 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/13 to 1/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 19,838.00 19,838.00 19,838.00 1.98 0.52 US Fixed Income 3PM TR I MLT SC INCM SL 3PM STR INC OPP FD 48121A-29-0 11.92 FUND 3844 4812A4-35-1 DOUBLELINE FDS TR TTL RTN BD I 258620-10-3 EATON VANCE FLOATING RATE I RBC FDS TR 277911-49-1 10.13 BLUBAY ABRTR I 74926P-34-0 Total US Fixed Income $631,312.32 $633,083.00 ($1,770.68) $22,011.51 $284.24 3.49% 12,911.80 130,796.52 131,313.00 (516.48) 9.17 5,463.94 50,104.36 50,159.00 (54.64) 2,218.36 EFTA01565136 5.33 4.43% 11.34 13,146.13 149,077.16 149,603.00 (525.84) 12,677.82 151,119.66 151,500.00 (380.34) 5,197.90 278.91 8,742.17 3.44% 5.86% 10.24 14,669.40 150,214.62 150,508.00 (293.38) 5,853.08 3.90% 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 6 of 8 Consolidated Statement Page 73 EFTA01565137 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/13 to 1/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Contributions TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance Current Period Value 0.00 1,000,000.00 $1,000,000.00 (980,162.00) ($980,162.00) $19,838.00 * Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 1/28 Misc Receipt Description FUNDS TRANSFERRED FROM PRN A/C# TO PRN A/C# AS REQUESTED Quantity Cost Per Unit Amount Amount 1,000,000.00 Year-To-Date Value* -1,000,000.00 $1,000,000.00 (980,162.00) ($980,162.00) -Account Page 7 of 8 Consolidated Statement Page 74 EFTA01565138 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 1/1/13 to 1/31/13 TRADE ACTIVITY Trade Date Settle Date Type Settled Securities Purchased 1/29 Purchase 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 1/29 1/30 Total Settled Securities Purchased ($980,162.00) Purchase Purchase Purchase Purchase Purchase Purchase Purchase Description JPM STR INC OPP FD FUND 3844 JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 11.95 (ID: 4812A4-35-1) JPM TR I MLT SC INCM SL JP MORGAN CHASE BANK AS SHAREHOLDER SERVICING AGENT @ 10.26 (ID: 48121A-29-0) PIMCO FDS UNCONSTR BD (ID: 72201M-45-3) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z (ID: 74441J-82-9) RBC FDS TR BLUBAY ABRTR I (ID: 74926P-34-0) EATON VANCE FLOATING RATE I (ID: 277911-49-1) HSBC FDS TOTAL RETURN I (ID: 40428X-15-6) DOUBLELINE FDS TR TTL RTN BD I (ID: 258620-10-3) 17,107.465 9,986.070 12,911.799 5,463.943 EFTA01565139 4,824.198 13,146.134 11.52 10.05 10.17 9.18 10.29 11.38 (197,078.00) (100,360.00) (131,313.00) (50,159.00) (49,641.00) (149,603.00) 14,669.396 10.26 (150,508.00) Quantity 12,677.824 Per Unit Amount 11.95 Market Cost (151,500.00) Account Page 8 of 8 Consolidated Statement Page 75 EFTA01565140 For the Period 1/1/13 to 1/31/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01565141 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01565142 For the Period 1/1/13 to 1/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01565143 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01565144 For the Period 1/1/13 to 1/31/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. EFTA01565145 You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Cor . ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Disclosures Page 3 of 5 EFTA01565146 For the Period 1/1/13 to 1/31/13 Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be EFTA01565147 the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Disclosures Page 4 of 5 EFTA01565148 For the Period 1/1/13 to 1/31/13 Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at . You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01565149 EFTA01565150