EFTA Document EFTA01565879

SCHAFER CULLEN CAPITAL MANAGEMENT ATTN CAROLYN ROY 645 FIFTH AVENUE FL 7 NEW YORK NY 10022 EFTA01565879 EFTA01565880 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 4 10 0000001411.00.0.PD.00003.SCHAOAP.20130702 Page 1 of 12 EFTA01565881 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 1,521,610.49 $1,521,610.49 9,344.38 $1,530,954.87 Ending Market Value 1,474,647.52 $1,474,647.52 6,227.02 $1,480,874.54 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (912.07) ($912.07) 8,349.94 (54,400.84) $1,474,647.52 6,227.02 $1,480,874.54 Period Value 1,521,610.49 Change In Value (46,962.97) ($46,962.97) (3,117.36) ($50,080.33) Year-to-Date Value 0.00 1,500,000.00 (5,086.40) EFTA01565882 $1,494,913.60 25,559.36 (45,825.44) $1,474,647.52 6,227.02 $1,480,874.54 Estimated 52,398.80 $52,398.80 Current Annual Income Allocation 100% 100% Page 2 of 12 EFTA01565883 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 8,349.63 0.31 $8,349.94 Year-to-Date Value 25,556.25 3.11 $25,559.36 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (287.64) 4.44 ($283.20) Unrealized Gain/Loss To-Date Value ($45,542.24) Cost Summary Equity Total 1,520,189.76 Cost $1,520,189.76 Page 3 of 12 EFTA01565884 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Equity Summary Asset Categories EAFE Equity Beginning Market Value 1,521,610.49 Ending Market Value 1,474,647.52 Change In Value (46,962.97) Current Allocation 100% Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 1,474,647.52 1,520,189.76 (45,542.24) 52,398.80 6,227.02 3.55% Page 4 of 12 EFTA01565885 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI 102.94 490.000 50,440.60 51,491.86 (1,051.26) 2,073.19 4.11% 61.50 620.000 38,128.76 42,424.80 (4,296.04) 1,953.62 5.12% 57.66 350.000 20,181.00 27,042.45 (6,861.45) EFTA01565886 798.00 3.95% 23.24 106.50 1,620.000 295.000 37,642.32 31,416.62 36,304.63 29,579.20 1,337.69 1,837.42 1,898.64 532.47 5.04% 1.69% 47.30 295.000 13,953.50 14,890.83 (937.33) 826.00 5.92% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 21.66 1,930.000 41,803.80 41,400.85 402.95 1,358.72 3.25% Page 5 of 12 EFTA01565887 GHISLAINE MAXWELL - OAP IHD ACCT. • For the Period 6/1/13 to 6/30/13 Price EAFE Equity COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD 204409-60-1 CIG NA /P-2 DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB Y ISRAEL CHEMICALS LTD ADR 465036-20-0 ISCH Y KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW Y LUKOIL OAO SPONS ADR 677862-10-4 LUKO Y 57.59 880.000 50,674.80 55,350.56 (4,675.76) 2,687.52 5.30% 15.64 1,850.000 28,941.40 30,013.50 (1,072.10) 492.10 284.25 1.70% 9.87 3,750.000 37,012.50 48,666.96 (11,654.46) EFTA01565888 2,133.75 423.12 5.76% 69.16 435.000 30,085.04 30,800.85 (715.81) 1,466.82 4.88% 51.90 1,000.000 51,900.00 54,849.63 (2,949.63) 2,300.00 4.43% 49.97 895.000 44,723.15 42,063.88 2,659.27 2,100.56 443.20 4.70% 24.82 19.56 1,980.000 1,100.000 49,145.58 21,511.60 46,372.75 22,910.32 2,772.83 (1,398.72) 1,756.26 1,448.70 3.57% 6.73% 8.97 1,004.000 9,005.88 9,975.21 (969.33) 629.50 6.99% Quantity Value Adjusted Tax Cost Original Cost Unrealized EFTA01565889 Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 6 of 12 EFTA01565890 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Price EAFE Equity MTN GROUP LTD SPONS ADR 62474M-10-8 MTNO Y MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NOVARTIS A G ADR 66987V-10-9 NVS PETROCHINA CO LTD ADR 71646E-10-0 PTR RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY 66.27 51.51 515.000 995.000 34,129.05 51,252.45 36,534.71 49,583.61 (2,405.66) 1,668.84 1,854.00 1,248.72 5.43% 2.44% 62.09 740.000 45,949.56 41,801.23 4,148.33 1,201.76 EFTA01565891 2.62% 14.10 3,100.000 43,706.90 42,444.00 1,262.90 1,224.50 2.80% 110.67 245.000 27,114.15 33,346.03 (6,231.88) 988.08 3.64% 70.71 830.000 58,689.30 57,450.63 1,238.67 1,707.31 2.91% 65.48 860.000 56,309.36 60,267.42 (3,958.06) 1,561.76 2.77% 18.38 2,300.000 42,274.00 42,865.73 (591.73) 1,426.00 3.37% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 18.54 2,250.000 41,703.75 42,762.90 (1,059.15) 1,689.75 EFTA01565892 4.05% Page 7 of 12 EFTA01565893 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Price EAFE Equity SIEMENS A G SPONS ADR 826197-50-1 SI SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ Y STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD Y TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN 39.31 1,375.000 54,051.25 55,943.06 (1,891.81) 48.70 970.000 47,239.00 49,000.74 (1,761.74) 42.74 15.08 780.000 1,800.000 33,337.20 27,142.20 30,953.42 30,886.57 2,383.78 (3,744.37) EFTA01565894 950.82 1,996.98 1,173.60 751.19 2,494.84 476.15 1,498.75 4.32% 5.28% 2.77% 2.85% 18.32 800.000 14,656.00 14,240.00 416.00 321.60 2.19% 20.69 1,120.000 23,172.80 28,904.96 (5,732.16) 962.08 4.15% 29.73 19.84 1,500.000 1,600.000 44,587.50 31,740.80 43,076.75 31,248.55 1,510.75 492.25 1,851.00 947.20 4.15% 2.98% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 101.31 450.000 45,589.50 EFTA01565895 47,554.34 (1,964.84) 1,323.90 2.90% Page 8 of 12 EFTA01565896 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Price EAFE Equity UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE Y US DOLLAR VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV Y $1,474,647.52 $1,520,189.76 ($45,542.24) $52,398.80 $6,227.02 3.55% 25.89 1,735.000 44,926.09 47,875.71 (2,949.62) 31.32 1.00 28.75 1,340.000 51,053.990 2,000.000 41,966.12 51,053.99 57,490.00 42,222.66 51,053.99 56,034.47 1,455.53 (256.54) 438.18 5.10 0.30 3,074.00 1,851.83 1.04% 0.01% 5.35% Quantity Value Adjusted Tax Cost Original Cost EFTA01565897 Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Page 9 of 12 EFTA01565898 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $51,053.99 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 37,364.73 (1,506,783.70) ($1,469,418.97) -Current Period Value 43,616.12 8,349.94 $8,349.94 (112.58) (799.49) ($912.07) Year-To-Date Value* -25,559.36 1,500,000.00 $1,525,559.36 (424.26) (1,971.64) (2,690.50) ($5,086.40) Current Cost Adjustments Cost Adjustments Total Cost Adjustments EFTA01565899 Period Value $0.00 Year-To-Date Value* 1,652.99 $1,652.99 Page 10 of 12 EFTA01565900 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Income 6/3 6/5 6/10 6/10 6/10 6/12 6/21 6/24 6/27 Interest Income Foreign Dividend Foreign Dividend Foreign Dividend Foreign Dividend Foreign Dividend Foreign Dividend Foreign Dividend Foreign Dividend Total Income Description DEPOSIT SWEEP INTEREST FOR 05/01/13 - 05/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $39,791.16 AS OF 06/01/13 SANOFI @ 1.792501 PER SHARE (ID: 80105N-10-5) BAE SYSTEMS PLC SPONS ADR @ 0.713091 PER SHARE (ID: 05523R-10-7) DEUTSCHE POST AG SPONS ADR @ 0.90671 PER SHARE (ID: 25157Y-20-2) STATOIL ASA SPONS ADR 06/05/13 DIVIDEND PAYMENT AS OF 06/06/13 (ID: 85771P-10-2) UNILEVER N V @ 0.3494 PER SHARE (ID: 904784-70-9) BOC HONG KONG HOLDINGS LTD SPONS ADR @ 1.785116 PER SHARE (ID: 096813-20-9) RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 0.243952 PER SHARE AS OF 06/21/13 (ID: 756255-20-4) ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) 515.000 0.90 463.50 $8,349.94 1,980.000 EFTA01565901 1,120.000 1,375.000 620.000 2,590.000 0.907 1.145 0.349 1.785 0.244 1,795.29 1,282.47 480.43 1,106.77 631.84 995.000 1,130.000 1.793 0.713 1,783.54 805.79 Quantity Cost Per Unit Amount Amount 0.31 Page 11 of 12 EFTA01565902 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 6/1/13 to 6/30/13 Type Settle Date Selection Method Withdrawals 6/10 6/10 6/10 6/21 6/24 Expenses Expenses Expenses Expenses Expenses Total Withdrawals Tax Payments 6/5 6/10 6/12 Description BAE SYSTEMS PLC SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 05523R-10-7) DEUTSCHE POST AG SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 25157Y-20-2) STATOIL ASA SPONS ADR REPRESENTS @ .005 DEPOSITORY FEE AS OF 06/06/13 (ID: 85771P-10-2) BOC HONG KONG HOLDINGS LTD SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 096813-20-9) RECKITT BENCKISER GROUP PLC SPONSORED ADR REPRESENTS @ .012 DEPOSITORY FEE AS OF 06/21/13 (ID: 756255-20-4) ($112.58) Quantity Cost Amount (22.60) (39.60) (5.60) (12.40) (32.38) FGN Tax Withheld FGN Tax Withheld FGN Tax Withheld Total Tax Payments SANOFI TAX WITHHELD FRANCE 30.00% (ID: 80105N-10-5) (535.06) STATOIL ASA SPONS ADR TAX WITHHELD NORWAY 15.00% AS OF 06/06/13 (ID: 85771P-10-2) UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% EFTA01565903 (ID: 904784-70-9) (192.37) (72.06) ($799.49) Page 12 of 12 EFTA01565904 For the Period 6/1/13 to 6/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01565905 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 2 EFTA01565906 For the Period 6/1/13 to 6/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to EFTA01565907 modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. Disclosures Page 2 of 2 EFTA01565908