EFTA Document EFTA01567052

GHISLAINE MAXWELL EFTA01567052 EFTA01567053 For the Period 12/1/13 to 12/31/13 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value i Beginning Net Market Value 5,207,883.66 430.00 1,922,706.42 1,030,494.11 999,577.42 $9,161,091.61 Ending Net Market Value 5,259,275.95 430.00 1,967,979.33 1,036,516.92 1,003,477.16 $9,267,679.36 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). 1 EFTA01567054 Change In Value 51,392.29 0.00 45,272.91 6,022.81 3,899.74 $106,587.75 Start on Page 4 35 39 53 72 Client News 2013 Year-End Tax 1099's You will be able to view your 2013 Form 1099 online beginning February 21, 2014. Unless you have selected edelivery, you should expect to receive them via mail shortly thereafter. You may contact your J.P. Morgan Team with any questions. 0000040693.00.0.9E.00001.MAXWE04.20140103 Consolidated Statement Page 1 EFTA01567055 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567056 For the Period 12/1/13 to 12/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 3,141,230.80 674,481.29 5,171,721.21 162,193.27 $9,149,626.57 11,465.04 $9,161,091.61 Ending Market Value 3,236,068.58 691,675.62 5,164,464.07 162,555.11 $9,254,763.38 12,915.98 $9,267,679.36 Change In Value 94,837.78 17,194.33 (7,257.14) 361.84 $105,136.81 1,450.94 $106,587.75 Equity $194,121.45 Estimated 114,390.26 14,936.58 64,794.61 Current Annual Income Allocation 35% 7% 56% 2% 100% EFTA01567057 Alternative Assets Asset Allocation Other Cash & Fixed Income Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 9,149,626.57 (764.56) 18,040.92 87,860.45 $9,254,763.38 12,915.98 $9,267,679.36 Year-to-Date Value 8,349,688.16 (325,069.71) 100,658.54 1,129,486.39 $9,254,763.38 12,915.98 $9,267,679.36 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01567058 For the Period 12/1/13 to 12/31/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Number Account Number i Beginning Market Value 8,349,258.16 430.00 0.00 0.00 0.00 $8,349,688.16 Taxable Income (16,786.16) 55,724.05 34,700.57 21,124.92 $94,763.38 Net Contributions/ Withdrawals (4,048,720.08) 1,732,436.88 995,069.57 996,143.92 ($325,069.71) EFTA01567059 Tax-Exempt Income 5,895.16 (27,112.21) (7,726.32) (4,262.78) $5,895.16 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. ($39,101.31) Other Income & Receipts Income & Distributions (10,891.00) 55,724.05 34,700.57 21,124.92 $100,658.54 Change in Investment Value 961,476.79 176,004.82 6,487.46 (14,482.68) $1,129,486.39 Realized Gain/Loss Short-term Long-term (70,215.20) 4.44 4,702.44 137.97 ($65,370.35) Ending Market Value with Accruals 5,259,275.95 430.00 1,967,979.33 1,036,516.92 1,003,477.16 $9,267,679.36 Unrealized Gain/Loss' 101,703.45 203,112.59 9,511.34 (10,357.87) $303,969.51 CONTINUED Consolidated Statement Page 3 EFTA01567060 EFTA01567061 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 12/1/13 to 12/31/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 14 16 Account Page 1 of 31 Consolidated Statement Page 4 EFTA01567062 GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 1,084,470.72 59,695.64 3,896,207.83 162,193.27 $5,202,567.46 5,316.20 $5,207,883.66 Ending Market Value 1,133,131.66 57,276.79 3,898,160.31 162,555.11 $5,251,123.87 8,152.08 $5,259,275.95 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (217.83) 1,305,267.00 (1,304,893.11) $156.06 1,758.86 46,641.49 $5,251,123.87 8,152.08 $5,259,275.95 Period Value EFTA01567063 5,202,567.46 Change In Value 48,660.94 (2,418.85) 1,952.48 361.84 $48,556.41 2,835.88 $51,392.29 Year-to-Date Value 8,349,258.16 849,480.50 (4,019,709.94) 15,927,543.47 (16,806,034.11) ($4,048,720.08) (10,891.00) 961,476.79 $5,251,123.87 8,152.08 $5,259,275.95 Estimated 48,356.57 21,448.08 $69,804.65 Current Annual Income Allocation 23% 1% 73% 3% 100% Equity Other Alternative Assets Cash & Fixed Income Asset Allocation ACCT. For the Period 12/1/13 to 12/31/13 Account Page 2 of 31 Consolidated Statement Page 5 EFTA01567064 GHISLAINE MAXWELL Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 603.19 915.82 239.85 $1,758.86 Year-to-Date Value 15,602.97 12,280.51 (112,795.80) 68,126.16 ($16,786.16) 10,000.00 (4,104.84) $5,895.16 Unrealized Gain/Loss To-Date Value $101,703.45 LT Realized Gain/Loss Realized Gain/Loss Current Period Value 23.87 $23.87 Year-to-Date Value (70,215.20) ($70,215.20) ACCT. For the Period 12/1/13 to 12/31/13 Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. EFTA01567065 Tax-Exempt Income Summary by State* MA MI Current Period Value Year-to-Date Value 1,410.07 1,410.85 Tax-Exempt Income Summary by State* TX Tax-Exempt Income Current Period Value Year-to-Date Value 3,074.24 $5,895.16 Account Page 3 of 31 Consolidated Statement Page 6 EFTA01567066 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 1,034,682.24 3,879,674.23 92,027.29 $5,006,383.76 Account Page 4 of 31 Consolidated Statement Page 7 EFTA01567067 GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 459,317.45 16,110.00 160.27 443,979.00 164,904.00 $1,084,470 72 Ending Market Value 511,226.25 14,220.00 169.41 442,270.00 165,246.00 $1,133,131.66 Current Period Value 1,133,131.66 1,034,682.24 98,449.42 48,356.57 3,090.09 4.25% Preferred Stocks Equity as a percentage of your portfolio - 23 % Change In Value 51,908.80 (1,890.00) 9.14 (1,709.00) 342.00 $48,660.94 Current EFTA01567068 Allocation 10% 1% 1% 8% 3% 23% US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Concentrated & Other Equity Asset Cate ories ACCT. For the Period 12/1/13 to 12/31/13 Account Page 5 of 31 Consolidated Statement Page 8 EFTA01567069 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Equity Detail Price US Large Cap Equity APACHE CORP BANK OF AMERICA CORP CITIGROUP INC NEW GENERAL MOTORS CO SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST TWITTER INC 52.11 40.87 90.11 184.69 63.65 Total US Large Cap Equity $511,226.25 $435,852.56 $75,373.69 $5,279.07 $35.31 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 1.03% 2,000.000 127,300.00 90,320.00 36,980.00 1,495.000 276,111.55 250,407.85 25,703.70 113.000 10,182.43 9,524.04 658.39 141.25 35.31 5,009.74 1.39% EFTA01567070 1.81% 1,373.000 56,114.51 50,000.00 6,114.51 358.000 18,655.38 14,048.52 4,606.86 14.32 0.08% 15.57 944.000 14,698.08 10,148.85 4,549.23 37.76 0.26% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 85.94 95.000 8,164.30 11,403.30 (3,239.00) 76.00 0.93% 4.74 3,000.000 14,220.00 18,129.32 (3,909.32) Account Page 6 of 31 Consolidated Statement Page 9 EFTA01567071 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price Non-US Equity RIO TINTO PLC ISIN SEDOL 766994-90-9 BP Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD COUNTRYWIDE CAPITAL V 7% PFD 3PM CHASE CAPITAL XXIX 6.7% PFD Total Preferred Stocks 25.32 2,500.000 63,300.00 $442,270.00 62,500.00 $422,578.96 800.00 $19,691.04 4,187.50 1,046.88 $31,227.50 $1,046.88 Concentrated & Other Equity JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 6.62% 7.06% 25.35 4,200.000 106,470.00 98,778.96 7,691.04 7,350.00 6.90% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. EFTA01567072 Accrued Div. Yield 56.47 3.000 169.41 212.23 (42.82) 27.25 10,000.000 272,500.00 261,300.00 11,200.00 19,690.00 7.23% 110.16 150,000.000 165,246.00 157,909.17 7,336.83 11,850.00 2,007.90 7.11% Account Page 7 of 31 Consolidated Statement Page 10 EFTA01567073 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 59,695.64 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JE0081VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets $57,276.79 $76,999.78 116.12 190.000 22,062.80 31,931.40 116.99 301.000 35,213.99 45,068.38 Quantity Estimated Value Cost Est. Annual Income Accrued Income Ending Estimated Value 57,276.79 Change In Value (2,418.85) Current Allocation 1% Account Page 8 of 31 Consolidated Statement Page 11 EFTA01567074 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 2,789,302.30 0.00 313,596.00 629,279.37 164,030.16 $3,896,207.83 Ending Market Value 2,789,951.38 919.76 315,070.53 629,040.76 163,177.88 $3,898,160.31 Current Period Value 3,898,160.31 3,879,674.23 18,486.08 21,448.08 5,061.99 0.42% Change In Value 649.08 919.76 1,474.53 (238.61) (852.28) $1,952.48 Current Allocation EFTA01567075 51% 1% 6% 12% 3% 73% Non-US Fixed Income Non-USD Cash Non-USD Short Term Cash Asset Categories US Fixed Income Cash & Fixed Income as a percentage of your portfolio 73 % Account Page 9 of 31 Consolidated Statement Page 12 EFTA01567076 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 3,372,283.31 310,500.50 215,376.50 $3,898,160.31 % of Bond Portfolio 88% 7% 5% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: A - Bonds purchased at a premium show amortization. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MMKT FD - MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 2,789,950.38 1.00 2,789,950.38 1.00 $2,789,951.38 2,789,950.38 1.00 $2,789,951.38 $0.00 $278.99 $23.25 0.01% EFTA01567077 278.99 23.25 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 2,789,951.38 919.76 310,500.50 215,376.50 559,808.17 21,604.00 $3,898,160.31 % of Bond Portfolio 72% 1% 7% 5% 14% 1% 100% This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Account Page 10 of 31 Consolidated Statement Page 13 EFTA01567078 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price Non-USD Cash POUND STERLING Non-USD Short Term JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/27/2013 MATURITY 01/06/2014 HELD BY LONDON TREASURY SERVICES Bearer 2538E9-9D-6 AD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/27/2013 MATURITY 01/07/2014 HELD BY LONDON TREASURY SERVICES Bearer 2538E9-9P-9 OK Total Non-USD Short Term $315,070.53 $324,438.09 ($9,367.56) $2,631.54 $36.34 US Fixed Income JPM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 BP 10,541.52 12/30/13 205.75 12/30/13 7.74 105.00 81,559.76 21,604.00 81,082.31 19,023.08 477.45 2,580.92 0.85% 16.48 1,246,698.26 205,493.50 210,424.89 (4,931.39) 1,952.18 26.92 EFTA01567079 0.96% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 1.66 555.33 919.76 915.82 3.94 94.12 116,425.59 109,577.03 114,013.20 (4,436.17) 679.36 9.42 0.63% Account Page 11 of 31 Consolidated Statement Page 14 EFTA01567080 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price US Fixed Income HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA 108.08 100,000.00 108,080.00 106,439.76 110,503.00 1,640.24 5,000.00 1,888.80 4.27% 109.75 50,000.00 54,874.50 53,163.85 55,424.00 1,710.65 2,500.00 625.00 4.01% 105.14 150,000.00 157,702.50 EFTA01567081 150,000.00 7,702.50 5,400.00 690.00 1.76% 99.66 50,000.00 49,831.00 45,394.50 4,436.50 237.55 33.65 0.62% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 102.97 100,000.00 102,967.00 100,000.00 2,967.00 2,900.00 612.20 1.22% Account Page 12 of 31 Consolidated Statement Page 15 EFTA01567082 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price US Fixed Income A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $629,040.76 $606,863.62 $615,466.89 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 BP ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 BP Total Non-US Fixed Income $163,177.88 $157,505.32 $5,672.56 $0.00 0.00% 214.21 12/27/13 21.23 12/30/13 5,790.00 122,928.71 118,212.32 4,716.39 187.90 40,249.17 39,293.00 956.17 $22,177.14 $18,537.55 $5,002.40 2.16% 104.84 50,000.00 52,422.00 51,760.12 54,040.00 661.88 EFTA01567083 2,500.00 1,152.75 4.61% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 13 of 31 Consolidated Statement Page 16 EFTA01567084 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Other Summary Asset Categories Balanced Beginning Estimated Value 162,193.27 Ending Estimated Value 162,555.11 Change In Value 361.84 Current Allocation 3% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 162,555.11 92,027.29 4,490.94 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP FD - GBP - A - DIST(HDG) ISIN LU0323456201 287991-93-9 BP 150.35 12/30/13 450.272 67,699.99 1,663.11 ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals EFTA01567085 Account Page 14 of 31 Consolidated Statement Page 17 EFTA01567086 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 BP Total Balanced $162,555.11 $92,027.29 $4,490.94 21.75 12/30/13 4,361.513 94,855.12 90,364.18 4,490.94 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 15 of 31 Consolidated Statement Page 18 EFTA01567087 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 23.87 $23.87 $2,789,950.38 17,214.47 (340,727.85) ($323,513.38) -$0.00 $0.00 $0.00 -$625.21 Period Value 2,789,301.30 625.21 Year-To-Date Value* -79,713.89 849,480.50 323,460.34 $1,252,654.73 (4,000,000.00) ($4,000,000.00) $0.00 $0.00 INCOME Current Period Value 0.00 Year-To-Date EFTA01567088 Value* -$0.00 $0.00 Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 53,176.29 (53,020.00) Year-To-Date Value* 53,176.29 (53,020.00) Account Page 16 of 31 Consolidated Statement Page 19 EFTA01567089 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary - U S Dollar Total Cost Adjustments Current Cost Adjustments Amortization Period Value $0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/2 12/2 12/27 Interest Income Div Domest Div Domest Total Inflows & Outflows Description DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,728,923.61 AS OF 12/01/13 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) 1,000.000 944.000 0.594 0.01 593.75 9.44 $625.21 Quantity Cost Per Unit Amount PRINCIPAL Amount 22.02 INCOME Amount Year-To-Date Value* (4,104.84) EFTA01567090 ($4,104.84) Account Page 17 of 31 Consolidated Statement Page 20 EFTA01567091 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 12/2 Description NonTaxableExchange GENERAL MOTORS CO MANDATORY CONVERSION HOLDERS RECEIVE 1.37360 COMMON SHARES FOR EACH SERIES-B PREFERRED SHARE OF GENERAL MOTORS COMPANY, CUSIP: 37045V209, HELD. (ID: 37045V-10-0) Securities Transferred Out 12/2 Exchange * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,373.000 50,000.00 Transaction Market Value * 53,176.29 GENERAL MOTORS CO CV PFD B MANDATORY CONVERSION - HOLDERS RECEIVE 1.37360 COMMON SHARES OF GENERAL MOTORS COMPANY, CUSIP: 37045V100, FOR EACH SERIES-B PREFERRED SHARE HELD. (ID: 37045V-20-9) (1,000.000) 50,000.00 (53,020.00) Account Page 18 of 31 Consolidated Statement Page 21 EFTA01567092 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 TRADE ACTIVITY Note: Trade Date Settle Date 12/24 12/24 L indicates Long Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Cash In Lieu GENERAL MOTORS CO CASH IN LIEU OF FRACTIONAL SHARES (ID: 37045V-10-0) Quantity 0.600 Per Unit Amount 39.783 Proceeds 23.87 Tax Cost Realized Gain/Loss 23.87 L Account Page 19 of 31 Consolidated Statement Page 22 EFTA01567093 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -56.57 $56.57 (56.57) ($56.57) -Year-To-Date Value* -696.15 $696.15 (696.15) ($696.15) -Local Value Current Period Value 0.00 60.13 60.13 (60.13) (60.13) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01567094 Year-To-Date Value* --Year-To-Date Value* -717.26 717.26 (717.26) (717.26) -Account Page 20 of 31 Consolidated Statement Page 23 EFTA01567095 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary - Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 438,012.80 (437,956.23) Year-To-Date Value* 5,294,776.84 (5,748,957.98) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/4 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537V9-9F-4) 12/4 12/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/04/2013 MATURITY 12/11/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537X9-9M-7) 12/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (14.030) (13.21) (14.03) Account Page 21 of 31 Consolidated Statement Page 24 (14.030) 116,379.490 (13.17) (14.03) EFTA01567096 13.21 14.03 Quantity 116,365.460 Amount USD Local Value PRINCIPAL Amount USD Local Value 13.17 14.03 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01567097 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/18 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/11/2013 MATURITY 12/18/2013 HELD BY LONDON TREASURY SERVICES (ID: 2537Z9-9R-4) 12/18 12/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/18/2013 MATURITY 12/27/2013 HELD BY LONDON TREASURY SERVICES (ID: 253869-9Q-0) 12/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 12/4 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/04/2013 MATURITY 12/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537X9-9M-7) (18.040) (16.96) (18.04) $0.00 (14.030) 116,407.550 (13.23) (14.03) 16.96 18.04 Quantity 116,393.520 Amount USD Local Value EFTA01567098 PRINCIPAL Amount USD Local Value 13.23 14.03 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 116,379.490 113,969.80 Transaction Market Value * 109,230.36 Account Page 22 of 31 Consolidated Statement Page 25 EFTA01567099 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 12/11 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/11/2013 MATURITY 12/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Z9-9R-4) 12/18 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/18/2013 MATURITY 12/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253869-9Q-0) 12/27 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/27/2013 MATURITY 01/06/2014 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2538E9-9D-6) Total Securities Transferred In Securities Transferred Out 12/4 Free Delivery $438,012.80 116,425.590 114,013.20 109,427.69 116,407.550 113,996.24 109,761.49 Quantity Cost 116,393.520 113,983.01 Transaction Market Value * 109,593.26 JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537V9-9F-4) EFTA01567100 12/11 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/04/2013 MATURITY 12/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537X9-9M-7) (116,379.490) 113,969.80 (109,580.05) (116,365.460) 113,956.63 (109,217.19) Account Page 23 of 31 Consolidated Statement Page 26 EFTA01567101 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 12/18 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/11/2013 MATURITY 12/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Z9-9R-4) 12/27 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 12/18/2013 MATURITY 12/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253869-9Q-0) Total Securities Transferred Out ($437,956.23) (116,407.550) 113,996.24 (109,410.73) Quantity Cost (116,393.520) 113,983.01 Transaction Market Value * (109,748.26) Account Page 24 of 31 Consolidated Statement Page 27 EFTA01567102 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -161.26 $161.26 (161.26) ($161.26) -Year-To-Date Value* -1,953.36 $1,953.36 (1,953.36) ($1,953.36) -Local Value Current Period Value 0.00 986.48 986.48 (986.48) (986.48) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01567103 Year-To-Date Value* --Year-To-Date Value* -11,462.29 11,462.29 (11,462.29) (11,462.29) -Account Page 25 of 31 Consolidated Statement Page 28 EFTA01567104 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 814,077.91 (813,916.88) Year-To-Date Value* 10,579,590.34 (11,004,056.13) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/4 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537V9-9P-2) 12/4 12/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2537X9-9X-3) 12/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (230.150) (37.67) (230.15) Account Page 26 of 31 Consolidated Statement Page 29 (230.110) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,941.890 0.9500% DATED 12/04/2013 MATURITY 12/11/2013 (37.74) (230.11) 37.67 230.15 Quantity EFTA01567105 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,245,711.780 0.9500% DATED 11/27/2013 MATURITY 12/04/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 37.74 230.11 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01567106 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/18 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2537Z9-9Y-9) 12/18 12/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 253869-9X-5) 12/27 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 12/4 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/04/2013 MATURITY 12/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537X9-9X-3) (296.020) (48.34) (296.02) $0.00 (230.200) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,246,402.240 0.9500% DATED 12/18/2013 MATURITY 12/27/2013 (37.51) (230.20) 48.34 296.02 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,246,172.040 0.9500% DATED 12/11/2013 MATURITY 12/18/2013 Amount USD Local Value PRINCIPAL Amount USD EFTA01567107 Local Value 37.51 230.20 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,245,941.890 210,301.37 Transaction Market Value * 204,341.53 Account Page 27 of 31 Consolidated Statement Page 30 EFTA01567108 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 12/11 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/11/2013 MATURITY 12/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Z9-9Y-9) 12/18 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/18/2013 MATURITY 12/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253869-9X-5) 12/27 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/27/2013 MATURITY 01/07/2014 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2538E9-9P-9) Total Securities Transferred In Securities Transferred Out 12/4 Free Delivery $814,077.91 1,246,698.260 210,424.89 202,693.74 1,246,402.240 210,376.55 203,074.82 Quantity Cost 1,246,172.040 210,339.04 Transaction Market Value * 203,967.82 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 11/27/2013 MATURITY 12/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537V9-9P-2) EFTA01567109 12/11 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/04/2013 MATURITY 12/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537X9-9X-3) (1,245,941.890 ) 210,301.37 (203,930.15) (1,245,711.780 ) 210,263.63 (204,303.80) Account Page 28 of 31 Consolidated Statement Page 31 EFTA01567110 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 12/18 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/11/2013 MATURITY 12/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537Z9-9Y-9) 12/27 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9500% DATED 12/18/2013 MATURITY 12/27/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253869-9X-5) Total Securities Transferred Out ($813,916.88) (1,246,402.240 ) 210,376.55 (202,645.61) Quantity Cost (1,246,172.040 ) 210,339.04 Transaction Market Value * (203,037.32) Account Page 29 of 31 Consolidated Statement Page 32 EFTA01567111 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Income INFLOWS Total Inflows OUTFLOWS ** Withdrawals Tax Payments Total Outflows TRADE ACTIVITY Total Trade Activity Settled Securities Purchased $0.00 Ending Cash Balance -$0.00 Period Value Beginning Cash Balance -915.82 $915.82 Year-To-Date Value* -10,516.01 $10,516.01 (17,039.08) (21.35) ($17,060.43) (2,588.16) ($2,588.16) -0.00 Local Value Current Period Value 0.00 555.33 555.33 Year-To-Date Value* -6,713.83 6,713.83 (10,547.90) (13.37) (10,561.27) 0.00 555.33 EFTA01567112 (1,666.50) (1,666.50) -Account Page 30 of 31 Consolidated Statement Page 33 EFTA01567113 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Pound Sterling INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 12/20 12/31 Foreign Dividend Foreign Dividend Description ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 @ 1.1301 PER SHARE AS OF 12/18/13 (ID: 461278-91-3) PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 @ 0.100119 PER SHARE CONV. @ "CONV RATE" (ID: 695421-91-7) Total Inflows & Outflows $915.82 $0.00 4,361.513 0.165 0.10 721.64 436.67 Quantity 105.000 Amount USD Local Value EFTA01567114 1.849 1.13 PRINCIPAL Amount USD Local Value 194.18 118.66 INCOME Amount USD Local Value Currency Gain/Loss USD Year-To-Date Value* --Account Page 31 of 31 Consolidated Statement Page 34 EFTA01567115 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567116 J.P. Morgan Securities LLC GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Margin Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Portfolio Activity Page 2 4 Account Page 1 of 4 Consolidated Statement Page 35 EFTA01567117 GHISLAINE MAXWELL Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 430.00 $430.00 Current Portfolio Activity Beginning Market Value Ending Market Value Period Value 430.00 $430.00 Short Market Value 0.00 $0.00 Year-to-Date Value 430.00 $430.00 Total 430.00 $430.00 Estimated $0.00 Current Market Value Annual Income Allocation 100% 100% ACCT. For the Period 12/1/13 to 12/31/13 Account Page 2 of 4 Consolidated Statement Page 36 EFTA01567118 GHISLAINE MAXWELL ACCT. For the Period 12/1/13 to 12/31/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 430.00 Margin 430.00 430.00 Account Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 3 of 4 Consolidated Statement Page 37 EFTA01567119 GHISLAINE MAXWELL Portfolio Activity Summary PRINCIPAL Current Transactions Portfolio Activity Detail Beginning Cash Balance Ending Cash Balance Period Value 430.00 $430.00 Year-To-Date Value --INCOME Current Period Value 0.00 $0.00 Year-To-Date Value --ACCT. For the Period 12/1/13 to 12/31/13 No Activity This Period Account Page 4 of 4 Consolidated Statement Page 38 EFTA01567120 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD , New York, NY 10017-2014 ACCT. For the Period 12/1/13 to 12/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 4 Holdings Equity Portfolio Activity 6 12 Account Page 1 of 14 Consolidated Statement Page 39 EFTA01567121 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Account Profile Banker: Investment Guidelines Investment Objective: JAMES BUCKLEY Investment Officer: JASON BELL Date Opened: 01/25/2013 This account data is based on our most recent records of your account. If you disagree with any of the information stated here, please contact your account representative as soon as possible. J.P. Morgan Private Bank Team OAP International High Dividend Asset Category Non-US Equity Total Equity Normal 100.00 100.00 Min 0.00 Max 100.00 Strategic Ranges, Normal Asset Allocation and the preferences expressed in this document act as general guidelines for portfolio managers; portfolio holdings may fall outside of ranges and allocations from time to time as described in the Investment Management Agreement. Investment Restrictions: SEE BELOW Security Restrictions Item Category Restricted Item Custom Tax Status Tax Identification Number: Tax Domicile: Hi h Federal Tax Bracket: FLORIDA Client's account is subject to the highest tax bracket Country of Residency: UNITED STATES All Securities Restriction Type Buy/Sell Restriction Do Not Bu or Sell Any Shares Account Page 2 of 14 EFTA01567122 Consolidated Statement Page 40 EFTA01567123 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 IRS Circular 230 Disclosure JPMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used, and cannot be used, in connection with the promotion, marketing or recommendation by anyone unaffiliated with JPMorgan Chase & Co. of any of the matters addressed herein or for the purpose of avoiding U.S. tax-related penalties. Account Details Remarks NONE Authorized Signers: CAROLYN ROY, GHISLAINE MAXWELL, SCHAFER CULLEN CAPITAL MANAGEMENT Account Page 3 of 14 Consolidated Statement Page 41 EFTA01567124 GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 1,916,873.36 $1,916,873.36 5,833.06 $1,922,706.42 Ending Market Value 1,964,165.75 $1,964,165.75 3,813.58 $1,967,979.33 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (920.62) ($920.62) 6,028.43 42,184.58 $1,964,165.75 3,813.58 $1,967,979.33 Period Value 1,916,873.36 Change In Value 47,292.39 $47,292.39 (2,019.48) $45,272.91 Year-to-Date Value 0.00 1,750,000.00 (17,563.12) $1,732,436.88 EFTA01567125 55,724.05 176,004.82 $1,964,165.75 3,813.58 $1,967,979.33 Estimated 63,196.52 $63,196.52 Current Annual Income Allocation 100% 100% ACCT. For the Period 12/1/13 to 12/31/13 Account Page 4 of 14 Consolidated Statement Page 42 EFTA01567126 GHISLAINE MAXWELL - OAP IHD Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 6,027.34 1.09 $6,028.43 Year-to-Date Value 55,717.60 6.45 $55,724.05 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (27,112.21) 4.44 ($27,107.77) ACCT. For the Period 12/1/13 to 12/31/13 Unrealized Gain/Loss To-Date Value $203,112.59 Cost Summary Equity Total 1,761,053.16 Cost $1,761,053.16 Account Page 5 of 14 Consolidated Statement Page 43 EFTA01567127 GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Beginning Market Value 1,916,873.36 Ending Market Value 1,964,165.75 Change In Value 47,292.39 Current Allocation 100% ACCT. For the Period 12/1/13 to 12/31/13 Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 1,964,165.75 1,761,053.16 203,112.59 63,196.52 3,813.58 3.21% Account Page 6 of 14 Consolidated Statement Page 44 EFTA01567128 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y 64.52 555.000 35,808.60 36,821.52 (1,012.92) 1,748.80 4.88% 68.20 435.000 29,667.00 32,227.68 (2,560.68) 1,009.20 3.40% 29.29 142.00 1,735.000 325.000 EFTA01567129 50,818.15 46,150.00 39,277.38 32,896.77 11,540.77 13,253.23 2,075.06 586.62 4.08% 1.27% 3.60 59.37 12,070.000 365.000 43,452.00 21,670.05 44,210.81 18,351.75 (758.81) 3,318.30 869.04 1,022.00 2.00% 4.72% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 26.56 2,200.000 58,432.00 47,460.92 10,971.08 1,548.80 2.65% Account Page 7 of 14 Consolidated Statement Page 45 EFTA01567130 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Price EAFE Equity BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI DEUTSCHE TELEKOM AG SPONS ADR 251566-10-5 DTEG Y DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HSBC IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB Y KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW Y LUKOIL OAO SPONS ADR MTN GROUP LTD 677862-10-4 LUKO Y 21.00 SPONS ADR 62474M-10-8 MTNO Y Account Page 8 of 14 Consolidated Statement Page 46 2,625.000 55,125.00 49,970.21 5,154.79 1,929.37 3.50% 63.12 1,035.000 65,329.20 64,776.50 552.70 3,783.96 5.79% 14.40 3,010.000 EFTA01567131 43,344.00 48,510.86 (5,166.86) 833.77 786.39 1.92% 77.78 515.000 40,056.70 36,270.85 3,785.85 1,895.20 4.73% 55.13 1,145.000 63,123.85 62,810.83 313.02 2,748.00 4.35% 53.39 1,015.000 54,190.85 48,412.36 5,778.49 2,445.13 562.81 4.51% 23.67 1,980.000 46,866.60 42,100.10 4,766.50 2,684.88 5.73% 17.26 36.70 4,270.000 2,015.000 73,700.20 73,950.50 58,928.15 47,293.82 14,772.05 26,656.68 3,825.92 1,787.30 5.19% 2.42% 107.42 590.000 EFTA01567132 63,377.80 62,046.30 1,331.50 2,552.34 4.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01567133 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Price EAFE Equity MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY SIEMENS A G SPONS ADR 826197-50-1 SI 75.11 53.63 138.51 400.000 1,195.000 500.000 30,044.00 64,087.85 69,255.00 27,957.37 60,068.51 52,917.17 2,086.63 4,019.34 16,337.83 1,440.00 1,499.72 1,498.00 4.79% 2.34% EFTA01567134 2.16% 70.20 700.000 49,140.00 39,379.81 9,760.19 1,136.80 2.31% 16.09 3,540.000 56,958.60 48,749.99 8,208.61 1,454.94 2.55% 27.04 80.38 2,210.000 975.000 59,758.40 78,370.50 58,374.87 68,101.01 1,383.53 10,269.49 1,613.30 2,005.57 2.70% 2.56% 73.59 1,055.000 77,637.45 73,413.83 4,223.62 1,915.88 2.47% 22.24 2,610.000 58,041.18 48,665.02 9,376.16 1,618.20 2.79% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. EFTA01567135 Yield Account Page 9 of 14 Consolidated Statement Page 47 EFTA01567136 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Price EAFE Equity SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ Y STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD Y TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE Y US DOLLAR 33.62 1.00 1,250.000 55,076.170 42,025.00 55,076.17 39,130.24 55,076.17 Account Page 10 of 14 2,894.76 1,186.25 16.52 1.25 2.82% 0.03% Consolidated Statement Page 48 40.23 1,630.000 65,574.90 EFTA01567137 66,467.39 (892.49) 16.84 61.27 1,520.000 1,070.000 25,596.80 65,558.90 25,456.73 54,046.70 140.07 11,512.20 980.40 2,809.82 545.52 1,933.18 3.83% 4.29% 2.95% 35.85 690.000 24,736.50 27,215.25 (2,478.75) 841.11 3.40% 17.44 830.000 14,475.20 14,793.04 (317.84) 332.83 2.30% 24.13 1,450.000 34,988.50 35,974.62 (986.12) 1,245.55 3.56% 29.10 25.20 1,765.000 1,685.000 51,361.50 42,462.00 51,172.92 33,034.06 188.58 9,427.94 2,266.26 EFTA01567138 980.00 1,027.85 4.41% 2.42% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01567139 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Price EAFE Equity VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV Y $1,964,165.75 $1,761,053.16 $203,112.59 $63,196.52 $3,813.58 3.22% 29.17 2,025.000 59,069.25 55,630.28 3,438.97 39.31 1,905.000 74,885.55 53,061.37 21,824.18 3,028.95 937.61 4.04% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 11 of 14 Consolidated Statement Page 49 EFTA01567140 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $55,076.17 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 199,318.58 (1,932,403.34) ($1,733,084.76) -Current Period Value 49,968.36 6,028.43 $6,028.43 (100.41) (820.21) ($920.62) Year-To-Date Value* -55,724.05 1,750,000.00 $1,805,724.05 (1,028.37) (11,346.81) (5,187.94) ($17,563.12) Current Cost Adjustments Cost Adjustments Total Cost Adjustments EFTA01567141 Period Value $0.00 Year-To-Date Value* 2,151.19 $2,151.19 Account Page 12 of 14 Consolidated Statement Page 50 EFTA01567142 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/2 12/9 12/9 12/11 12/11 12/12 12/12 12/12 12/12 12/16 12/16 12/16 Interest Income Foreign Dividend Expenses Foreign Dividend FGN Tax Withheld Foreign Dividend Expenses FGN Tax Withheld Foreign Dividend Foreign Dividend Expenses FGN Tax Withheld Description DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $44,097.99 AS OF 12/01/13 BAE SYSTEMS PLC SPONS ADR @ 0.522976 PER SHARE (ID: 05523R-10-7) BAE SYSTEMS PLC SPONS ADR REPRESENTS @ .020 DEPOSITORY FEE (ID: 05523R-10-7) UNILEVER N V @ 0.3678 PER SHARE (ID: 904784-70-9) UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% (ID: 904784-70-9) GDF SUEZ SPONS ADR @ 1.126476 PER SHARE (ID: 361608-10-5) GDF SUEZ SPONS ADR REPRESENTS @ .015 DEPOSITORY FEE (ID: 361608-10-5) GDF SUEZ SPONS ADR TAX WITHHELD FRANCE 30.00% (ID: 361608-10-5) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS OF 12/11/13 (ID: 404280-40-6) NIPPON TEL & TEL CORP ADR @ 0.387146 PER SHARE EFTA01567143 (ID: 654624-10-5) NIPPON TEL & TEL CORP ADR REPRESENTS @ .004 DEPOSITORY FEE (ID: 654624-10-5) NIPPON TEL & TEL CORP ADR TAX WITHHELD JAPAN 7.10% (ID: 654624-10-5) 1,735.000 1,735.000 1,630.000 1,630.000 1,980.000 1,980.000 1,980.000 1,145.000 2,210.000 2,210.000 2,210.000 Account Page 13 of 14 0.50 0.387 1.126 0.368 0.523 907.36 (34.70) 599.51 (89.93) 2,230.42 (29.70) (669.13) 572.50 855.59 (10.17) (61.15) Consolidated Statement Page 51 Quantity Cost Per Unit Amount Amount 1.09 EFTA01567144 GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/23 12/27 12/31 12/31 Foreign Dividend Foreign Dividend Foreign Dividend Expenses Total Inflows & Outflows Description ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD GROSS RATE 0.176488 (ID: 204409-60-1) TESCO PLC SPONS ADR @ 0.2269 PER SHARE (ID: 881575-30-2) TESCO PLC SPONS ADR REPRESENTS @ .017 DEPOSITORY FEE (ID: 881575-30-2) 1,520.000 1,520.000 0.227 344.89 (25.84) $5,107.81 Quantity Cost Per Unit Amount 400.000 890.000 0.90 0.176 Amount 360.00 157.07 Account Page 14 of 14 Consolidated Statement Page 52 EFTA01567145 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP DYS , New York, NY 10017-2014 ACCT. For the Period 12/1/13 to 12/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 4 Holdings Equity Alternative Assets Cash & Fixed Income Portfolio Activity 6 8 11 14 Account Page 1 of 19 Consolidated Statement Page 53 EFTA01567146 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Account Profile Banker: Investment Guidelines Investment Objective: JAMES BUCKLEY Investment Officer: JASON BELL Date Opened: 01/25/2013 This account data is based on our most recent records of your account. If you disagree with any of the information stated here, please contact your account representative as soon as possible. J.P. Morgan Private Bank Team TAP Dynamic Yield Strategy TAP Dynamic Yield Strategy Asset Category US Fixed Income Total Fixed Income & Cash US Large Cap Equity Total Equity Hard Assets Total Alternative Assets Normal 33.00 33.00 34.00 34.00 33.00 33.00 Min 0.00 0.00 0.00 Max 100.00 100.00 100.00 Strategic Ranges, Normal Asset Allocation and the preferences expressed in this document act as general guidelines for portfolio managers; portfolio holdings may fall outside of ranges and allocations from time to time as described in the Investment Management Agreement. Investment Restrictions: NONE Security Restrictions NONE Tax Status Tax Identification Number: Tax Domicile: EFTA01567147 Hi h Federal Tax Bracket: FLORIDA Client's account is subject to the highest tax bracket Account Page 2 of 19 Consolidated Statement Page 54 Country of Residency: UNITED STATES EFTA01567148 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 IRS Circular 230 Disclosure JPMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used, and cannot be used, in connection with the promotion, marketing or recommendation by anyone unaffiliated with JPMorgan Chase & Co. of any of the matters addressed herein or for the purpose of avoiding U.S. tax-related penalties. Account Details Remarks NONE Authorized Signers: GHISLAINE MAXWELL Account Page 3 of 19 Consolidated Statement Page 55 EFTA01567149 GHISLAINE MAXWELL - TAP DYS Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 139,886.72 210,693.40 679,852.97 $1,030,433.09 61.02 $1,030,494.11 Ending Market Value 138,771.17 231,638.51 665,847.92 $1,036,257.60 259.32 $1,036,516.92 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals $0.00 7,039.71 (1,215.20) $1,036,257.60 259.32 $1,036,516.92 Period Value 1,030,433.09 Change In Value (1,115.55) 20,945.11 (14,005.05) $5,824.51 198.30 EFTA01567150 $6,022.81 Year-to-Date Value 0.00 1,000,000.00 (4,930.43) $995,069.57 34,700.57 6,487.46 $1,036,257.60 259.32 $1,036,516.92 Alternative Assets Estimated 2,837.17 6,123.22 28,165.03 Current Annual Income Allocation 13% 22% 65% $37,125.42 100% Equity Cash & Fixed Income Asset Allocation ACCT. For the Period 12/1/13 to 12/31/13 Account Page 4 of 19 Consolidated Statement Page 56 EFTA01567151 GHISLAINE MAXWELL - TAP DYS Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 7,039.01 0.70 $7,039.71 Year-to-Date Value 34,696.59 3.98 $34,700.57 LT Capital Gain Distributions ST Realized Gain/Loss Realized Gain/Loss Current Period Value 4,671.66 (447.05) $4,224.61 Year-to-Date Value 4,702.44 (7,726.32) ($3,023.88) ACCT. For the Period 12/1/13 to 12/31/13 Unrealized Gain/Loss To-Date Value $9,511.34 Cost Summary Equity Cash & Fixed Income Total 675,979.25 Cost 125,672.00 $801,651.25 Account Page 5 of 19 Consolidated Statement Page 57 EFTA01567152 GHISLAINE MAXWELL - TAP DYS Equity Summary Asset Categories US Large Cap Equity European Large Cap Equity Asia ex-Japan Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 74,870.86 22,669.83 42,346.03 $139,886.72 Ending Market Value 74,242.48 23,396.31 41,132.38 $138,771.17 Current Period Value 138,771.17 125,672.00 13,099.17 2,837.17 4.67 2.04% Equity as a percentage of your portfolio - 13 % Asia ex-Japan Equity Change In Value (628.38) 726.48 (1,213.65) ($1,115.55) Current Allocation 7% 2% 4% 13% US Large Cap Equity European Large Cap Equity Asset Categories EFTA01567153 ACCT. For the Period 12/1/13 to 12/31/13 Account Page 6 of 19 Consolidated Statement Page 58 EFTA01567154 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Equity Detail Price US Large Cap Equity CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I 52469H-59-4 SOPY X SIT DIVIDEND GROWTH FUND-I Total US Large Cap Equity 82980D-70-7 SDVG X $74,242.48 $66,070.00 $8,172.48 $1,116.43 1.50% 17.66 2,958.635 52,249.49 46,294.00 5,955.49 742.61 1.42% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 18.65 1,179.249 21,992.99 19,776.00 2,216.99 373.82 1.70% European Large Cap Equity JPM INTREPID EUROPEAN FD - INSTL 26.73 FUND 1300 4812A0-68-0 JFEI X Asia ex-Japan Equity MATTHEWS ASIA DIVIDEND-INS 577130-75-0 MIPI X 875.283 23,396.31 20,316.00 EFTA01567155 3,080.31 74.39 4.67 0.32% 15.59 2,638.382 41,132.38 39,286.00 1,846.38 1,646.35 4.00% Account Page 7 of 19 Consolidated Statement Page 59 EFTA01567156 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Alternative Assets Summary Beginning Asset Categories Hedge Funds Real Estate & Infrastructure Total Value Estimated Value 154,244.08 56,449.32 $210,693.40 Ending Estimated Value 174,732.12 56,906.39 $231,638.51 Change In Value 20,488.04 457.07 $20,945.11 Current Allocation 17% 5% 22% Asset Categories Real Estate & Infrastructure Hedge Funds Alternative Assets Detail Alternative Assets as a percentage of your portfolio 22 % Price Hedge Funds COLUMBIA FD SER TRT - COLUMBIA CONVERTIBLE SECURITIES FD - Z 19765H-72-7 NCIA X EATON VANCE FLOATING-RATE ADVANTAGE I 277923-63-7 EIFA X Account Page 8 of 19 Consolidated Statement Page 60 11.20 7,524.150 84,270.48 84,120.00 18.20 1,147.177 20,878.62 20,523.00 Quantity EFTA01567157 Estimated Value Cost EFTA01567158 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Price Hedge Funds GATEWAY FUND-Y HSBC FDS Total Hedge Funds 28.99 367829-88-4 GTEY X 9.85 TOTAL RETURN I 40428X-15-6 HTRI X $174,732.12 $174,388.01 3,858.567 38,006.88 39,704.65 1,089.208 31,576.14 30,040.36 Quantity Estimated Value Cost Quantity/Original Commitment Amount Real Estate & Infrastructure NUVEEN GLOBAL INFRASTRUCT-I 670690-51-0 FGIY X Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. Yield 2,025.30 20,091.00 20,961.88 384.80 1.84% Account Page 9 of 19 Consolidated Statement Page 61 EFTA01567159 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Quantity/Original Commitment Amount Real Estate & Infrastructure TORTOISE MLP & PIPELINE-INS Total Real Estate & Infrastructure 56166Y-40-4 TORI X $50,707.00 $0.00 $56,906.39 $384.80 Amounts shown above under "Estimated Value" for private equity funds are estimates based on the latest fund values received from each underlying fund, which value may be as of a date (underlying fund value date) prior to the period covered by this statement. The values provided by the underlying fund have been adjusted for any cash flows between your account and such fund that have occurred subsequent to the underlying fund value date to derive the "Estimated Value". Therefore, such "Estimated Value" may not reflect the value of your interest shown on any fund's actual books and records as of the date of this statement. For additional information, please contact your J.P. Morgan representative. For private equity funds, Estimated Values are based on estimates provided by the underlying funds that are generally presented on a US GAAP basis, which records investments at fair value, or "marked-to-market". Most of these underlying funds also present their audited financial statements on a US GAAP basis (i.e., "marked-to- market"). However, some of these underlying funds present their audited financial statements using the Income Tax Basis of Accounting, which records investments "at cost" based on the accrual basis of accounting for Federal income taxes. Where the underlying fund provides periodic estimates on a "marked-to-market" basis but reflects investments "at cost" in its audited financial statements, the marked-to-market Estimated Value shown herein for a private equity fund may be materially different from the value reflected on such fund's audited financial statements (which are also based on the audited financial statements of the underlying fund). 2,296.77 30,616.00 35,944.51 Cost/Net Capital Called Since Inception Net Distributions Since Inception Estimated Value Est. Annual Inc. Accrued Div. EFTA01567160 Yield Account Page 10 of 19 Consolidated Statement Page 62 EFTA01567161 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 35,560.74 644,292.23 $679,852.97 Ending Market Value 36,993.11 628,854.81 $665,847.92 Current Period Value 665,847.92 675,979.25 (10,131.33) 28,165.03 254.65 4.22% Cash & Fixed Income as a percentage of your portfolio 65 % SUMMARY BY TYPE Market Value 665,847.92 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash International Bonds EFTA01567162 Mutual Funds Other Total Value Market Value 36,993.11 31,123.88 539,848.64 57,882.29 $665,847.92 % of Bond Portfolio 5% 4% 83% 8% 100% US Fixed Income Change In Value 1,432.37 (15,437.42) ($14,005.05) Current Allocation 4% 61% 65% Cash Asset Cate ories Account Page 11 of 19 Consolidated Statement Page 63 EFTA01567163 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 36,993.11 36,993.11 36,993.11 11.09 0.96 US Fixed Income AVENUE MUT FDS TR CRED STRA INST 05358F-30-1 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 19248X-30-7 METROPOLITAN WEST FDS TOTAL RET CL I 592905-50-9 HARBOR HIGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST DOUBLELINE TOTAL RET BD-I 411511-55-3 10.92 411512-73-4 10.78 258620-10-3 12,498.16 134,730.11 142,229.00 (7,498.89) 6,961.47 5.17% 2,833.31 30,939.79 29,272.00 1,667.79 589.32 1.90% 10.81 3,596.08 38,873.64 EFTA01567164 40,419.95 (1,546.31) 2,251.14 5.79% 10.55 7,192.34 75,879.23 77,030.00 (1,150.77) 2,488.55 3.28% 12.88 4,493.97 57,882.29 60,624.00 (2,741.71) 3,828.85 6.61% 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 11.38 2,734.96 31,123.88 30,896.00 227.88 1,411.24 4.53% Account Page 12 of 19 Consolidated Statement Page 64 EFTA01567165 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Price US Fixed Income 3PM STRAT INCOME OPPORT FD - SEL FUND 3844 4812A4-35-1 3PM MULTI SECTOR INCOME FD - SEL FUND 2130 48121A-29-0 RIDGEWORTH SEIX FLOATING-I TRP INST FLOATING RATE-F BLACKROCK HIGH YIELD BOND Total US Fixed Income 76628T-67-8 10.28 77958B-10-5 8.21 091929-63-8 $628,854.81 $638,986.14 ($10,131.33) $28,153.94 $253.69 4.48% 7,292.31 59,869.88 59,201.48 668.40 3,646.15 6.09% 5,394.06 55,450.94 55,397.00 53.94 2,303.26 4.15% 11.89 10.31 9.06 3,015.90 4,784.86 6,502.66 35,859.05 49,331.95 58,914.05 36,040.00 49,092.71 58,784.00 (180.95) 239.24 EFTA01567166 130.05 931.91 81.43 1,277.55 172.26 2,464.50 2.60% 2.59% 4.18% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 13 of 19 Consolidated Statement Page 65 EFTA01567167 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Fees & Commissions $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 14,915.66 (20,523.00) ($5,607.34) $36,993.11 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 245,011.97 (1,237,789.00) ($992,777.03) -Current Period Value 35,560.74 7,039.71 $7,039.71 Year-To-Date Value* -34,700.57 1,000,000.00 $1,034,700.57 (4,930.43) ($4,930.43) Account Page 14 of 19 Consolidated Statement Page 66 EFTA01567168 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/2 12/2 12/2 12/2 12/2 12/2 12/3 12/3 12/3 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $29,939.94 AS OF 12/01/13 JPM STRAT INCOME OPPORT FD - SEL FUND 3844 @ 0.02 PER SHARE (ID: 4812A4-35-1) BLACKROCK HIGH YIELD BOND 11/29/13 INCOME DIVIDEND @ 0.039 PER SHARE AS OF 11/29/13 (ID: 091929-63-8) EATON VANCE FLOATING-RATE ADVANTAGE I 11/29/13 INCOME DIVIDEND @ 0.043 PER SHARE AS OF 11/29/13 (ID: 277923-63-7) HSBC FDS TOTAL RETURN I 12/02/13 INCOME DIVIDEND @ 0.010 PER SHARE (ID: 40428X-15-6) METROPOLITAN WEST FDS TOTAL RET CL I 11/29/13 INCOME DIVIDEND @ 0.003 PER SHARE AS OF 11/29/13 (ID: 592905-50-9) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 11/29/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 11/29/13 (ID: 19248X-30-7) DOUBLELINE TOTAL RET BD-I 11/29/13 INCOME DIVIDEND @ 0.046 PER SHARE AS OF 11/29/13 (ID: 258620-10-3) RIDGEWORTH SEIX FLOATING-I 12/02/13 INCOME DIVIDEND @ 0.030 PER SHARE AS OF 12/02/13 (ID: 76628T-67-8) 6,502.655 EFTA01567169 0.03 198.18 12,498.155 0.046 575.67 4,493.967 0.071 319.07 3,858.567 7,192.344 0.01 0.024 40.11 171.75 7,524.150 0.043 322.40 3,015.900 7,292.312 0.02 0.041 60.32 301.45 Quantity Cost Per Unit Amount Amount 0.70 Account Page 15 of 19 Consolidated Statement Page 67 EFTA01567170 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/3 12/13 12/16 12/17 12/19 12/19 12/19 12/19 12/19 12/20 Div Domest Div Domest Div Domest STCapitalGain Dist STCapitalGain Dist STCapitalGain Dist Div Domest Div Domest Div Domest Div Domest Description TRP INST FLOATING RATE-F 11/29/13 INCOME DIVIDEND @ 0.036 PER SHARE AS OF 11/29/13 (ID: 77958B-10-5) MATTHEWS ASIA DIVIDEND-INS 12/12/13 INCOME DIVIDEND @ 0.222 PER SHARE AS OF 12/12/13 (ID: 577130-75-0) COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND INC 12/12/13 INCOME DIVIDEND @ 0.071 PER SHARE AS OF 12/12/13 (ID: 19248X-30-7) NUVEEN GLOBAL INFRASTRUCT-I 12/16/13 SHORT TERM CAPITAL GAINS @ 0.288 PER SHARE AS OF 12/16/13 (ID: 670690-51-0) HARBOR HIGH YIELD BOND-INST 12/17/13 SHORT TERM CAPITAL GAINS @ 0.016 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) SIT DIVIDEND GROWTH FUND-I 12/18/13 SHORT TERM CAPITAL GAINS @ 0.058 PER SHARE AS OF 12/18/13 (ID: 82980D-70-7) HARBOR HIGH YIELD BOND-INST 12/17/13 INCOME DIVIDEND @ 0.210 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 12/17/13 INCOME DIVIDEND @ 0.098 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) SIT DIVIDEND GROWTH FUND-I 12/18/13 INCOME EFTA01567171 DIVIDEND @ 0.069 PER SHARE AS OF 12/18/13 (ID: 82980D-70-7) GATEWAY FUND-Y 12/19/13 INCOME DIVIDEND @ 0.099 PER SHARE AS OF 12/19/13 (ID: 367829-88-4) 1,089.208 0.099 108.16 2,958.635 0.069 205.57 2,833.314 0.098 278.83 3,596.081 0.266 955.56 2,958.635 0.058 171.51 3,596.081 0.02 73.21 2,025.302 0.288 583.69 4,493.967 0.071 319.07 2,638.382 0.222 584.43 Quantity Cost Per Unit Amount 5,394.060 0.036 Amount 194.53 Account Page 16 of 19 Consolidated Statement Page 68 EFTA01567172 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/20 12/23 12/23 12/23 12/24 12/24 12/30 12/31 12/31 Div Domest Div Domest Description RIDGEWORTH SEIX FLOATING-I 12/19/13 INCOME DIVIDEND AS OF 12/19/13 (ID: 76628T-67-8) 3PM INTREPID EUROPEAN FD - INSTL FUND 1300 @ 0.08558 PER SHARE (ID: 4812A0-68-0) STCapitalGain Dist BLACKROCK HIGH YIELD BOND 12/20/13 SHORT TERM CAPITAL GAINS @ 0.009 PER SHARE AS OF 12/20/13 (ID: 091929-63-8) Div Domest AVENUE MUT FDS TR CRED STRA INST 12/23/13 INCOME DIVIDEND @ 0.100 PER SHARE (ID: 05358F-30-1) STCapitalGain Dist HSBC FDS TOTAL RETURN I 12/24/13 SHORT TERM CAPITAL GAINS @ 0.042 PER SHARE (ID: 40428X-15-6) Div Domest Div Domest STCapitalGain Dist Div Domest Total Inflows & Outflows HSBC FDS TOTAL RETURN I 12/24/13 INCOME DIVIDEND @ 0.118 PER SHARE (ID: 40428X-15-6) CLEARBRIDGE EQUITY INC FD-I CAP & INCOME I 12/26/13 INCOME DIVIDEND @ 0.058 PER SHARE AS OF 12/26/13 (ID: 52469H-59-4) TORTOISE MLP & PIPELINE-INS 12/27/13 SHORT TERM CAPITAL GAINS @ 0.048 PER SHARE AS OF 12/27/13 (ID: 56166Y-40-4) TORTOISE MLP & PIPELINE-INS 12/27/13 INCOME DIVIDEND @ 0.160 PER SHARE AS OF 12/27/13 (ID: 56166Y-40-4) $7,039.71 2,296.774 0.16 367.47 EFTA01567173 2,296.774 0.048 110.29 3,858.567 1,179.249 0.118 0.058 455.76 68.13 3,858.567 0.042 162.33 2,734.963 0.10 273.50 Quantity Cost Per Unit Amount 6,502.655 875.283 7,292.312 0.086 0.009 Amount 0.18 74.91 62.93 Account Page 17 of 19 Consolidated Statement Page 69 EFTA01567174 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 TRADE ACTIVITY Note: Trade Date Settle Date 12/16 12/16 12/17 12/17 12/18 12/19 12/19 12/19 12/19 12/19 12/19 12/19 12/23 12/23 12/24 12/24 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions LT Capital Gain Distribution LT Capital Gain Distribution Sale High Cost LT Capital Gain Distribution LT Capital Gain Distribution LT Capital Gain Distribution LT Capital Gain Distribution HARBOR HIGH YIELD BOND-INST 12/17/13 LONG TERM CAPITAL GAINS @ 0.251 PER SHARE AS OF 12/17/13 (ID: 411511-55-3) HARBOR CONVERTIBLE SEC-INST 12/17/13 LONG TERM CAPITAL GAINS @ 0.107 PER SHARE AS OF 12/17/13 (ID: 411512-73-4) SIT DIVIDEND GROWTH FUND-I 12/18/13 LONG TERM CAPITAL GAINS @ 0.573 PER SHARE AS OF 12/18/13 (ID: 82980D-70-7) BLACKROCK HIGH YIELD BOND 12/20/13 LONG TERM CAPITAL GAINS @ 0.102 PER SHARE AS OF 12/20/13 EFTA01567175 (ID: 091929-63-8) LT Capital Gain HSBC FDS TOTAL RETURN I 12/24/13 LONG TERM Distribution CAPITAL GAINS @ 0.002 PER SHARE (ID: 40428X-15-6) 3,858.567 0.002 7.39 7,292.312 0.102 742.29 2,958.635 0.573 1,695.82 2,833.314 0.107 304.10 3,596.081 0.318 1,141.81 METROPOLITAN WEST FDS TOTAL RET CL I 12/13/13 LONG TERM CAPITAL GAINS @ 0.065 PER SHARE AS OF 12/13/13 (ID: 592905-50-9) NUVEEN GLOBAL INFRASTRUCT-I 12/16/13 LONG TERM CAPITAL GAINS @ 0.045 PER SHARE AS OF 12/16/13 (ID: 670690-51-0) HARBOR HIGH YIELD BOND-INST (ID: 411511-55-3) (951.161) 10.77 10,244.00 (10,691.05) (447.05) S 2,025.302 0.045 90.94 Quantity 7,192.344 Per Unit Amount 0.065 Proceeds 464.27 Tax Cost Realized Gain/Loss Account Page 18 of 19 Consolidated Statement Page 70 EFTA01567176 GHISLAINE MAXWELL - TAP DYS ACCT. For the Period 12/1/13 to 12/31/13 Trade Date Settle Date 12/31 12/31 Type Selection Method Description Settled Sales/Maturities/Redemptions LT Capital Gain Distribution TORTOISE MLP & PIPELINE-INS 12/27/13 LONG TERM CAPITAL GAINS @ 0.098 PER SHARE AS OF 12/27/13 (ID: 56166Y-40-4) Total Settled Sales/Maturities/Redemptions $14,915.66 ($10,691.05) ($447.05) S Quantity 2,296.774 Per Unit Amount 0.098 Proceeds 225.04 Tax Cost Realized Gain/Loss Trade Date Settle Date Type Description Settled Securities Purchased 12/19 Purchase 12/20 COLUMBIA FD SER TRT - COLUMBIA CONVERTIBLE SECURITIES FD - Z (ID: 19765H-72-7) Quantity 1,147.177 Per Unit Amount 17.89 Market Cost (20,523.00) Account Page 19 of 19 Consolidated Statement Page 71 EFTA01567177 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567178 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - TAP ARFI , New York, NY 10017-2014 ACCT. For the Period 12/1/13 to 12/31/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 4 Holdings Alternative Assets Cash & Fixed Income Portfolio Activity 6 7 9 Account Page 1 of 11 Consolidated Statement Page 72 EFTA01567179 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 Account Profile Banker: Investment Guidelines Investment Objective: JAMES BUCKLEY Investment Officer: JASON BELL Date Opened: 01/25/2013 This account data is based on our most recent records of your account. If you disagree with any of the information stated here, please contact your account representative as soon as possible. J.P. Morgan Private Bank Team TAP Absolute Return Fixed Income TAP Absolute Return Fixed Income Asset Category Cash & Short Term US Fixed Income Total Fixed Income & Cash Normal 1.00 99.00 100.00 0.00 100.00 Strategic Ranges, Normal Asset Allocation and the preferences expressed in this document act as general guidelines for portfolio managers; portfolio holdings may fall outside of ranges and allocations from time to time as described in the Investment Management Agreement. Investment Restrictions: NONE Security Restrictions NONE Tax Status Tax Identification Number: Tax Domicile: Hi h Federal Tax Bracket: FLORIDA Client's account is subject to the highest tax bracket Country of Residency: UNITED STATES Min Max Account Page 2 of 11 Consolidated Statement Page 73 EFTA01567180 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 IRS Circular 230 Disclosure JPMorgan Chase & Co. and its affiliates do not provide tax advice. Accordingly, any discussion of U.S. tax matters contained herein (including any attachments) is not intended or written to be used, and cannot be used, in connection with the promotion, marketing or recommendation by anyone unaffiliated with JPMorgan Chase & Co. of any of the matters addressed herein or for the purpose of avoiding U.S. tax-related penalties. Account Details Remarks NONE Authorized Signers: GHISLAINE MAXWELL Account Page 3 of 11 Consolidated Statement Page 74 EFTA01567181 GHISLAINE MAXWELL - TAP ARFI Account Summary Asset Allocation Alternative Assets Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 404,092.25 595,230.41 $999,322.66 254.76 $999,577.42 Ending Market Value 402,760.32 600,025.84 $1,002,786.16 691.00 $1,003,477.16 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals $0.00 3,213.92 249.58 $1,002,786.16 691.00 $1,003,477.16 Period Value 999,322.66 Change In Value (1,331.93) 4,795.43 $3,463.50 436.24 $3,899.74 Year-to-Date Value 0.00 EFTA01567182 1,000,000.00 (3,856.08) $996,143.92 21,124.92 (14,482.68) $1,002,786.16 691.00 $1,003,477.16 Alternative Assets Estimated 8,813.36 15,181.50 Current Annual Income Allocation 40% 60% $23,994.86 100% Cash & Fixed Income Asset Allocation ACCT. For the Period 12/1/13 to 12/31/13 Account Page 4 of 11 Consolidated Statement Page 75 EFTA01567183 GHISLAINE MAXWELL - TAP ARFI Account Summary Tax Summary Domestic Dividends/Distributions Interest Income Taxable Income CONTINUED Current Period Value 3,212.72 1.20 $3,213.92 Year-to-Date Value 21,119.77 5.15 $21,124.92 LT Capital Gain Distributions ST Realized Gain/Loss Realized Gain/Loss Current Period Value 137.97 $137.97 Year-to-Date Value 137.97 (4,262.78) ($4,124.81) ACCT. For the Period 12/1/13 to 12/31/13 Unrealized Gain/Loss To-Date Value ($10,357.87) Cost Summary Cash & Fixed Income 602,272.41 Cost Total $602,272.41 Account Page 5 of 11 Consolidated Statement Page 76 EFTA01567184 GHISLAINE MAXWELL - TAP ARFI Alternative Assets Summary Beginning Asset Categories Hedge Funds Estimated Value 404,092.25 Alternative Assets Detail Price Hedge Funds GOLDMAN SACHS TR STRG INCM INST 38145C-64-6 GSZI X HSBC FDS TOTAL RETURN I 40428X-15-6 HTRI X PIMCO UNCONSTRAINED BOND-P PRUDENTIAL INVT PORTFOLIOS 9 72201M-45-3 PUCP X 9.85 PRU ABRTN FD Z 74441J-82-9 PADZ X Total Hedge Funds $402,760.32 $410,871.62 9,610.855 94,666.92 96,036.62 11.09 14,308.333 158,679.41 164,832.00 9.85 5,780.066 56,933.65 59,171.00 10.66 8,675.454 92,480.34 90,832.00 Quantity Estimated Value Cost ACCT. For the Period 12/1/13 to 12/31/13 Ending Estimated Value 402,760.32 Change In Value EFTA01567185 (1,331.93) Current Allocation 40% Account Page 6 of 11 Consolidated Statement Page 77 EFTA01567186 GHISLAINE MAXWELL - TAP ARFI Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 44,538.92 550,691.49 $595,230.41 ACCT. For the Period 12/1/13 to 12/31/13 Ending Market Value 47,890.81 552,135.03 $600,025.84 Current Period Value 600,025.84 602,272.41 (2,246.57) 15,181.50 691.00 2.53% Cash & Fixed Income as a percentage of your portfolio 60 % SUMMARY BY TYPE Market Value 600,025.84 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash EFTA01567187 Mutual Funds Total Value Market Value 47,890.81 552,135.03 $600,025.84 % of Bond Portfolio 7% 93% 100% US Fixed Income Change In Value 3,351.89 1,443.54 $4,795.43 Current Allocation 5% 55% 60% Cash Asset Cate ories Account Page 7 of 11 Consolidated Statement Page 78 EFTA01567188 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR 1.00 47,890.81 47,890.81 47,890.81 14.36 1.24 US Fixed Income DOUBLELINE TOTAL RET BD-I EATON VANCE FLOATING RATE-I 3PM STRAT INCOME OPPORT FD - SEL 258620-10-3 9.19 277911-49-1 11.89 FUND 3844 4812A4-35-1 3PM MULTI SECTOR INCOME FD SEL FUND 2130 48121A-29-0 RBC FDS TR BLUBAY ABRTR I 74926P-34-0 Total US Fixed Income $552,135.03 $554,381.60 ($2,246.57) $15,167.14 $689.76 2.75% 10.31 10.40 9,651.54 14,793.79 99,507.40 153,855.38 99,024.83 150,434.00 482.57 3,421.38 EFTA01567189 12,677.82 150,739.33 151,500.00 (760.67) 3,917.44 342.30 2,576.96 347.46 1,656.90 2.60% 2.59% 1.08% 5,463.94 50,213.64 50,159.00 54.64 1,961.55 3.91% 10.78 9,074.15 97,819.28 103,263.77 (5,444.49) 5,054.29 5.17% 0.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 8 of 11 Consolidated Statement Page 79 EFTA01567190 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Total Outflows Fees & Commissions $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 137.97 $137.97 $47,890.81 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 151,923.97 (1,121,302.00) ($969,378.03) -Current Period Value 44,538.92 3,213.92 $3,213.92 Year-To-Date Value* -21,124.92 1,000,000.00 $1,021,124.92 (3,856.08) ($3,856.08) Account Page 9 of 11 Consolidated Statement Page 80 EFTA01567191 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/2 12/2 12/2 12/2 12/2 12/3 12/3 12/3 12/3 Interest Income Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Div Domest Description DEPOSIT SWEEP INTEREST FOR 11/01/13 - 11/30/13 @ .03% RATE ON AVG COLLECTED BALANCE OF $44,533.24 AS OF 12/01/13 3PM STRAT INCOME OPPORT FD - SEL FUND 3844 @ 0.02 PER SHARE (ID: 4812A4-35-1) EATON VANCE FLOATING RATE-I 11/29/13 INCOME DIVIDEND @ 0.028 PER SHARE AS OF 11/29/13 (ID: 277911-49-1) HSBC FDS TOTAL RETURN I 12/02/13 INCOME DIVIDEND @ 0.010 PER SHARE (ID: 40428X-15-6) PRUDENTIAL INVT PORTFOLIOS 9 PRU ABRTN FD Z 11/29/13 INCOME DIVIDEND @ 0.029 PER SHARE AS OF 11/29/13 (ID: 744413-82-9) DOUBLELINE TOTAL RET BD-I 11/29/13 INCOME DIVIDEND @ 0.046 PER SHARE AS OF 11/29/13 (ID: 258620-10-3) GOLDMAN SACHS TR STRG INCM INST 11/29/13 INCOME DIVIDEND @ 0.028 PER SHARE AS OF 11/29/13 (ID: 38145C-64-6) PIMCO UNCONSTRAINED BOND-P 11/29/13 INCOME DIVIDEND @ 0.008 PER SHARE AS OF 11/29/13 (ID: 72201M-45-3) RBC FDS TR BLUBAY ABRTR I 11/29/13 INCOME DIVIDEND @ 0.020 PER SHARE AS OF 11/29/13 (ID: 74926P-34-0) 14,793.787 EFTA01567192 0.02 290.39 14,308.333 0.008 111.16 8,675.454 0.028 240.71 9,074.145 0.046 417.96 5,780.066 9,610.855 0.01 0.029 60.08 274.09 12,677.824 5,463.943 0.02 0.028 253.56 154.27 Quantity Cost Per Unit Amount Amount 1.20 Account Page 10 of 11 Consolidated Statement Page 81 EFTA01567193 GHISLAINE MAXWELL - TAP ARFI ACCT. For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 12/13 12/24 12/24 Description STCapitalGain Dist PIMCO UNCONSTRAINED BOND-P 12/11/13 SHORT TERM CAPITAL GAINS @ 0.034 PER SHARE AS OF 12/11/13 (ID: 72201M-45-3) STCapitalGain Dist HSBC FDS TOTAL RETURN I 12/24/13 SHORT TERM CAPITAL GAINS @ 0.042 PER SHARE (ID: 40428X-15-6) Div Domest Total Inflows & Outflows TRADE ACTIVITY Trade Date Type Settle Date 12/13 12/13 12/24 12/24 Selection Method Description Settled Sales/Maturities/Redemptions LT Capital Gain Distribution PIMCO UNCONSTRAINED BOND-P 12/11/13 LONG TERM CAPITAL GAINS @ 0.009 PER SHARE AS OF 12/11/13 (ID: 72201M-45-3) LT Capital Gain HSBC FDS TOTAL RETURN I 12/24/13 LONG TERM Distribution CAPITAL GAINS @ 0.002 PER SHARE (ID: 40428X-15-6) Total Settled Sales/Maturities/Redemptions $137.97 $0.00 $0.00 5,780.066 0.002 11.06 Quantity 14,308.333 HSBC FDS TOTAL RETURN I 12/24/13 INCOME DIVIDEND @ 0.118 PER SHARE (ID: 40428X-15-6) 5,780.066 0.118 682.72 $3,213.92 EFTA01567194 5,780.066 0.042 243.16 Quantity Cost Per Unit Amount 14,308.333 0.034 Amount 484.62 Per Unit Amount 0.009 Proceeds Tax Cost 126.91 Realized Gain/Loss Account Page 11 of 11 Consolidated Statement Page 82 EFTA01567195 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01567196 For the Period 12/1/13 to 12/31/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01567197 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 5 EFTA01567198 For the Period 12/1/13 to 12/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01567199 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 5 EFTA01567200 For the Period 12/1/13 to 12/31/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. EFTA01567201 You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, (347) 643-2578. If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Disclosures Page 3 of 5 EFTA01567202 For the Period 12/1/13 to 12/31/13 Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 - 4 Private Equity, Hedge Funds, Exchange Funds, Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Hedge funds generally calculate the price (the "Net Asset Value" or " NAV"), 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be EFTA01567203 the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multi-year lockup before a redemption is permitted. For redemptions, there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued, but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Disclosures Page 4 of 5 EFTA01567204 For the Period 12/1/13 to 12/31/13 Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 30-60 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investor's account at JPMorgan is closed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize non-traditional investment management strategies, for example, strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund, please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPMORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services, Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution, shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services, Inc., which is an affiliate of 3PMCB. Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. Disclosures Page 5 of 5 EFTA01567205 EFTA01567206