EFTA Document EFTA01574185

iiiiiiiiiS EFTA01574185 EFTA01574186 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL-HY 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 4/1/13 to 4/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Cash & Fixed Income Portfolio Activity 4 19 0000002379.00.0.9E.00001.MAXEW00.20130502 Page 1 of 26 EFTA01574187 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Account Summary Asset Allocation Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 1,109,173.80 $1,109,173.80 20,849.98 $1,130,023.78 Ending Market Value 1,122,905.08 $1,122,905.08 18,421.45 $1,141,326.53 Current Portfolio Activity Beginning Market Value Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 1,109,173.80 (4,280.80) ($4,280.80) 8,401.04 9,611.04 $1,122,905.08 18,421.45 $1,141,326.53 Change In Value 13,731.28 $13,731.28 (2,428.53) $11,302.75 Year-to-Date Value 1,098,358.35 (8,414.34) ($8,414.34) 21,487.21 EFTA01574188 11,473.86 $1,122,905.08 18,421.45 $1,141,326.53 Estimated 70,961.65 $70,961.65 Current Annual Income Allocation 100% 100% Page 2 of 26 EFTA01574189 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Account Summary Tax Summary Interest Income Accrued Interest Current Year Taxable Income CONTINUED Current Period Value 8,793.87 (392.83) $8,401.04 Year-to-Date Value 23,027.12 (1,539.91) $21,487.21 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 50.00 474.00 $524.00 Year-to-Date Value 50.00 (144.25) ($94.25) Unrealized Gain/Loss To-Date Value $59,200.91 Cost Summary Cash & Fixed Income 1,063,704.17 Cost Total $1,063,704.17 Page 3 of 26 EFTA01574190 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 5-10 years, 10+ years, Total Value 1 Market Value 25,975.57 1,083,198.23 $1,109,173.80 Ending Market Value 25,954.81 1,096,950.27 $1,122,905.08 Current Period Value 1,122,905.08 1,063,704.17 59,200.91 70,961.65 18,421.45 4.66% SUMMARY BY TYPE Market Value 46,276.96 340,199.10 696,828.42 39,600.60 $1,122,905.08 % of Bond Portfolio EFTA01574191 4% 30% 63% 3% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Corporate Bonds International Bonds Total Value Market Value 25,954.81 1,046,703.22 50,247.05 $1,122,905.08 % of Bond Portfolio 2% 94% 4% 100% US Fixed Income Change In Value (20.76) 13,752.04 $13,731.28 Current Allocation 2% 98% 100% Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 100% Page 4 of 26 EFTA01574192 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Note: P indicates position adjusted for Pending Trade Activity. Cash & Fixed Income Detail Price Cash US DOLLAR COST OF PENDING PURCHASES Total Cash 1.00 1.00 31,554.81 (5,600.00) 31,554.81 (5,600.00) $25,954.81 31,554.81 (5,600.00) $25,954.81 $0.00 $3.15 $0.30 US Fixed Income ROYAL BANK SCOTLAND GRP PLC 5.05% JAN 08 2015 DTD 12/08/2004 780097-AP-6 BB+ /BA3 LENNAR CORPORATION 5.6% MAY 31 2015 DTD 4/28/2005 526057-AS-3 BB- /BA3 CITYCENTER HLDGS/FINANCE 7 5/8% JAN 15 2016 DTD 07/15/2011 178760-AB-0 B /B1 107.56 5,000.00 5,378.10 5,275.00 103.10 381.25 112.25 4.62% 104.22 10,000.00 10,421.80 10,336.25 85.55 505.00 EFTA01574193 158.51 107.13 10,000.00 10,712.50 9,905.00 807.50 560.00 233.33 2.48% 0.01% 3.15 0.30 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. 2.08% Page 5 of 26 EFTA01574194 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income D R HORTON INC 6 1/2% APR 15 2016 DTD 04/17/2006 23331A-AZ-2 BB- /BA2 HEALTH MANAGEMENT ASSOCIATION 6 1/8% APR 15 2016 DTD 04/21/2006 421933-AH-5 BB- /NR CRICKET COMMUNICATIONS INC 7 3/4% MAY 15 2016 DTD 11/15/2009 226566-AK-3 B+ /BA2 BANK OF AMERICA CORP 3 3/4% JUL 12 2016 DTD 07/12/2011 06051G-EK-1 A- /BAA SEAGATE TECHNOLOGY HDD H SR NOTES 6.80% OCT 1 2016 DTD 9/20/2006 81180R-AE-2 BB+ /BA1 SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 852061-AD-2 B+ /B3 HANESBRANDS INC 8% DEC 15 2016 DTD 12/10/2009 410345-AF-9 BB /BA3 108.00 5,000.00 5,400.00 5,412.50 (12.50) 400.00 151.11 5.53% 112.99 10,000.00 11,298.90 10,600.00 698.90 680.00 56.66 108.88 20,000.00 21,775.00 17,385.00 EFTA01574195 4,390.00 1,200.00 500.00 2.79% 106.68 5,000.00 5,333.95 4,581.50 752.45 187.50 56.77 1.60% 104.06 15,000.00 15,609.30 16,050.00 (440.70) 1,162.50 536.04 6.26% 110.00 10,000.00 11,000.00 10,400.00 600.00 612.50 27.22 2.59% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 111.75 10,000.00 11,175.00 10,495.00 680.00 650.00 28.88 2.36% 3.35% Page 6 of 26 EFTA01574196 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income WPX ENERGY INC 5.25% JAN 15 2017 DTD 06/25/2012 98212B-AC-7 BB+ /BA1 RITE AID CORP 7 1/2% MAR 01 2017 DTD 02/21/2007 767754-BL-7 B- /B3 AIRCASTLE LTD 6.75% APR 15 2017 DTD 06/06/2012 00928Q-AF-8 BB+ /BA3 JARDEN CORP SR SUB NOTES 7 1/2% MAY 1 2017 DTD 2/13/2007 471109-AB-4 B /B2 CONSTELLATION BRANDS INC 7 1/4% MAY 15 2017 DTD 11/15/2007 21036P-AF-5 BB+ /BA1 INGLES MARKETS INC 8 7/8% MAY 15 2017 DTD 05/12/2009 457030-AG-9 BB- /B1 RRI ENERGY INC 7 7/8% JUN 15 2017 DTD 06/13/2007 74971X-AC-1 B /B3 112.75 15,000.00 16,912.50 15,112.50 1,800.00 1,181.25 446.25 4.45% 116.00 15,000.00 17,400.00 16,500.00 900.00 1,087.50 501.45 104.75 10,000.00 10,475.00 10,775.00 EFTA01574197 (300.00) 887.50 409.23 3.01% 111.25 3,000.00 3,337.50 3,177.50 160.00 202.50 9.00 114.05 15,000.00 17,107.50 16,052.50 1,055.00 1,125.00 562.50 3.67% 103.00 20,000.00 20,600.00 20,150.00 450.00 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 105.75 5,000.00 5,287.25 5,362.50 (75.25) 262.50 77.29 1,500.00 250.00 3.58% 6.60% 3.69% 7.49% Page 7 of 26 EFTA01574198 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income SERVICE CORP INTL 7% JUN 15 2017 DTD 06/15/2006 MULTI CPN 817565-BF-0 BB- /BA3 SMITHFIELD FOODS INC SR NOTES 7 3/4% JUL 1 2017 DTD 6/22/2007 832248-AQ-1 BB /B1 PINNACLE ENTERTAINMENT 8 5/8% AUG 01 2017 DTD 02/01/2010 723456-AK-5 BB- /B1 CHESAPEAKE ENERGY CORP 6 1/2% AUG 15 2017 DTD 8/16/2005 165167-BS-5 BB- /BA3 CCO HLDGS LLC CAP CORP 7 1/4% OCT 30 2017 DTD 09/27/2010 1248EP-AQ-6 BB- /B1 WINDSTREAM CORP 7 7/8% NOV 01 2017 DTD 10/08/2009 97381W-AJ-3 B /B1 CIT GROUP INC 5 1/4% MAR 15 2018 DTD 03/15/2012 125581-GL-6 BB- /BA3 111.00 20,000.00 22,200.00 20,140.00 2,060.00 1,050.00 134.16 2.82% 116.75 20,000.00 23,350.00 21,450.00 1,900.00 1,575.00 787.50 3.79% 108.25 9,000.00 EFTA01574199 9,742.50 9,495.00 247.50 652.50 1.80 5.17% 111.50 15,000.00 16,725.00 15,975.00 750.00 975.00 205.83 3.58% 105.88 10,000.00 10,587.50 10,850.00 (262.50) 862.50 215.62 7.00% 117.63 10,000.00 11,762.50 10,475.00 1,287.50 775.00 258.33 3.20% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 115.24 20,000.00 23,048.00 21,700.00 1,348.00 1,400.00 528.88 3.04% Page 8 of 26 EFTA01574200 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income CABLEVISION SYSTEMS CORP SR NOTES 7 3/4% APR 15 2018 DTD 04/15/2010 12686C-AZ-2 B+ /B1 MERRILL LYNCH & CO MEDIUM TERM NOTES 6 7/8% APR 25 2018 DTD 04/25/2008 59018Y-N6-4 A- /BAA ALLBRITTON COMMUNICATION 8% MAY 15 2018 DTD 04/30/2010 016745-AL-5 B+ /B2 CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD 07/12/2010 12561E-AK-1 B- /B2 COMMERCIAL METALS CO NOTE 7.35% AUG 15 2018 DTD 08/04/2008 201723-AJ-2 BB+ /BA2 METROPCS WIRELESS INC SR NOTES 7 7/8% SEP 01 2018 DTD 09/21/2010 591709-AK-6 B /BA3 FRONTIER COMMUNICATIONS SR NOTES 8 1/8% OCT 01 2018 DTD 10/01/2009 35906A-AB-4 BB- /BA2 116.75 20,000.00 23,350.00 21,950.00 1,400.00 1,625.00 135.40 4.60% 110.63 15,000.00 16,593.75 16,012.50 581.25 1,181.25 196.87 5.54% 110.80 10,000.00 11,079.80 EFTA01574201 11,087.50 (7.70) 735.00 155.16 5.00% 104.75 7,000.00 7,332.50 7,735.00 (402.50) 796.25 234.45 10.17% 108.88 10,000.00 10,887.50 10,300.00 587.50 800.00 368.88 5.94% 121.59 10,000.00 12,159.30 11,080.41 1,078.89 687.50 11.45 2.27% 114.00 10,000.00 11,400.00 10,775.00 625.00 775.00 34.44 4.56% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Page 9 of 26 EFTA01574202 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income CB ABITIBIBOWATER INC 10.25% OCT 15 2018 DTD 10/15/2011 003687-AB-6 BB /BA3 BURGER KING CORP 9 7/8% OCT 15 2018 DTD 10/19/2010 121207-AA-2 B /B3 NIELSEN FINANCE LLC/CO 7 3/4% OCT 15 2018 DTD 04/15/2011 65409Q-AY-8 BB- /B2 DAVITA INC 6 3/8% NOV 01 2018 DTD 10/20/2010 23918K-AL-2 NR /B2 TENET HEALTHCARE CORP 6.25% NOV 01 2018 DTD 11/21/2011 88033G-BP-4 B+ /BA3 AVIS BUDEGET CAR RENTAL 8 1/4% JAN 15 2019 DTD 01/15/2011 053773-AN-7 B /B2 CSC HOLDINGS LLC 8 5/8% FEB 15 2019 DTD 02/12/2009 126307-AC-1 BB+ /BA3 120.96 10,000.00 12,096.00 11,425.00 671.00 862.50 182.08 4.47% 111.38 5,000.00 5,568.75 5,572.50 (3.75) 412.50 121.45 5.87% 112.50 5,000.00 5,625.00 EFTA01574203 5,400.00 225.00 312.50 156.25 3.72% 106.13 10,000.00 10,612.50 10,200.00 412.50 637.50 318.75 5.08% 111.74 10,000.00 11,173.50 11,040.00 133.50 775.00 34.44 5.25% 114.75 5,000.00 5,737.50 5,762.50 (25.00) 493.75 21.94 6.61% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 116.77 5,000.00 5,838.35 5,792.50 45.85 512.50 22.77 6.54% Page 10 of 26 EFTA01574204 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income HCA INC 8 1/2% APR 15 2019 DTD 04/15/2010 404119-BF-5 BB /BA3 FELCOR LODGING LP 6 3/4% JUN 01 2019 DTD 05/10/2011 31430Q-BB-2 B- /NR ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 03938L-AM-6 BB+ /BA1 CINEMARK USA INC 8 5/8% JUN 15 2019 DTD 12/15/2009 172441-AS-6 BB- /B2 LIMITED BRANDS INC 8 1/2% JUN 15 2019 DTD 12/15/2009 532716-AR-8 BB+ /BA1 ENDO PHARMACEUT HLDGS IN 7% JUL 15 2019 DTD 06/08/2011 29264F-AG-1 BB /BA3 REGAL CINEMAS CORP 8 5/8% JUL 15 2019 DTD 07/15/2009 758753-AD-9 B- /B2 111.13 5,000.00 5,556.25 5,640.00 (83.75) 431.25 126.97 6.42% 110.13 5,000.00 5,506.25 5,337.50 168.75 350.00 103.05 5.08% 124.00 20,000.00 24,800.00 EFTA01574205 23,000.00 1,800.00 1,700.00 642.22 4.04% 126.72 6,000.00 7,602.90 6,922.50 680.40 591.00 246.24 110.50 10,000.00 11,050.00 11,205.00 (155.00) 862.50 325.83 4.74% 109.50 5,000.00 5,475.00 5,057.50 417.50 337.50 140.62 4.92% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 110.63 20,000.00 22,125.00 22,250.00 (125.00) 1,700.00 75.54 6.33% 6.52% Page 11 of 26 EFTA01574206 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income DISH DBS CORP 7 7/8% SEP 01 2019 DTD 08/17/2009 25470X-AB-1 BB- /BA2 STARZ LLC/STARZ FIN CORP 5.000% 09/15/2019 DTD 02/13/2013 85571N-AB-5 NR /BA2 WEYERHAEUSER CO 7 3/8% OCT 01 2019 DTD 10/01/2009 962166-BV-5 BBB /BAA UNITED RENTALS NORTH AM 9 1/4% DEC 15 2019 DTD 11/17/2009 911365-AU-8 B+ /B3 ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 989194-AG-0 B /B1 PIONEER NATURAL RESOURCE 7 1/2% JAN 15 2020 DTD 11/30/2009 723787-AJ-6 NR /BAA NEWFIELD EXPLORATION CO 6 7/8% FEB 01 2020 DTD 01/25/2010 651290-AN-8 NR /BA2 108.75 20,000.00 21,750.00 21,450.00 300.00 1,375.00 343.74 5.31% 129.00 20,000.00 25,800.00 22,800.00 3,000.00 1,500.00 441.66 2.74% 112.99 4,000.00 4,519.56 4,500.00 EFTA01574207 19.56 325.00 108.33 5.75% 113.80 15,000.00 17,070.00 16,687.50 382.50 1,387.50 524.16 6.64% 104.29 127.04 10,000.00 10,000.00 10,428.80 12,704.40 10,305.00 11,509.70 123.80 1,194.70 500.00 63.88 737.50 61.45 4.22% 2.75% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 114.50 15,000.00 17,175.00 16,462.50 712.50 1,181.25 196.87 5.16% Page 12 of 26 EFTA01574208 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income LEAR CORP 8 1/8% MAR 15 2020 DTD 03/26/2010 521865-AS-4 BB /BA2 CB STEEL DYNAMICS INC 7.625% MAR 15 2020 DTD 03/17/2010 858119-AR-1 BB+ /BA2 BOISE PAPER HDG CO ISSR 8% APR 01 2020 DTD 03/19/2010 09747G-AB-9 BB /BA3 CONSOL ENERGY INC 8 1/4% APR 01 2020 DTD 10/01/2010 20854P-AF-6 BB /B1 US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD 03/19/2010 912909-AF-5 BB /B1 AIRCASTLE LTD 7.625% APR 15 2020 DTD 06/06/2012 00928Q-AG-6 BB+ /BA3 CF INDUSTRIES INC 7 1/8% MAY 01 2020 DTD 04/23/2010 12527G-AB-9 NR /NR 125.00 10,000.00 12,500.00 11,675.00 825.00 118.25 2,000.00 2,365.00 2,185.00 180.00 152.50 6.77 712.50 356.25 4.54% 106.18 10,000.00 10,617.70 10,437.50 EFTA01574209 180.20 737.50 61.45 6.26% 112.25 15,000.00 16,837.50 16,556.25 281.25 1,237.50 103.12 6.05% 113.50 10,000.00 11,350.00 10,862.50 487.50 800.00 66.66 5.62% 111.50 5,000.00 5,575.00 5,568.75 6.25 381.25 48.71 5.59% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 112.00 8,000.00 8,960.00 8,756.00 204.00 650.00 83.04 5.97% 3.12% Page 13 of 26 EFTA01574210 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income SEAGATE HDD CAYMAN 6 7/8% MAY 01 2020 DTD 05/01/2011 81180W-AD-3 BB+ /BA1 OMNICARE INC 7 3/4% JUN 01 2020 DTD 05/18/2010 681904-AM-0 BB /BA3 RANGE RESOURCES CORP 6 3/4% AUG 01 2020 DTD 08/12/2010 75281A-AL-3 BB /BA3 WYNN LAS VEGAS LLC CORP 7 3/4% AUG 15 2020 DTD 08/04/2010 983130-AR-6 BBB /BA2 NRG ENERGY INC 8 1/4% SEP 01 2020 DTD 03/01/2011 629377-BJ-0 BB- /B1 ALLIANT TECHSYSTEMS INC 6 7/8% SEP 15 2020 DTD 09/13/2010 018804-AP-9 BB- /BA3 BALL CORP SR NOTES 6 3/4% SEP 15 2020 DTD 03/22/2010 058498-AP-1 BB+ /BA1 110.50 15,000.00 16,575.00 16,050.00 525.00 1,012.50 129.37 5.03% 108.75 5,000.00 5,437.50 5,545.50 (108.00) 343.75 43.92 5.42% 114.70 10,000.00 11,470.00 EFTA01574211 10,950.00 520.00 775.00 163.61 113.85 15,000.00 17,077.50 15,637.50 1,440.00 1,237.50 206.25 5.29% 110.75 9,000.00 9,967.50 9,720.00 247.50 607.50 151.87 4.96% 113.25 15,000.00 16,987.50 16,320.00 667.50 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 108.75 5,000.00 5,437.50 5,450.00 (12.50) 343.75 171.87 1,162.50 484.36 5.36% 5.47% 5.89% Page 14 of 26 EFTA01574212 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income BE AEROSPACE INC SR NOTES 6 7/8% OCT 01 2020 DTD 09/16/2010 055381-AR-8 BB /BA2 ENERGY TRANSFER EQUITY 7 1/2% OCT 15 2020 DTD 09/20/2010 29273V-AC-4 BB /BA2 P MARKWEST ENERGY PART FIN 6 3/4% NOV 01 2020 DTD 11/02/2010 570506-AM-7 BB /BA3 COVANTA HOLDING CORP SR NOTES 7 1/4% DEC 01 2020 DTD 12/01/2010 22282E-AD-4 B /BA3 INTL LEASE FINANCE CORP 8 1/4% DEC 15 2020 DTD 12/07/2010 459745-GF-6 BBB /BA3 CROWN AMER/CAP CORP III 6 1/4% FEB 01 2021 DTD 08/01/2011 22818V-AB-3 BB /NR KEY ENERGY SERVICES INC 6 3/4% MAR 01 2021 DTD 03/04/2011 492914-AS-5 BB- /B1 104.75 5,000.00 5,237.50 5,127.50 110.00 337.50 56.25 5.98% 110.49 15,000.00 16,573.80 16,262.50 311.30 937.50 234.37 4.62% 124.50 15,000.00 EFTA01574213 18,675.00 16,540.00 2,135.00 1,237.50 467.49 4.43% 111.31 3,000.00 3,339.36 3,255.00 84.36 217.50 90.62 5.41% 110.50 5,000.00 5,525.00 5,600.00 (75.00) 337.50 (1.88) 5.05% 117.25 20,000.00 23,450.00 21,450.00 2,000.00 1,500.00 66.66 4.73% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 112.00 15,000.00 16,800.00 16,012.50 787.50 1,031.25 85.93 4.92% Page 15 of 26 EFTA01574214 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income DELPHI CORP 6.125% MAY 15 2021 DTD 05/07/2012 24713E-AF-4 BB+ /BA1 AMERIGAS PART FIN CORP SR NOTES 6 1/2% MAY 20 2021 DTD 01/20/2011 030981-AF-1 NR /BA3 AMKOR TECHNOLOGIES INC 6 5/8% JUN 01 2021 DTD 05/20/2011 031652-BE-9 BB /BA3 AMC NETWORKS INC 7.75% JUL 15 2021 DTD 07/09/2012 00164V-AB-9 BB- /B1 IRON MOUNTAIN INC 8 3/8% AUG 15 2021 DTD 08/10/2009 46284P-AM-6 B+ /B1 MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 552953-CA-7 B+ /B3 CCO HLDGS LLC/CAP CORP 6 5/8% JAN 26 2012 DTD 01/31/2022 1248EP-AX-1 BB- /B1 109.50 6,000.00 6,570.00 5,970.00 600.00 105.73 15,000.00 15,859.50 15,582.50 277.00 993.75 361.60 397.50 100.47 5.77% 5.25% 112.00 15,000.00 16,800.00 15,900.00 EFTA01574215 900.00 1,256.25 265.20 6.48% 114.74 10,000.00 11,474.00 11,490.00 (16.00) 775.00 228.19 5.49% 104.00 5,000.00 5,200.00 4,925.00 275.00 331.25 138.02 5.99% 109.25 7,000.00 7,647.50 7,157.50 490.00 455.00 203.48 5.09% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 112.00 5,000.00 5,600.00 5,545.00 55.00 306.25 141.21 4.34% Page 16 of 26 EFTA01574216 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income LAMAR MEDIA CORP 5.875% FEB 01 2022 DTD 07/27/2012 513075-BB-6 BB- /B1 ARCELORMITTAL 6 1/4% FEB 25 2022 DTD 02/28/2012 03938L-AX-2 BB+ /BA1 SALLY HOLDINGS/SALLY CAP 5.75% JUN 01 2022 DTD 05/18/2012 79546V-AJ-5 BB+ /BA3 CHESAPEAKE MIDSTREAM PT 6.125% JUL 15 2022 DTD 01/11/2012 16524R-AE-3 BB- /BA3 COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD 03/19/2012 22282E-AE-2 B /BA3 QEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 74733V-AB-6 BB+ /BA1 CELANESE US HOLDINGS LLC 4.625% 11/15/2022 DTD 11/13/2012 15089Q-AD-6 BB+ /BA2 PVH CORP 4.500% 12/15/2022 DTD 12/20/2012 693656-AA-8 BB /BA3 100.75 103.25 5,000.00 5,000.00 5,037.50 5,162.50 5,105.00 5,005.00 (67.50) 157.50 231.25 29.54 225.00 81.87 Page 17 of 26 4.53% 4.09% EFTA01574217 106.25 20,000.00 21,250.00 19,861.25 1,388.75 1,075.00 89.58 4.55% 109.75 7,000.00 7,682.50 7,210.00 472.50 446.25 37.18 5.06% 108.50 4,000.00 4,340.00 3,930.00 410.00 245.00 72.13 4.96% 107.10 5,000.00 5,354.80 5,295.00 59.80 287.50 119.79 4.78% 108.71 9,000.00 9,783.45 9,007.50 775.95 562.50 103.12 5.02% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 108.50 10,000.00 EFTA01574218 10,850.00 11,072.50 (222.50) 587.50 146.87 4.68% EFTA01574219 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Price US Fixed Income FORD MOTOR COMPANY GLOBAL LANDMARK SECURITIES NOTES 7.45% JUL 16 2031 DTD 7/16/99 345370-CA-6 BB+ /BAA GMAC 8% NOV 01 2031 DTD 12/31/2008 36186C-BY-8 B+ /B1 AMERICAN INTL GROUP 8.175% MAY 15 2058 DTD 05/15/2009 026874-BS-5 BBB /BAA Total US Fixed Income 135.48 15,000.00 20,322.15 16,428.75 3,893.40 1,226.25 565.42 $1,096,950 27 $1,037,749 36 $59,200.91 $70,958.50 $18,421.15 5.91% 131.31 20,000.00 26,261.40 21,912.50 4,348.90 1,600.00 800.00 5.32% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 133.39 10,000.00 13,339.20 EFTA01574220 11,475.00 1,864.20 745.00 217.29 4.70% 4.77% Page 18 of 26 EFTA01574221 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Fees & Commissions TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 22,141.50 (20,682.50) $1,459.00 $31,554.81 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 55,342.75 (95,650.50) ($40,307.75) -Current Period Value 25,975.57 8,401.04 $8,401.04 (4,280.80) ($4,280.80) Year-To-Date Value* -21,487.21 $21,487.21 (8,414.34) ($8,414.34) Page 19 of 26 EFTA01574222 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Income 4/1 4/1 4/1 4/1 4/1 4/1 4/1 4/1 4/1 4/1 Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Foreign Interest Corporate Interest Corporate Interest Interest Income Description BE AEROSPACE INC SR NOTES 6 7/8% OCT 01 2020 DTD 09/16/2010 (ID: 055381-AR-8) BOISE PAPER HDG CO ISSR 8% APR 01 2020 DTD 03/19/2010 (ID: 09747G-AB-9) CONSOL ENERGY INC 8 1/4% APR 01 2020 DTD 10/01/2010 (ID: 20854P-AF-6) COVANTA HOLDING CORP 6 3/8% OCT 01 2022 DTD 03/19/2012 (ID: 22282E-AE-2) FRONTIER COMMUNICATIONS SR NOTES 8 1/8% OCT 01 2018 DTD 10/01/2009 (ID: 35906A-AB-4) QEP RESOURCES INC 5 3/8% OCT 01 2022 DTD 03/01/2012 (ID: 74733V-AB-6) SEAGATE TECHNOLOGY HDD H SR NOTES 6.80% OCT 1 2016 DTD 9/20/2006 (ID: 81180R-AE-2) US STEEL CORP SR NOTES 7 3/8% APR 01 2020 DTD 03/19/2010 (ID: 912909-AF-5) WEYERHAEUSER CO 7 3/8% OCT 01 2019 DTD 10/01/2009 (ID: 962166-BV-5) DEPOSIT SWEEP INTEREST FOR 03/01/13 - 03/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $26,953.53 AS OF 04/01/13 Quantity Cost EFTA01574223 15,000.000 10,000.000 15,000.000 7,000.000 20,000.000 20,000.000 10,000.000 10,000.000 10,000.000 Per Unit Amount 0.034 0.04 0.041 0.032 0.041 0.027 0.034 0.037 0.037 Amount 515.63 400.00 618.75 223.13 812.50 537.50 340.00 368.75 368.75 0.31 Page 20 of 26 EFTA01574224 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Type Settle Date Selection Method Income 4/3 Corporate Interest Description AVIS BUDGET CAR RENTAL NON-TRADEABLE ASSET CORP ACTIONS CONTRA 9.625% 03/15/2018 DTD 08/12/2010 HOLDERS RECEIVE $1097.50 IN TENDER PROCEEDS, PLUS $30.00 CONSENT PAYMENT, PLUS $4.8125 IN ACCRUED INTEREST PER $1,000 P.A. OF BONDS HELD OF CUSIP 05399AHT5. (ID: 05399A-HT-5) 4/4 4/9 4/10 4/10 4/10 Corporate Interest Accrued Int Recd Accrued Int Paid Accrued Int Recd Accrued Int Paid EQUINIX INC SR NOTES 8 1/8% MAR 01 2018 DTD 03/03/2010 (ID: 29444U-AJ-5) SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15 2020 DTD 11/16/2010 CALLABLE 11/15/2015 @ 103.81 (ID: 867363-AU-7) ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 @ 112.375 CITIGROUP GLOBAL MARKETS INC/SALOM TRADE DATE 04/05/13 (ID: 989194-AG-0) SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15 2020 DTD 11/16/2010 CALLABLE 11/15/2015 @ 103.81 (ID: 867363-AU-7) ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 @ 112.625 RBC CAPITAL MARKETS CORPORATION TRADE DATE 04/05/13 (ID: 989194-AG-0) 4/10 4/11 4/11 Accrued Int Paid Accrued Int Paid Accrued Int Paid MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.00 MLPFS INC/FIXED INCOME TRADE DATE 04/05/13 (ID: 552953-CA-7) ENDO PHARMACEUT HLDGS IN 7% JUL 15 2019 DTD 06/08/2011 @ 106.75 CITIGROUP GLOBAL MARKETS INC/SALOM TRADE DATE 04/08/13 (ID: 29264F-AG-1) EFTA01574225 MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.00 MLPFS INC/FIXED INCOME TRADE DATE 04/08/13 (ID: 552953-CA-7) 5,000.000 0.00 1,000.000 0.00 0.017 0.02 (83.61) (20.43) 1,000.000 0.00 0.02 (20.24) 2,000.000 0.00 0.022 (44.69) 2,000.000 0.00 3,000.000 0.022 0.031 (44.69) 92.13 10,000.000 2,000.000 0.007 0.031 74.48 61.00 Quantity Cost 5,000.000 Per Unit Amount 0.005 Amount 24.06 Page 21 of 26 EFTA01574226 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Type Settle Date Selection Method Income 4/15 4/15 4/15 4/15 4/15 4/15 4/15 4/15 4/15 4/15 4/15 4/18 Corporate Interest Foreign Interest Foreign Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Corporate Interest Accrued Int Paid Accrued Int Paid Description CB ABITIBIBOWATER INC 10.25% OCT 15 2018 DTD 10/15/2011 (ID: 003687-AB-6) AIRCASTLE LTD 6.75% APR 15 2017 DTD 06/06/2012 (ID: 00928Q-AF-8) AIRCASTLE LTD 7.625% APR 15 2020 DTD 06/06/2012 (ID: 00928Q-AG-6) BURGER KING CORP 9 7/8% OCT 15 2018 DTD 10/19/2010 (ID: 121207-AA-2) CABLEVISION SYSTEMS CORP SR NOTES 7 3/4% APR 15 2018 DTD 04/15/2010 (ID: 12686C-AZ-2) D R HORTON INC 6 1/2% APR 15 2016 DTD 04/17/2006 (ID: 23331A-AZ-2) ENERGY TRANSFER EQUITY 7 1/2% OCT 15 2020 DTD 09/20/2010 (ID: 29273V-AC-4) HCA INC 8 1/2% APR 15 2019 DTD 04/15/2010 (ID: 404119-BF-5) HEALTH MANAGEMENT ASSOCIATION 6 1/8% APR 15 2016 DTD 04/21/2006 (ID: 421933-AH-5) NIELSEN FINANCE LLC/CO 7 3/4% OCT 15 2018 DTD 04/15/2011 (ID: 65409Q-AY-8) MGM RESORTS INTL 6.625% 12/15/2021 DTD EFTA01574227 12/20/2012 @ 105.50 MLPFS INC/FIXED INCOME TRADE DATE 04/10/13 (ID: 552953-CA-7) MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.875 MLPFS INC/FIXED INCOME TRADE DATE 04/15/13 (ID: 552953-CA-7) Quantity Cost 5,000.000 3,000.000 2,000.000 5,000.000 10,000.000 10,000.000 20,000.000 20,000.000 10,000.000 10,000.000 1,000.000 0.00 2,000.000 0.00 Per Unit Amount 0.051 0.034 0.038 0.049 0.039 0.033 0.038 0.043 0.031 0.039 0.021 0.022 Amount 256.25 101.25 76.25 246.88 387.50 325.00 750.00 850.00 306.25 387.50 (21.16) (43.43) Page 22 of 26 EFTA01574228 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Type Settle Date Selection Method Income 4/25 4/25 4/30 Corporate Interest Accrued Int Paid Corporate Interest Total Income Type Settle Date Selection Method Miscellaneous Credits 4/1 4/1 Name Change Name Change Total Miscellaneous Credits Type Settle Date Selection Method Fees & Commissions 4/18 Description Fees & Commissions JPMORGAN CHASE INVESTMENT MANAGEMENT FEE FOR THE PERIOD 01-01-2013 TO 03-31-2013 Quantity Cost Description CKE RESTAURANTS INC NON-TRADEABLE ASSET CORP ACTIONS CONTRA 11 3/8% 7/15/2018 DTD 7/12/2010 TO REDESCRIPTION (ID: 12599B-MK-0) CKE RESTAURANTS INC 11 3/8% JUL 15 2018 DTD 07/12/2010 FROM REDESCRIPTION (ID: 12561E-AK-1) 7,000.000 7,735.00 $0.00 Quantity Cost (7,000.000) (7,735.00) Description MERRILL LYNCH & CO MEDIUM TERM NOTES 6 7/8% APR 25 2018 DTD 04/25/2008 (ID: 59018Y-N6-4) AVIS BUDEGET CAR RENTAL 8 1/4% JAN 15 2019 DTD 01/15/2011 @ 111.45 SOUTHWEST SECURITIES INC TRADE DATE 04/22/13 (ID: 053773-AN-7) CCO HLDGS LLC CAP CORP 7 1/4% OCT 30 2017 DTD 09/27/2010 (ID: 1248EP-AQ-6) 9,000.000 EFTA01574229 0.036 326.25 $8,401.04 Quantity Cost 10,000.000 5,000.000 0.00 Per Unit Amount 0.034 0.023 Amount 343.75 (114.58) Amount Amount (4,280.80) Page 23 of 26 EFTA01574230 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 TRADE ACTIVITY Note: Trade Date Settle Date 4/3 4/3 L indicates Long Term Realized Gain/Loss Type S indicates Short Term Realized Gain/Loss Selection Method Description Settled Sales/Maturities/Redemptions Sale Pro Rata AVIS BUDGET CAR RENTAL NON-TRADEABLE ASSET CORP ACTIONS CONTRA 9.625% 03/15/2018 DTD 08/12/2010 HOLDERS RECEIVE $1097.50 IN TENDER PROCEEDS, PLUS $30.00 CONSENT PAYMENT, PLUS $4.8125 IN ACCRUED INTEREST PER $1,000 P.A. OF BONDS HELD OF CUSIP 05399AHT5. (ID: 05399A-HT-5) 4/4 4/4 4/4 4/9 4/5 4/10 Redemption Pro Rata Sale High Cost Sale High Cost EQUINIX INC SR NOTES 8 1/8% MAR 01 2018 DTD 03/03/2010 ENTIRE ISSUE CALLED @ 110.79 (ID: 29444U-A3-5) SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15 2020 DTD 11/16/2010 CALLABLE 11/15/2015 @ 103.81 @ 108.50 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 867363-AU-7) SUNGARD DATA SYSTEMS INC SR SUB 7 5/8% NOV 15 2020 DTD 11/16/2010 CALLABLE 11/15/2015 @ 103.81 @ 108.50 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 867363-AU-7) Total Settled Sales/Maturities/Redemptions $22,141.50 ($21,617.50) $474.00 L $50.00 S (3,000.000) 108.50 EFTA01574231 3,255.00 (3,225.00) 30.00 S (2,000.000) 108.50 2,170.00 (2,150.00) 20.00 S (10,000.000) 110.79 11,079.00 (10,772.50) 306.50 L Quantity (5,000.000) Per Unit Amount 112.75 Proceeds 5,637.50 Tax Cost (5,470.00) Realized Gain/Loss 167.50 L Page 24 of 26 EFTA01574232 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Settle Date Type Settled Securities Purchased 4/5 Purchase 4/10 4/5 4/10 4/5 4/10 4/8 4/11 4/8 4/11 4/10 4/15 4/15 4/18 4/22 4/25 Purchase Purchase Purchase Total Settled Securities Purchased Purchase Purchase Purchase Purchase Description ZAYO GROUP LLC/ZAYO CAP 8 125% JAN 01 2020 DTD 08/17/2012 @ 112.375 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 989194-AG-0) ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD 08/17/2012 @ 112.625 RBC CAPITAL MARKETS CORPORATION (ID: 989194-AG-0) MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.00 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) ENDO PHARMACEUT HLDGS IN 7% JUL 15 2019 DTD 06/08/2011 @ 106.75 CITIGROUP GLOBAL MARKETS INC/SALOM (ID: 29264F-AG-1) MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.00 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) MGM RESORTS INTL 6.625% 12/15/2021 DTD 12/20/2012 @ 105.50 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) MGM RESORTS INTL 6.625% 12/15/2021 DTD EFTA01574233 12/20/2012 @ 105.875 MLPFS INC/FIXED INCOME (ID: 552953-CA-7) AVIS BUDEGET CAR RENTAL 8 1/496 JAN 15 2019 DTD 01/15/2011 @ 111.45 SOUTHWEST SECURITIES INC (ID: 053773-AN-7) ($20,682.50) 5,000.000 111.45 (5,572.50) 2,000.000 105.875 (2,117.50) 1,000.000 105.50 (1,055.00) 1,000.000 105.00 (1,050.00) 5,000.000 106.75 (5,337.50) 1,000.000 105.00 (1,050.00) 2,000.000 112.625 (2,252.50) Quantity 2,000.000 Per Unit Amount 112.375 Market Cost (2,247.50) Page 25 of 26 EFTA01574234 GHISLAINE MAXWELL-HY ACCT. For the Period 4/1/13 to 4/30/13 Trade Date Est. Settle Date Type Pending Securities Purchased 4/30 Purchase 5/3 Description MARKWEST ENERGY PART FIN 6 3/4% NOV 01 2020 DTD 11/02/2010 (ID: 570506-AM-7) Quantity 5,000.000 Per Unit Amount 112.00 Market Cost (5,600.00) Page 26 of 26 EFTA01574235 For the Period 4/1/13 to 4/30/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01574236 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 2 EFTA01574237 For the Period 4/1/13 to 4/30/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR INVESTMENT MANAGEMENT ACCOUNT(S) WHICH REFLECT ASSETS HELD AT JPMORGAN CHASE BANK, N.A. In case of other errors or questions about other account statement(s) Please review your account statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to JPMCB at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights. If you have any questions please contact your J.P. Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to EFTA01574238 modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. Disclosures Page 2 of 2 EFTA01574239