EFTA Document EFTA01582937

GCS Red Dot Has this been identified as Red Dot KYC? Negative Information Found iNo IYes Banker Attestation Details As the client sponsor, I understand that I am primarily responsible for protecting the firm's reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legaVregulatory standpoint. Please state your rationale for conducting business with this client Please respond to any issue(s) identified in the GUI grid that either needs further review. or red dot which Is not already covered Ina Business Case within this KYC C0MMILMS Yes Long.larm dienteopening up additional accounts. reviewed Primary Information Client Type Client Status Confidential Name? Legal Business Name Country of Primary Domicile Primary Country of Assets Country of Organization Industry Code (NAIC) Client Legal Entity Type Date of Incorporation/Situs (Date of Trust) _Documentary Evidence What is the nature/purpose of this entity? High Risk Jurisdiction Non Individual ClicnI No POT AND KETTLE UNITED STATES UNITED STATES UNITED STATES AmyTtr\IIERIEPA PRORUCT AND •Limited Liability Company 12/2112039 LLC - Stale Cerldicate The client owns a patent for a hand cleaning product'davict The client is looking to buy a company that holds patents for anll microbial technology. No Front Office Restricted? .Active Indicator Insider Code (Reg. O) Primary Minded* State WebSite Organization State }Delavnue Secondary Industry Code (NAIC) Client Category - 1 IProlit Normal I Delaware Is the entity a Personal mowing Company No (PHC) or Personal investment Company (PC) located in an offshore jurisdiction? AddressIes) Type [Legal Notes Address ;City. State. ICountry Tools UNITED STATES Map it I Entered by !Date of Update t Preferred 0819/2011 Yes BATCH Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062522 EFTA01582937