EFTA Document EFTA01582941

Is this an Operating Company? No Total Net Worth $ 30000000.00 What was the total net worth based on? Financial Statements Is this client a Professional Service Provider acting as a financial Intermediary No (Gatekeeper/Financial Liaison), with assets held on behalf of one or more unidentified underlying clients unknown to the bank? Is this eraltya Private Equity Fund (Venture Capital Fund or Leveraged Buyout)? No Is this a Hedge Fund? (Pooled Investment vehicles (often partnerships) that primarily No invest financial capital of third party Investors in enterprises that are too risky for the standard capital markets or bank loans.) Is this a Cash Intensive business? (Cash-intensive businesses/entities exist in various No industry sectors and Include, but are not limited to convenience stores, grocery stores, restaurants, bars, retail stores, liquor stores, cigarette distributors, privately owned ATMs, vending machine operators and parking garage operators.) Is this entity any of the following business types? Is the Entity a Personal Holding Company (PHC) or Personal Investment Company (PIC) No located In an offshore jurisdiction? aa. None of the above Business Case Please specify why you are comfortable with this client given the Identified risk factor(s). Your answer is your "business case and should detail all mitigating factors. Provide client history/detail, including when the relationship was established, how it came to be in PB/PVVM, client's association with other JPM LOBS. etc. Client known to whom (JPMorgan employees), how well, and how 'caw Overall PB(PWM relationship size and type of accounts: Is this a shared client, what other LOB has a relationship with the client? Provide no relationship manager name (if known), client of other LOB since (date), and relationship We? Additional Comments Long-term client of the Private bank. Copasolidating assets with JP Morgan. Long-term relationship with PB. (.10 years) Sonia management of PB 410 million Deposit Accounts) inaction Types _--- Cash Depo—.it! Cat Withdnerreis Check Deposits Cheeks Paid Incoming Wree poryiestic) Outgoing Wires (Domestic) Incoming Wires pnlemationall Outgoing Wires (Intemananal) ACM Deposits ACH Payments Internal Transfer (Debite/Credite) Asset Purchases/Sales What is the initial/ongoing source of funding for the client's Deposit Accounts)? The initial funding VAN be $110,000 and will be from an internal transfer from the client's savings account. The ongoing source Slum:ling will be from the sale of the and microbial hand cleaning productdevice to various clients. _ Exprictel Activityt.cvstls Low (1-10) Low (1.10) Low (1.10) Low (t-10) WA Anticipated Dollar Amount Totals per Month $10 000 TO 550 000 510.000 TO 560.000 510.000 TO $50,000 510.000 TO $50.000 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062526 EFTA01582941