EFTA Document EFTA01584573

2010.Msr-031 0412 PM 'WearierCase 10/15 J.P. Morgan Options Agreement J.P.Morgan I: To re extent permitted by law, I ogre lost any cortroverey (I) arising out of a nileeng to any d rr y Broarage Accounts mainlined with JPOISI tn any capacity, or (I) rating to fry IrsowectIons or ecanuntil with any cd /PMS:1 successor Inns by inenger, equation, cr ode trainees tedrIbinstion eta the inception of toeft Brokerage Aethunt; a (iii) with respect to tranartion of any iend executee by, through, or with 1P1031, Rs otters. arectora, eget, and/Or employe*: or (N) with respect to Nit Bretersge dogriernerto /r the mimed breath thereof, thee be revered Kay end exclotlywy by orb/radon conolated only et The Felencial reuse,/ Regulatory Authority, Int. (MIMI or thr0UGh anti defter setirreguletory argent:Won ("SfOr)eut4ett to tne )osisdiedon of the Securities and Exchange CommladaL and pursuernt to the arbitretan ;needle!, then VI effett of any Sao ezehenge or MO Wormy Nett !U de not mete ouch Section by registered troll Walled to 3PetS: at Its mein office *thin fin days lifter defland by :PHU that 1 mate such siectOn, then WWI ow.; have the right to Ott the arbitration tribunal of Its choice )(AVM% icon any sward rendered by tM feInnobon may be entered in any tout hiving Nrietlictlen meet : acknowtedge that IPMSI ha advised me of the following: ARBITRATION II FINµ AND BINDING ON THE PARTIES; ME PARTIES AR! WAIVING THEIR RIGHT TO SEEK REMEDIES IN COURT, INCLUDING THE RIGHT TO JURY TRIAL) PRE-ARBITRATION DISCO YCRY IS GENERALLY MORE UNITED THAN AND DIFFERENT FROM COURT PROCEEDINGS. Tail ARBITRATORS' AWARD IS NOT REQUIRED TO INCLUDE FACTUAL FINDINGS OR LEGAL REASONING, AND ANY PARTY'S RIGHT TO APPEAL OR TO SEEK MODIFICATION OF RULINGS IT THE ARBITRATORS LS STRICTLY LIWITIO; AND THE PANEL or ARBITRATORS Will TYPICALLY INCLUDE A MINORITY OP AllUIITRATOILS WHO WERE OR ARC AFFILITED WITH Tail SECURITIES INDUSTRY. NO PERSON SHALL BRING A PUTATIVE OR CERTIFIED CLASS ACTION TO AREETRATEON, NOT SEEK TO ENFORCE ANY PRE-DISPVTI ARBITRATION AGREEMENT AGAINST ANY PERSON WHO HAS INITIATED IN COURT A PUTATIVE CLASS ACTION (OR) WHO IS A MEMBER OF A PUTATIVE CLASS WHO HAS NOT OPTED OUT OF THE CLASS WITH RESPECT TO ANT CLAIMS INCOM PASSED BY THE PUTATIVE CLASS ACTION MTh: (I) THE ELMS CERTIFICATION IS IMMO: THE CLASS IS DECERTIFIED; OR (ill) THE currortest IS EXCLUDED FROM Pit CLASS BY THE COURT. SUCH FORBEARANCE TO INFORCI AN AGREEMENT SMALL NOT CONSTITUTE A WAIVER OF ANT RIGHTS UNDER THIS AGREEMENT EXCEPT TO THE EXTENT STATED HEREIN. This arbitration proviston may be waived only with the twitter agreement of I agree tat the terms of any settlement or any aware Cetarmeed by erletration stetl be canActenttal end flag not be renamed by MO1 or any other Morgan Aftittote under any Ortornatarces units reoUirld by acs labs 4w, yudlcial proceeding, Cr self-regpleterY organization rule. 12. ,Thle egreeniert and is entonarrent ME be covert by Cr* Leal d the State or New Tort, Is provision sat be =Minutia and shell Inure to the anent of :POI end Wr4i11 auecesscry, end I shell 'nue to the bereft of and she be fl int upon the maw, expaocpa, verastrators, ard assigns of the ocideraighed. 13. t sm swore that exerdes Itillerthent notices for option contracts are Coated among customer short portiens pursuant to an stEanateE procedure WW1 randomly selects from among el moonier short positions. Ir4ushrig postale established on the ay of suignment, that canton ronoch en abler to essignmert Ah Aunericenaya short capon Rations are NOW log assignment et any time. By contrast, the After cd • European-style option b Rbyect to letiOnment on etPinti0n• A mere Men descnotoon ci the carrying 0rear's tendon Montan procedure le weenie non request. 14. The undersigned shall promptly advise 3PMSI In writing of any material change, in Its finantal circumstances end option inveetwent objectives. Client acknowledges receipt of a copy of this agreement. Thls agreement contains a prediapute arbitration ears. In paragraph 11 and on page 2. Akan note: II account of more then one principal (i.e. Joint AcsOunt), lie principals to the arosurtt must sign. L Panel, (ACCIYJ c 2101 he K. Led ? frit Dote Pnitt name • Signature (Aaouritholder) J.P. l'Organ Use Only RNA,VCIAL TRUST commis DS 2 cd 2 Casey Mary C BerterfIlintor Pitt Nein MIDI SIN Sea OWN NS Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00064456 EFTA01584573