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efta-efta01590809DOJ Data Set 10Correspondence

EFTA Document EFTA01590809

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efta-efta01590809
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EFTA Disclosure
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Oct-0 7-2 011 0 4:3 4 PM JPMorgan Chase 1/2 Young, Janet E From: Ens, Amanda Sent: Friday, October 07, 2011 11:05 AM 0 ("6 \-' IN- je—# tA..)9,1-3.te70 09 To: Young, Janet E Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 Subject: RE: Please move cash to margin for FINANCIAL TRUST Janet, Or (-A 0 The margin call increased. Could you please move an additional $50,000 of cash? Thanks, Amanda From: Young, Janet E Sent: Thursday, October 06, 2011 3:58 PM -4.) 4.,,) To: Ens, Amanda Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 ?cc\ cv-Ars-.. Subject: RE: Please move cash to margin for FINANCIAL TRUST NV) Amanda, PCrlnc,r, C-Nec,s, Co A- e O.K. NC:* OW000 g '3 Best Regards, Ajcii4' 92-0,006 (r,2-, Janet Young Nc-- t ovrl/4Q-4 C o Janet E. Young] Vice President I Private Bank! J.P. Morgan I 500 Stanton Christiana Road, Newark DE 19713 T: I F: From: Ens, Amanda Sent: Thursday, October 06, 2011 3:12 PM To: PB-Service1318 Cc: Barrett, Paul S; Giuffrida, David 3 Subject; Please move cash to margin for FINANCIAL TRUST Could you please move $15,000 cash from to margin to cover this margin call? Thanks, Amanda EFTA01590809 Amanda Ens J.P.Morgan 1 Global investment Opportunities Group 40 W 57th Street, 33rd Floor, New York, NY 10019 T: F: 1M: From: Kumar, B.B. Sent: Thursday, October 06, 2011 12:06 PM ID: 036110073385230 DATE: 10/07/2011 20:35:00 Page 1 of 2 DID: CSID: INDEX1: INDEX2: Oct-0 7-2 011 0 4:3 4 PM JPMorgan Chase 2/2 To: Barrett, Paul S; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P; Weissend, Renee E; Ens, Amanda Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael; Morrissey, Kevin; JPMS Credit; PB Credit Risk Management; Hsiao, Dennis; Hughes, William; Htoon, Wai Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686 17*91H*FINANCIAL TRUST COMP Importance: High Team: Market move in the account yesterday generated this Federal/House call as noted below. Please provide us your action how to cure these calls before 2:00 PM today so that it can be updated to under report. Margin Maintenance Call Date: 10/06/2011 RE: 242 00686 17*91H*FINANCIAL TRUST COMP As of the close of business, 10/05/2011, the above account is $9,022 under our firm requirements. The receipt of cash, securities or the liquidation of securities currently held in your account must occur no later than EFTA01590810 10/11/2011. Please let us know promptly how the call is being addressed by email to Private Banking Risk Management at [email protected] and/or JPMS Credit at jprns_credit@i- pmorgan. corn. If you Thank You. have questions please call BB Kumar , Jonathan Adwar or Bill Harrison Bhaskara Kumar [ Vice President 1J.P. Morgan Securities - Credit 1 277 Park Avenue, 2nd Floor, New York, NY 10'172 1 T: 212-272-32841 F: 1 b.b.ligrnareiomorcian.com J.P. Morgan Securities 1.1C 3PMorgan Chase Bank, N.A. 2 EFTA01590811 ID: 036110073385230 DATE: 10/07/2011 20:35:00 Page 2 of 2 DID: CSID: INDEX1: INDEX2: EFTA01590812

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