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efta-efta01590809DOJ Data Set 10CorrespondenceEFTA Document EFTA01590809
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Oct-0 7-2 011 0 4:3 4 PM JPMorgan Chase
1/2
Young, Janet E
From: Ens, Amanda
Sent: Friday, October 07, 2011 11:05 AM 0 ("6 \-' IN- je—# tA..)9,1-3.te70
09
To: Young, Janet E
Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318
Subject: RE: Please move cash to margin for FINANCIAL TRUST
Janet, Or (-A 0
The margin call increased. Could you please move an additional $50,000 of
cash?
Thanks,
Amanda
From: Young, Janet E
Sent: Thursday, October 06, 2011 3:58 PM -4.) 4.,,)
To: Ens, Amanda
Cc: Barrett, Paul S; Giuffrida, David J; PB-Service1318 ?cc\ cv-Ars-..
Subject: RE: Please move cash to margin for FINANCIAL TRUST NV)
Amanda,
PCrlnc,r, C-Nec,s, Co A- e
O.K.
NC:* OW000 g '3
Best Regards,
Ajcii4' 92-0,006 (r,2-,
Janet Young
Nc-- t ovrl/4Q-4 C o
Janet E. Young] Vice President I Private Bank! J.P. Morgan I 500 Stanton
Christiana Road, Newark DE 19713
T:
I F:
From: Ens, Amanda
Sent: Thursday, October 06, 2011 3:12 PM
To: PB-Service1318
Cc: Barrett, Paul S; Giuffrida, David 3
Subject; Please move cash to margin for FINANCIAL TRUST
Could you please move $15,000 cash from
to margin
to
cover this margin call?
Thanks,
Amanda
EFTA01590809
Amanda Ens
J.P.Morgan 1 Global investment Opportunities Group
40 W 57th Street, 33rd Floor, New York, NY 10019
T:
F:
1M:
From: Kumar, B.B.
Sent: Thursday, October 06, 2011 12:06 PM
ID: 036110073385230 DATE: 10/07/2011 20:35:00 Page 1 of 2 DID:
CSID:
INDEX1: INDEX2:
Oct-0 7-2 011 0 4:3 4 PM JPMorgan Chase
2/2
To: Barrett, Paul S; Morris, Paul V; Giuffrida, David 3; Baron, Stephen P;
Weissend, Renee E; Ens, Amanda
Cc: Shankar, Sukrutha; Bookman, Stacey; Katz, Ira L; Sylvester, Michael;
Morrissey, Kevin; JPMS Credit; PB Credit Risk
Management; Hsiao, Dennis; Hughes, William; Htoon, Wai
Subject: Immediate Action Required - REG T - FED/HOUSE CALL - 242 00686
17*91H*FINANCIAL TRUST COMP
Importance: High
Team: Market move in the account yesterday generated this Federal/House
call as noted below. Please provide us your
action how to cure these calls before 2:00 PM today so that it can be
updated to under report.
Margin Maintenance Call
Date: 10/06/2011
RE: 242 00686 17*91H*FINANCIAL TRUST COMP
As of the close of business, 10/05/2011, the above account is $9,022 under
our firm requirements. The receipt
of cash, securities or the liquidation of securities currently held in your
account must occur no later than
EFTA01590810
10/11/2011.
Please let us know promptly how the call is being addressed by email to
Private Banking Risk Management at
[email protected] and/or JPMS Credit at jprns_credit@i-
pmorgan. corn.
If you
Thank You.
have questions please call BB Kumar
, Jonathan Adwar
or Bill Harrison
Bhaskara Kumar [ Vice President 1J.P. Morgan Securities - Credit 1 277 Park
Avenue, 2nd Floor, New York, NY 10'172 1 T: 212-272-32841 F:
1 b.b.ligrnareiomorcian.com
J.P. Morgan Securities 1.1C
3PMorgan Chase Bank, N.A.
2
EFTA01590811
ID: 036110073385230 DATE: 10/07/2011 20:35:00 Page 2 of 2 DID:
CSID:
INDEX1: INDEX2:
EFTA01590812
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