EFTA Document EFTA01594769

SOUTHERN TRUST COMPANY, INC 6100 RED HOOK QUARTER, B3 ST. THOMAS 00802 VIRGIN ISLANDS (U.S.) EFTA01594769 EFTA01594770 For the Period 7/1/13 to 7/31/13 Account Summary Account Number Investment Account(s) SOUTHERN TRUST COMPANY, INC SOUTHERN TRUST COMPANY, INC SOUTHERN TRUST COMPANY, INC Beginning Net Market Value 0.00 0.00 0.00 $0.00 Ending Net Market Value 4,888,385.91 76,525.87 0.00 $4,964,911.78 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). Change In Value 4,888,385.91 76,525.87 0.00 $4,964,911.78 Start on Page EFTA01594771 4 18 27 Client News The following information supersedes that which you received as part of your June statement insert, "3.P. Morgan Securities LLC, Important information and disclosures." SEC Regulation NMS Rule 607 - Payment for Order Flow JPMS LLC may pay from time to time for certain order flow in the form of discounts, rebates, reductions of fees or credits. As a result of sending orders to certain trading centers, JPMS LLC receives payment for order flow in the form of discounts, rebates, reductions of fees or credits. Under some circumstances, the amount of such remuneration may exceed the amount that JPMS LLC is charged by such trading centers. This does not alter JPMS LLC's policy to route customer orders to the trading center where it believes clients will receive the best execution, taking into account price, reliability, market depth, quality of service, speed and efficiency. 0000010009.15.0.15.00001.SOUTHAF.20130802 Consolidated Statement Page 1 EFTA01594772 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01594773 For the Period 7/1/13 to 7/31/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 0.00 0.00 $0.00 0.00 $0.00 Ending Market Value (19,363.00) 4,984,255.51 $4,964,892.51 19.27 $4,964,911.78 Change In Value (19,363.00) 4,984,255.51 $4,964,892.51 19.27 $4,964,911.78 533.78 $533.78 100% 100% Estimated Current Annual Income Allocation Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 0.00 5,000,000.00 (35,107.49) $4,964,892.51 19.27 EFTA01594774 $4,964,911.78 Year-to-Date Value 0.00 5,000,000.00 (35,107.49) $4,964,892.51 19.27 $4,964,911.78 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01594775 For the Period 7/1/13 to 7/31/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity SOUTHERN TRUST COMPANY, INC SOUTHERN TRUST COMPANY, INC Total Value Income Summary SOUTHERN TRUST COMPANY, INC SOUTHERN TRUST COMPANY, INC Total Value Account Number Beginning Market Value 0.00 0.00 $0.00 Account Number e on ri utions/ Withdrawals 4,925,000.00 75,000.00 $5,000,000.00 Income Income Other Income & Receipts Income & Distributions Change in Investment Value (36,633.36) 1,525.87 ($35,107.49) Realized Gain/Loss Short-term Long-term Ending Market Value with Accruals 4,888,385.91 76,525.87 $4,964,911.78 Unrealized Gain/Loss, (36,633.36) EFTA01594776 1,525.87 ($35,107.49) 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. CONTINUED Consolidated Statement Page 3 EFTA01594777 JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 100 - SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Asset Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Other Assets Portfolio Activity 4 7 8 Page 2 Account Page 1 of 14 Consolidated Statement Page 4 EFTA01594778 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Account Summary Asset Allocation Cash & Fixed Income Market Value Accruals Market Value with Accruals Beginning Market Value 0.00 $0.00 0.00 $0.00 Ending Market Value 4,888,366.64 $4,888,366.64 19.27 $4,888,385.91 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Change In Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 0.00 5,000,000.00 (75,000.00) $4,925,000.00 (36,633.36) $4,888,366.64 19.27 $4,888,385.91 Change In Value 4,888,366.64 $4,888,366.64 19.27 $4,888,385.91 Year-to-Date Value 0.00 5,000,000.00 (75,000.00) $4,925,000.00 EFTA01594779 (36,633.36) $4,888,366.64 19.27 $4,888,385.91 Estimated 533.78 $533.78 Current Annual Income Allocation 100% 100% Account IIIIIIIIIIPage 2 of 14 Consolidated Statement Page 5 EFTA01594780 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Account Summary CONTINUED Income Summary Unrealized Gain/Loss Cost Summary Cash & Fixed Income Total 4,894,385.00 Cost $4,894,385.00 To-Date Value ($36,63 Account Page 3 of 14 Consolidated Statement Page 6 EFTA01594781 SOUTHERN TRUST COMPANY, INC ACCT.I For the Period 7/1/13 to 7/31/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Complementary Structured Strategies Total Value Market Value/Cost Market Value Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Market Value 0.00 0.00 $0.00 Ending Market Value 5,307,185.00 (418,818.36) $4,888,366.64 Current Period Value 4,888,366.64 4,894,385.00 (6,018.36) 533.78 19.27 0.01% SUMMARY BY TYPE Market Value 4,888,366.64 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Complementary Structure Total Value EFTA01594782 Market Value 5,307,185.00 (418,818.36) $4,888,366.64 % of Bond Portfolio 100% 100% Change In Value 5,307,185.00 (418,818.36) $4,888,366.64 Current Allocation 100% 100% Account 'age 4 of 14 Consolidated Statement Page 7 EFTA01594783 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Price Cash US DOLLAR COST OF PENDING PURCHASES Total Cash 1.00 1.00 5,337,800.00 (30,615.00) 5,337,800.00 (30,615.00) $5,307,185.00 5,337,800.00 (30,615.00) $5,307,185.00 $0.00 $533.78 $19.27 Complementary Structured Strategies AUD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 24, 2014 @ .94 KI @ 0.96 KO @ 0.88 XAUDCA-FK-Z CAD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 24, 2014 @ 1.02 KI @ 1.005 KO @ 1.055 XCADCA-FF-Z JPY CALL USD PUT FX EUROPEAN STYLE OPTION JAN 29, 2014 @ 95. KI @ 94 KO @101 XJPYCA-UW-Z Account W97565001 Page 5 of 14 Consolidated Statement Page 8 0.01 (475,000,000.00 ) (67,067.03) (71,250.00) 4,182.97 0.99 EFTA01594784 (10,200,000.00 ) (100,480.67) (91,000.00) (9,480.67) 0.01% 533.78 19.27 0.01% Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.63 (10,000,000.00 ) (62,685.10) (96,350.00) 33,664.90 EFTA01594785 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Price Complementary Structured Strategies NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 23, 2014 @ .82 KI @ 0.845 KO @ 0.768 XNZDCA-DD-Z NZD PUT USD CALL FX EUROPEAN STYLE OPTION OCT 24, 2013 @ .8 KO @ 0.84 XNZDPA-EV-Z Total Complementary Structured Strategies ($418,818.36) ($412,800.00) ($6,018.36) $0.00 0.00% 2.08 (5,000,000.00 ) (104,249.24) (72,200.00) (32,049.24) Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield 0.84 (10,000,000.00 ) (84,336.32) (82,000.00) (2,336. Account Page 6 of 14 Consolidated Statement Page 9 EFTA01594786 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Other Summary Asset Categories Other Beginning Estimated Value 0.00 Ending Estimated Value 0.00 Change In Value 0.00 Current Allocation Current Market Value/Cost Estimated Value Cost Estimated Gain/Loss Note: P indicates position adjusted for Pending Trade Activity. Other Detail Price Other P NZD PUT USD CALL FX EUROPEAN STYLE OPTION AUG 26, 2013 @ .78 XNZDPA-EW-Z 5,000,000.000 30,615.00 (30,615.00) Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Period Value 30,615.00 (30,615.00) Account Page 7 of 14 Consolida e a ement Page 10 EFTA01594787 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Portfolio Activity Summary U S Dollar Beginning Cash Balance Current Transactions INFLOWS Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Withdrawals Foreign Exchange - Outflows Total Outflows TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance 5,000,000.00 3,040,570.00 $8,040,570.00 (75,000.00) (3,040,570.00) ($3,115,570.00) 412,800.00 $412,800.00 $5,337,800.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 5,000,000.00 3,040,570.00 $8,040,570.00 (75,000.00) (3,040,570.00) ($3,115,570.00) 412,800.00 $412,800.00 -Period Value 0.00 Year-To-Date Value* -Account Page 8 of 14 Consolidated Statement Page 11 EFTA01594788 SOUTHERN TRUST COMPANY, INC ACCT For the Period 7/1/13 to 7/31/13 Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method Contributions 7/18 Misc Receipt Foreign Exchange - Inflows Spot FX 7/25 7/25 Spot FX Total Foreign Exchange - Inflows Type Settle Date Selection Method Withdrawals 7/24 7/25 Description Misc Disbursement TRANSFERRED BY WIRE TO J P MORGAN CLEARING CORP FAO SOUTHERN TRUST COMPANY, INC AS REQUESTED Misc Disbursement TRANSFERRED BY WIRE TO J P MORGAN CLEARING CORP FAO SOUTHERN TRUST COMPANY AS REQUESTED Total Withdrawals Quantity Cost Description INTERNAL TRANSFER OF FUNDS Quantity Cost Amount 5,000,000.00 SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NZD EXCHANGE RATE .799300000 DEAL 07/23/13 (1,900,000.000 ) (1,520,285.00) VALUE 07/25/13 (ID: ONZDPR-AA-5) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NZD EXCHANGE RATE .801000000 DEAL 07/24/13 VALUE 07/25/13 (ID: ONZDPR-AA-5) $3,040,570.00 (1,900,000.000 ) (1,520,285.00) 1,521,900.00 1,518,670.00 Amount (25,000.00) (50,000.00) ($75,000.00) EFTA01594789 Account Page 9 of 14 Consolidated Statement Page 12 EFTA01594790 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Type Settle Date Selection Method Foreign Exchange - Outflows Spot FX 7/25 Description SPOT CURRENCY TRANSACTION - BUY BUY NZD SELL USD EXCHANGE RATE .800150000 DEAL 07/24/13 VALUE 07/25/13 (ID: ONZDPR-AA-5) TRADE ACTIVITY Trade Date Settle Date 7/24 7/25 7/24 7/26 7/24 7/26 7/25 7/29 Type Settled Securities Purchased Write Option Description CAD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 24, 2014 @ 1.02 KI @ 1.005 KO @ 1.055 WRITTEN FX OPTION CALL 10,200,000.00 CAD PUT 10,000,000.00 USD (ID: XCADCA-FF-Z) Write Option NZD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 23, 2014 @ .82 KI @ 0.845 KO @ 0.768 WRITTEN FX OPTION CALL 10,000,000.00 NZD PUT 8,200,000.00 USD (ID: XNZDCA-DD-Z) Write Option AUD CALL USD PUT FX EUROPEAN STYLE OPTION JAN 24, 2014 @ .94 KI @ 0.96 KO @ 0.88 WRITTEN FX OPTION CALL 10,000,000.00 AUD PUT 9,400,000.00 USD (ID: XAUDCA-FK-Z) Write Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION OCT 24, 2013 @ .8 KO @ 0.84 WRITTEN FX OPTION PUT 5,000,000.00 NZD CALL 4,000,000.00 USD (ID: XNZDPA-EV-Z) (5,000,000.000 ) 0.014 72,200.00 (10,000,000.000 ) 0.01 96,350.00 EFTA01594791 (10,000,000.000 ) 0.008 82,000.00 Quantity (10,200,000.000 ) Quantity Cost 3,800,000.000 3,040,570.00 Amount (3,040,570.00) Per Unit Amount 0.009 Market Cost 91,000.00 Account Page 10 of 14 Consolidated Statement Page 13 EFTA01594792 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Settle Date 7/29 7/31 Type Settled Securities Purchased Write Option Description JPY CALL USD PUT FX EUROPEAN STYLE OPTION JAN 29, 2014 @ 95. KI @ 94 KO @lel WRITTEN FX OPTION CALL 475,000,000.00 JPY PUT 5,000,000.00 USD (ID: XJPYCA-UW-Z) Total Settled Securities Purchased Trade Date Est. Settle Date Type Pending Securities Purchased 7/31 8/2 Description Purchase Option NZD PUT USD CALL FX EUROPEAN STYLE OPTION AUG 26, 2013 @ .78 (ID: XNZDPA-EW-Z) Quantity 5,000,000.000 Per Unit Amount 0.785 $412,800.00 Quantity (475,000,000.000 ) Per Unit Amount Market Cost 71,250.00 Market Cost (30,615.00) Accounts Page 11 of 14 Consolidated Statement Page 14 EFTA01594793 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Portfolio Activity Summary - N Zealand Dollar Beginning Cash Balance US Dollar Value Current Transactions INFLOWS Total Inflows Foreign Exchange - Inflows OUTFLOWS ** Total Outflows Period Value -3,040,570.00 $3,040,570.00 Foreign Exchange - Outflows Ending Cash Balance (3,040,570.00) ($3,040,570.00) -Year-To-Date Value* -3,040,570.00 $3,040,570.00 (3,040,570.00) ($3,040,570.00) -Local Value Current Period Value 0.00 3,800,000.00 3,800,000.00 (3,800,000.00) (3,800,000.00) 0.00 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* -3,800,000.00 3,800,000.00 (3,800,000.00) (3,800,000.00) -Account Page 12 of 14 Consolidated Statement Page 15 EFTA01594794 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Portfolio Activity Detail - N Zealand Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method Foreign Exchange - Inflows Spot FX 7/25 Description SPOT CURRENCY TRANSACTION - BUY BUY NZD SELL USD EXCHANGE RATE .800150000 DEAL 07/24/13 VALUE 07/25/13 (ID: ONZDPR-AA-5) Quantity (3,040,570.000 ) Amount USD Local Value 3,040,570.00 3,800,000.00 Currency Gain/Loss USD Type Settle Date Selection Method Foreign Exchange - Outflows Spot FX 7/25 7/25 Spot FX Description SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NZD EXCHANGE RATE .799300000 DEAL 07/23/13 VALUE 07/25/13 (ID: ONZDPR-AA-5) SPOT CURRENCY TRANSACTION - SELL BUY USD SELL NZD EXCHANGE RATE .801000000 DEAL 07/24/13 VALUE 07/25/13 (ID: ONZDPR-AA-5) Total Foreign Exchange - Outflows ($3,040,570.00) $0.00 1,521,900.000 (1,521,900.00) (1,900,000.00) 1,615.00 Quantity 1,518,670.000 Amount USD Local Value (1,518,670.00) (1,900,000.00) Currency Gain/Loss USD (1,615.00) EFTA01594795 Account Page 13 of 14 Consolidated Statement Page 16 EFTA01594796 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Settled Foreign Exchange Contract Currency Trade Date Settle Date Counter Currency Trade Related N ZEALAND DOLLAR U S DOLLAR N ZEALAND DOLLAR U S DOLLAR N ZEALAND DOLLAR U S DOLLAR Jul. 23 13 Jul. 25 13 Jul. 24 13 Jul. 25 13 Jul. 24 13 Jul. 25 13 NZD USD NZD USD NZD USD (1,900,000.00) 1,518,670.00 (1,900,000.00) 1,521,900.00 3,800,000.00 (3,040,570.00) 0.799300 0.801000 0.800150 0.800150 0.800150 0.800150 1,518,670.00 1,521,900.00 (3,040,570.00) (1,520,285.00) (1,520,285.00) 3,040,570.00 (1,615.00) 1,615.00 Amount Counter Amount Contract Rate Revaluation Rate Contracted Base Amount USD Revalued Amount USD EFTA01594797 Currency G/L Account 'age 14 of 14 Consolidated Statement Page 17 EFTA01594798 J.P. Morgan Securities LLC SOUTHERN TRUST COMPANY, INC 383 Madison Avenue, New York, NY 10179 ACCT. For the Period 7/1/13 to 7/31/13 Margin Account J.P. Morgan Team Justin Nelson Paul Barrett Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, (347) 643-2578 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Cash & Fixed Income Portfolio Activity Page 2 4 5 7 Account Page 1 of 9 Consolidated Statement Page 18 EFTA01594799 SOUTHERN TRUST COMPANY, INC Account Summary MARGIN Cash Asset Allocation Equity Cash & Fixed Income Market Value Market Value 0.00 0.00 $0.00 Margin Market Value (19,363.00) 95,888.87 $76,525.87 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Change In Investment Value Ending Market Value Period Value 0.00 150,000.00 (75,000.00) $75,000.00 1,525.87 $76,525.87 Short Market Value 0.00 0.00 $0.00 Year-to-Date Value 0.00 150,000.00 (75,000.00) $75,000.00 1,525.87 $76,525.87 Total (19,363.00) 95,888.87 $76,525.87 $0.00 Estimated EFTA01594800 Current Market Value Annual Income Allocation 100% 100% ACCT. 24279849 For the Period 7 1/13 to 7/31/13 Account Page 2 of 9 Consolida e a ement Page 19 EFTA01594801 SOUTHERN TRUST COMPANY, INC Account Summary CONTINUED Income Summary Unrealized Gain/Loss Cost Summary Equity Cash & Fixed Income Total (20,888.87) 95,888.87 Cost $75,000.00 Investment Objectives Speculation Permitted Capital Appreciation ACCT. 24279849 For the Period 7/1/13 to 7/31/13 To-Date Value $1,525.87 Yes Yes Account 24279849 Page 3 of 9 Consolidated Statement Page 20 EFTA01594802 SOUTHERN TRUST COMPANY, INC Equity Summary Asset Categories Concentrated & Other Equity Beginning Market Value 0.00 Ending Market Value (19,363.00) Change In Value (19,363.00) Current Allocation ACCT. 24279849 For the Period 7/1/13 to 7/31/13 Current Market Value/Cost Market Value Cost Unrealized Gain/Loss Equity Detail Price Concentrated & Other Equity PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 @ 90 Underlying Asset Price = $91.02 74347W-9D-I GLL PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 @ 91 Underlying Asset Price = $91.02 74347W-9D-3 GLL Total Concentrated & Other Equity ($19,363.00) ($20,888.87) $1,525.87 $0.00 0.00% 9.67 (19.000) Margin (18,373.00) (19,891.93) 1,518.93 Quantity Account Value Adjusted Cost Original Cost Unrealized EFTA01594803 Gain/Loss Est. Annual Inc. Accrued Div. Yield Period Value (19,363.00) (20,888.87) 1,525.87 9.90 (1.000) Margin (990.00) (996.94) 6.94 Account age 4 of 9 Consoli ate Statement Page 21 EFTA01594804 SOUTHERN TRUST COMPANY, INC Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 0.00 ACCT. For thiliflic/1/13 to 7/31/13 Ending Market Value 95,888.87 Change In Value 95,888.87 Current Allocation 100% Current Market Value/Cost Market Value Cost SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 ■ Period Value 95,888.87 95,888.87 SUMMARY BY TYPE Market Value 95,888.87 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 95,888.87 % of Bond Portfolio 100% Account Page 5 of 9 Consolidated Statement Page 22 EFTA01594805 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 95,888.87 Margin 95,888.87 95,888.87 Account Value Adjusted Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account 24279849 Page 6 of 9 Consolidated Statement Page 23 EFTA01594806 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Total Inflows Contributions OUTFLOWS ** Total Outflows Withdrawals TRADE ACTIVITY Total Trade Activity Settled Securities Purchased Ending Cash Balance Current Period Value 0.00 150,000.00 $150,000.00 (75,000.00) ($75,000.00) 20,888.87 $20,888.87 $95,888.87 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Year-To-Date Value* -150,000.00 $150,000.00 (75,000.00) ($75,000.00) 20,888.87 $20,888.87 Page 7 of 9 onso 1 ated Statement Page 24 EFTA01594807 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method Contributions 7/24 7/25 7/25 7/25 Misc Receipt Misc Receipt Misc Receipt Misc Receipt Total Contributions Type Settle Date Selection Method Withdrawals 7/25 7/25 Description Misc Disbursement INTRA ACCOUNT TRANSFER SUB-ACCOUNT: CSH Misc Disbursement JOURNAL FROM TYPE 1 TO 2 SUB-ACCOUNT: CSH Total Withdrawals Quantity Cost Description FNDS WIRED TO CHASE FROM SUB-ACCOUNT: CSH INTRA ACCOUNT TRANSFER SUB-ACCOUNT: MGN FNDS WIRED TO CHASE FROM SUB-ACCOUNT: CSH JOURNAL FROM TYPE 1 TO 2 SUB-ACCOUNT: MGN Quantity Cost Amount 25,000.00 25,000.00 50,000.00 50,000.00 $150,000.00 Amount (25,000.00) (50,000.00) ($75,001Iiiiiill Account Page 8 of 9 Consolidated Statement Page 25 EFTA01594808 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Trade Date Settle Date 7/24 7/25 7/24 7/25 Type Settled Securities Purchased Write Option Write Option Total Settled Securities Purchased Description PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 SUB-ACCOUNT: MGN (ID: 74347W-9D-J) PROSHARES ULTRASHORT GOLD NEW PUT 01/18/14 SUB-ACCOUNT: MGN (ID: 74347W-9D-I) Quantity (19.000) (1.000) Per Unit Amount 1,046.944 996.94 Market Cost Cost 19,891.93 996.94 $20,888.87 (19,891.93) (996.94) ($20,888.87) $0.00 Realized Gain/Loss Account ) Page 9 of 9 Consolidated Statement Page 26 91 90 EFTA01594809 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01594810 JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 SOUTHERN TRUST COMPANY, INC ACCT. For the Period 7/1/13 to 7/31/13 Derivatives Account J.P. Morgan Team Justin Nelson Janet Young Gina Magliocco Jason Grosse Online access Banker Client Service Client Service Client Service Team Team Team www.jpmorganonline.com No market value or activity to report during this period Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Account Page 1 of 1 Consolidated Statement Page 27 EFTA01594811 THIS PAGE INTENTIONALLY LEFT BLANK EFTA01594812 For the Period 7/1/13 to 7/31/13 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the close of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example, JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate, Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. If there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an internal or outside source for a particular ARS, the price column on your statement will indicate "unpriced". Valuations of over-the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to, pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third EFTA01594813 parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau Disclosures Page 1 of 3 EFTA01594814 For the Period 7/1/13 to 7/31/13 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government; amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC"). Neither JPMS, nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor, J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gain/loss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, EFTA01594815 improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website, at "www.sipc.org" or by contacting them at (202) 371-8300. In Case of Errors or Questions About Your Electronic Transfers. Disclosures Page 2 of 3 EFTA01594816 For the Period 7/1/13 to 7/31/13 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan, 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713-2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or if you need more information about any non- electronic transactions (checks or deposits) on this statement. If any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise, your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices, or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions, has been included in confirmations that were previously furnished or have made available to you. Upon written request, JPMS will promptly supply you with the latest information. IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR MARGIN ACCOUNT(S) All positions in your Margin Account Portfolio(s) are held in custody at J.P. Morgan Clearing Corp. ("JPMCC"), Three Chase Metrotech Center, Brooklyn, NY 11245-001, (347) 643-2578. EFTA01594817 If you have a margin account as permitted by law we may use certain securities in such account for, among other things, settling short sales and lending the securities for short sales, and as a result may receive compensation in connection therewith. Please keep the following in mind when using a statement to track your brokerage activity in a margin account: The statement combines your general margin account with the special memorandum account required by Section 220.6 Regulation T. As required by Regulation T, a permanent record of your separate account is available upon your request. Free credit balances in your margin account(s) are not segregated and may be used in the operation of JPMCCs business, subject to the limitations of SEC Rule 15c3-3. Unless otherwise noted, JPMCC or its agents and depositories will hold your securities. Upon your demand, JPMCC will pay to you the amount of your free credit balance, and will deliver to you fully-paid securities held on your behalf. Interest will be charged on any debit balance; the method of calculating interest is described in a letter sent to all margin customers. Disclosures Page 3 of 3 EFTA01594818 EFTA01594819