EFTA Document EFTA01595087

3.PMorgan CFTC Interim Compliant Identifier (C1C1) Disclosure Form A CICI is a unique number associated with a single legal entity, and will be used in upcoming regulatory reporting until a global Legal Entity Identifier (LEI) system is established. Examples of legal entities include general partnerships, corporations, foundations and trusts. Any legal entity that enters into a financial transaction may require a CIC1, as will other market participants (such as reference entities, regulators, exchanges, utilities and registrars). Clients who are legal entities and who would like to continue to trade OTC derivatives are required to register for a CIO at this time, Note that a CICI is required for each legal entity, and a separate form needs to be completed for each entity, with the corresponding CICI. Please provide us with the CICI that was assigned to your entity, and we request that you return it to us using the enclosed business reply envelope by December 1, 2012, Alternatively, you can fax the form to , attn: 3PM LEI Response, or emall your executed form to dodd f ran k reg [email protected]. FINANCIAL TRUST COMPANY INC 6100 RED HOOK QUARTER STE 3-3 ST THOMAS, VI 00802 CIC1 number:* DiC;-1 y LC CICI associated J.P. Morgan account number(s) ending in: (x) Authorized party, please print name* Autho&ed-signature* *Required information Date* Bank products and services are offered through JPMorgan Chase Bank, N4 and its affiliates. Securities are offered by J.P. Morgan Securities LLC, member FINRA, NYSE and SIPC. Investment products; Not FDIC insured • No bank guarantee • May lose value 0512 0231N 1609 Record Details CICI Portal 10/18/12 3:02 PM CICI EMI Register an Entity ±31312011231 Entity Record Details Details for the record you selected are below Entity Name Legal Name Financial Trust Company, Inc. ig Anglicized Legal Name El Login G3 Create New Account Entity Address Address Line 1 6100 Red Hook Quarter B3 Address Line 2 Address Line 3 Address Line 4 City St Thomas State EFTA01595087 Country VIRGIN ISLANDS, U.S. Post Code 00802 El El El El Entity information cioi CKK88E24733DTG1KLS94 Entity Status ACTIVE Legal Form INCORPORATED Record Slate UNDER REVIEW Certification State CERTIFIED Next Certification Date 2013-10-18 About the CFTC Interim Compliant Identifier Utility Portal rcc- I 'lat., :1 :rii I!,"it,. i : fiPrevious Legal Names Ultimate Parent CICI El Duplicate Reference CICI El II El Recent News Daily File Download Frequently Asked Questions Privacy Statement Glossary of Terms Terms and Conditions of Use El El El htt s://www.ciciutility.org factions/record Detai Is/viewRecordDetalls/ Page 1 of 1 EFTA01595088