EFTA Document EFTA01597543

SUBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70056089190120 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: : ithvidual Retirement Account Account number: Your Financial Advisor. SCOTT STACKMAN/LYLE CASRIEt. Phone Questions about your statement? Call your Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023697. visit our website: www.ubs.com/financialservices items for your attention Help protect yourself from fraud and review bank, credit card. and brokerage statements regularly. Also, get your free credit report annually from wenV.annualcreditreport.corn Value of your account Retirement Accou u t Resource Management Account January 2020 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT #233 BOSTON MA 02114-3252 on December 31 (S) on January 31 (3) Your assets 59,030.64 59,033.28 Your liabilities 0.00 0.00 Value of your account 359,030.64 Tracking the value of your account S Thousands $59,033.28 570 57.0 572 577 Sat 590 • 59.0 • Dec 2011 Oec 2015 Oec 2016 Dec 2017 Oec 2018 Dec 2019 ran 2020 Sources of your account growth during 2020 Value of your account at yea end 2019 Your investment return: Dividend and interest income Change in market vaue Value of your accouit on Jan 31, 2020 559,033.28 899,030.64 4264 $000 SONY GM 00009876 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597543 *UBS Resource Management Account January 2020 Your account balance sheet Summary of your assets Value on January 31 (s) Percentage of your account A Lash end money balances 59,033.28 100.00% B Cash alternatives GOO 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0 00% G Other 1100 0 00% Total assets Value of your account 559,033.28 559,033.28 100.00% Account name: GliSLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Individual Retirement Account Account number: Your current asset allocation Eye on the markets Index Percentage change January 2020 Year to date 58P 500 -0.04% -0.04% Russell 3000 411% 411% MSC I - Europe, Australia & Far East -2.08% -2.08% Barclays Capital U.S Aggregate Bond Index 1.92% 1.92% Your Fineadri Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS FDIC Insured Deposit Program Bank accounts, MS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about slur statement on the last two pages of this statement for detais about those balances. Interest rates on January 31, 2020 3-month Treasury bills: 1 50% One-month LIBOR: 1.66% GM 000098/99. 2 of 6 CONFIDENTIAL EFTA01597544 SUBS Resource Management Account January 2020 Change in the value of your account Account name: GliSLAINE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number. January 2020 (S) Year tO date(t) Opening account value $59,030.64 $59,030.64 Dividend and interest income ) 64 264 Closing account value $59,033.28 $59,033.28 Dividend and interest income earned For purposes d Ws statement. tentrily of interest and dwiend Income haS been deformed from a US tat reputing perspective. Erased upon the residence of the account holder, account type, or product type, some Interest andor dividend payments may not be suttect to united states (US) ander Puerto Rico (PR) income tares. The (lent mom* statemem rc not intended 10 be used and Cannot be relied upon for tar purposes Clients should Niel to the applicable Inn reporting forms they receive from U8S annually, such as the Forms 1099 and the Fonts 480, for tax reporting information. It is the practice of UBS to file the EpOiCable lac reporting loans wth the US internal Revenue Service and PR Treasury Department, and in such forms accurately classfy dveends ancircr interest as tax ecen-pt or tatable intone. Please consult your Inclvidual tax prepare" January 2020 (S) Year to date (S) Cash activity summary Your N fluidal Advisor: SCOTT STACK MANLYLE CASRIEL See ACCOunt activity MAS month for deters. Balances in your Sweep Options are inducted In the cpenng and closing balances value. FDIC insurance applies to deposits at UBS Bank USA and al banks participating in the UK FDIC Insured Deposit Slogan, It does not apply lo deposits al UBS AG, Stamford Branch 9PC protection apples to money market sweep fund holdings but rot bank deposits. See Important informaten about your statement on the tat two Pars d this document for Mats. January 2020 ($) Year to date ($) Opening balances $59,030.64 $59,030.64 Additions Dividend and interest income 2.64 2.64 Total additions $2.64 $2.64 Net cash flow $2.64 $2.64 Closing balances $59,033.28 $59,033.28 UBS Bank USA Deposit Account APY Interest period Dec 6 - Jan 7 Interest 056 056 Opening UBS Bank USA Deposit balance Dec 6 Total current year $0.56 $0.56 Closing UBS Bank USA Deposit balance Jan 7 Prior year adjustment 2 08 2.08 Number of days in interest period Total dividend & interest $2.64 $2.64 Average daily balance Interest earned Annual percentage ye Id earned $59,030.64 $59,033.28 33 $59,031.08 $264 SDNY GM 00009878 0.05% CONFIDENTIAL Page 3 of 6 EFTA01597545 *UBS Resource Management Account January 2020 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Achesor or Branch Manager. You can find a full description of the alternative investment objectives in important informaton about your statement at the end of this document. Account name: GFISLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Individual Retirement Account Account number Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Your rineedel Advisor. SCOTT STACKMANLYLECASRIEL GM 000091OAge 4 of 6 CONFIDENTIAL EFTA01597546 *UBS Resource Management Account January 2020 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: individual Retirement Account Account number. Sane prices, income and current vanes sham may be approurrwle As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end of thiS document ip more inlonnaton. Cash Cash and money balances Cash and money balances may inducle avalade cash balances, UBS Bank USA &oda t account balances, UBS FDIC Insured Rogan Bank &lances. U85 AG Stamford Branch deposit account Mayes and money market mut ud lung sweep balances. See the Important ;Norm even about your statement at the end of ors document for details abate those telances Hddng UBS BANK USA DEP ACCT Your total assets Your Mnandal Advisor: SCOTT STACKNIMILYLE CASRIEL 212.821-7000800.308.3140 U85 Bank USA and all UBS FDIC Insured Rogan Bank deposit accCunt Waxes are insured by the FDIC within applicable I inits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K bul are not Insured by the FDIC. Opering baEnCe Closing Waite Rsce per share Average Deadena Interest DEO sl on /an 1 (1) on mn 31 (S) on /an 31 (b) rate period penod Cep amount (1) 59,030.64 59,033.28 250,000.00 Percentage of Cost Estimated Unrealized Value on Jan 31 (S) sour amount toils (S) annua income (5) gam or losS (S) Cash Cash sad money balances 59.03328 100.00% 59,033.20 Total 559,033.28 100.00% $59,033.28 Account activity this month Date Aunity Description Arnown Dividend and interest income Interest Ian 8 Interest 1185 BANK USA DEPOSIT ACCOUNT AS OF 01107/20 0.56 Miscellaneous Total interest $0.56 Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31/19 2.08 Total miscellaneous 82.08 Total dividend and interest income 82.64 SDNY GM 00009880 CONFIDENTIAL Page S of 6 EFTA01597547 UBS Resource Management Account January 2020 Account activity this month (continued) Date Activtty Desuiptico Amount (S) Money balance activities Dec 31 Salaam forward 359,030.64 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31119 2.08 .Ian 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS Of 011071,20 0.56 Jan 31 Closing USS Sank USA Deposit Account $59,033.28 Account name: GHISLAMIE MAXWELL IRA friendly account name:Inc/Iv IRA Account type: Individual R sir ent Account Account number. Your 15nanciel Advisor. SCOTT STACK MANLYLE CASRIEL ...—..._GM_000094fige 6 of 6 End of statement for account number vt 23697 SS CONFIDENTIAL EFTA01597548 Important information about your statement LBS Fiuncial kmices ex. (the Firma LBS Financial Services), is a member of all prixipi socvdy, corny* andoptions exchanges UBS Financial Services and LBS Bale USA are ifdirect stbskloies d LBS AG and affiliates of LBS Smuts LLC. The Firm's fru/nal statement is available upon request. The Firm's execute* Offices are at: UBS Financial Services ex. 1200 Harbor Boulevard Weehawken. N107086 This statement represents the ony official record of you' Les Financial Services accoura Other records, except °thetal tax drulternS, cantering callting data should rot be reed upon. If you beige, there ban error or motion, pleas* report it immediately in wring ea the Branch Manager of the office serving your account. Although all hams shown are intended to be accurate, sttement data shook' not be used for tar imposes. Rey sold, on yes-end lax totem go., loan 1099, 5498, 10425, etc.) when preparing your tax return. The Fern 6 moored by law to report to tie IRS all taxable dnidenok, reportable nal-taxable dividends and taxable interest earned on seas-nes held in your mask net proceeds on sale transactions, ad cost basis an omen cowed securities COmmUtliCatiOna with the Firm • Please re-confer., any Oral (Orrirrunicatictis n veiling to further protect your reps, including your rights under the Secuities Mesta Protection Act OSA). • I the Brune itl inttution on the top left of the front of this statement isnot Les Financial Services, LBS Financial Services caries you account a clearing broker by arrangement with the indicated intedion We Wormedyou of this relationshb when you opened this Accent In this raw, your finds and secuties are located at UBS Financial Sweets and rot the Mak" rg broker, ad you crust make a report of ay tar te meson to both ferns. • As *sorbed n the accost ag-eements, you must notify us of any errors or fraud involving checks reflected on your statement beta) 30 days after it was mailed a made mettle. • Please direct arstonw carotenes or nouries to the Film's Client Relations Department at 201.352-1699 or toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday, or in witio to WS Financial Services ls. , Client Relations Department, P.O. Box 766UnionC ity,11 07087. • All itatellentS shall be cleaned complete and accuse not objected to ri writing whit 60 days. • For TTY services: Cal 844-612-0986 a from outside the US Call201-332.1495 • h case of errors or cunt:xis about an electronic funds transfer (U1), bill parent or LIES Vise debt cad transactions, cal 800-262-1000, or carte to UBS F etanoial Services lx., 1000 Harbor Bed, 61h floor, Weehawken.. Ni 07086, Attn: b.INSSA Services. Call a write as soon as saran, 1 you think as statement a receipt is wag a e you need more information about a transfer on the sinner or rice's* The Fein or Card Issuer (as appkable) must hear from youno later than 60 clays after the Fern sent you the fist statement on which the error or pobtem *awed. — Provide you name ad accurst number Of any). — Desube the error or the transfer you re inure about. ad eiplat as clearly as you can why you beano it is an error a why you and MOM — Provide the dolt, amore of the suspected error. The Firm Or Cad Issuer will investigate you complaint and willcorrect dry error promptly For ahged errs nhgNng LOS Visa•debe cad transactions, 4 we take more than 10 business days tO do this, we will credit you accant fa the imam you thank is in mum, so that you will have the use of the money &rig the tine it takes us to complete as nestgatein. Please male all checks payable to the Firm or the financial ristituten indicated on the front of this statement. In addition to regular account fees, accounts may be .Meet to mantenarce lees charges for late payment for securities purchases and charges fa unpaid amounts n cash accents. Accounts that are transferred to other nstilutiten may be subject to a trader fee. UtS Sweep Options UBS offers options for sweepeg cash balances to bait deposit accanes at nanaffiated banks and abated banks and money make) mutuality:Is (Money funds). Deposit accounts at LBS Bark USA and non-affiated banks panicipaing tit a LBS FDICansured Deposit Program are FDIC-insured n accordance with FDIC rules. For more iltamaiian please visit veterfik.9:n. Deposit accounts at WSAG Stamford Branch and shares of Money Funds are not in-redby the FDIC. Bak deposits are not protected by SIPC. Money Fond dunes :re protected by SIPC See -1.)85 lnancie Services Account Protection' below. Upon your regain balances n the bank deposes may be wihdrann and shares of a Money Fund may be liaidated, end the proceeds returned to you or you martin accent. Futter nkonaton about available sweep options, reludig current interest rates and yields, is evadable at vieww.ubs comrsarepyields, from yore intend.' Advisor or by eating KO-7621000. US$ Financial Services account protection the Firms a inerrber of the Secretes bosh". Protection Corporation (Sip, witch protects securities custonwn o1 is rearben up to 1%0,000 (adding 5250.000 for clams for ratal0 bplanatory broth.", available upon request a at raw strorg. The SIK asset protection ferns apply to A accounts that you hold in a particular capacity- The Firm, together with carton athletes, has also Purchased supplemental inmate*. The maxims., Entttil payable to at eligbk chums, colectivey under tie protection is 5500 million as of Detester 10, 2016. Weed to the pale y conditions and inlet:as, cash a the Finn i hither protected fa up to 11.9 million in the aggregate for al you accounts held in a wieder capacity. A ful copy of the polio; sordeg is available Loon request. Neither the SIPC protection nor the supplemental protection apply to: • Certain financial assets antrolkd by (and ext.:led in you account value) but held away from UBS Financial Services. For burn* certain (0 insurance products. ixludrg vaiabl rates, and 6i) shares of mutual funds registered nthe name of the account holder on the books of the issuer Or Vander agerrJ; • hvestmmt contracts a rreestment Serest, {e.g. Imbed panne-etas and private placements) that se not registered under the Securities Act of 1933; • Commodities contracts (e.g., foreign exchange and precious metal contacts), nclaing fumes contracts and Calvvirry option Central% ad • Depose accounts (except certificates of deposit) at (BS Bak USA, LBS AG U.S. branches and barks in the FDIC erred Deposit Program. The 51K protection and the supplemental protection do not appy to these assets awn d they otherwise appear CC yds statements. The 51K protectionand the stoplemental protection do not protect against charges in the market value of you revetments (whether as a result of market movement. muer banknotcy otherwise) Dividend Reinvestment Program (DRIP) The pace reflected is an average prce. You may obtain the actual price km yam Financial Advisor. Only whole shires are purchased under DRIP; partial shares will be sold and the cash will be deposited in your account. We chodend reinvestment price :belied by to issur may deter from the market price a which the partial shares a-e sold Calvin-Feta Orly whole units maybe held in yam secondly:0 are meted to a partial unit as a result of a dividend payment • otherwise, the Firm will either sell grid tries at market vice a accept an anoint deterinned by a registered dea-rg agency, and freer yore account. Investment objectives The nvestment objecuros and risk profile are specific to each account and may vary between you. accounts. Please advise the Finnan:may in writing of an significant change in you lino eizA situation investment objectives_ For each account held, you choose are of the Ioeowing investrnme objectives: • Prorkce Current f name: Investments seeking the generation Of income Caly. • Achill,* °pea/Appreciation: Mestments seeking growth of or:ideal rather than the generation of ncome. • Produce Combination of income and Capital appreciation Investments seeking both the generation of income and growth of principal. Overall risk profiles • Connotive- Seeks to martin initial prix0al, with km risk and minify to the accost overall, even 0 that means the account does not generate income or rears and mayn't keep pace yeah inflation • Moderate: Waling to accept sane risk to pampa' and tolerate sane volatlity to seek hider returns • asgressne: Willing to matt hip risk to principal and high volatility to seek high teR over time. • mostowntiagibrity Consicloratan: d selected, a portion of the portfolio for that atom may include complex 'trawl:es, limited liguidty and greater sobriety. Statement "householdirer We may COnSOkiate A tetrad account statements with the same address in the same envelope. e g. because they have owners who also mantas ;ore account relationships wth other clients at the sane add-ess. If you peter to receive ndividual statements (tweed n separate /metopes, you may decline householdng by (tang your Fruncial Advisor Friendly moue name The Friendly account None 6 a customizable • 'withal** chosen by you to assist you with ye's' recordkeepio. It, no legal effect on your account, is not Mended to reflect any strategy, predict rearnmerdation, inestment objective a risk polite associated wth you- accunts. and is not a prance a gJaraxee that wealth, or any 1 inarxiA results. can et willbe achieved. All investments invoke to risk of loss, ex kdro the ritk of loss of the trait investment. You can change your Fria* accost names through Onine Services a by contacting your Finarcial Minor. Account overview • Value of tors wountIportfofio Net of assets and liabilities • Assets Includes available cash balances. vakes for restricted security (est), and Global Tine Deposits. unrealized marks to market and certain assets ibt held to. the Finn. Does not nckxle unpiced securities: assets at the end of the prior and oat statement prods. or private investments, invested nod options and ~deal, stock options. • Liable's. Voldes debit balances, *sundry margin bats, credit re, short account balances • Cashatoney balances Total of uninvested avalable cash balances, plus deposit balances at affiliated and nahallikated banks, and money market mortal had sweep balances. at the close of the statement period. Non•Corrrtirley bee credit balances in you account are not segregated from other balances and the Fern may use any these fords in the ordinay cane of its banns These finds are payable upon your Orland. 11-es total is ircbded in the anent period closing value. tending information Fa detailed information on the Finis lending practices ad disc bsures, refer to you Client Relationshp Agreement a Account Agreement and the General Terms and Ca-ditions LOS Statement of Credit Practices mailable n Agrtem ants andDiscbsures at lyvnv ohs eornlareconnAnclov•ws SDNY_GM_00009882 CONFIDENTIAL EFTA01597549 Important information about your statement (continued) Vats assets Your statement rites securities arid other assets held in the accosts' a the end of the statemere period. You may ask for delivery of fulY pad secwities at ay time. You may receive women used as loan cabinet after poring any balance due on them. Any securities transferred to the Fern dung the statement period are listed at market value as of the end of the statement period. • Can bash. In deterinning the cost basis of the securities included in this statement, where indicated with the nuerber '1,• UBS F next.' Sayan has felted a interrelation obtained Iron, sweets otter Man LBS Arundel Sevres, Muting Monnation from mother fins or that you may haw provided to yap Financed Advisor. The Fern does not independently way a garret the rosary a validity of ere intamatian prcnaded by sources other than LBS Financial Sernces. h alike% although LOS Financial Strikes genera* updates this Mormation as it is received, the Fern does Mt provide ary assurances that the idarnation under -Cost basic and 'Unrealeed gas-floss' is acorn as of the die of this statement. As such, please do not rayon this information to make rt.-chase a fie decisions. for tar purposes a usl vn.e. Accounts transfeered to the Fin. me reflect ate Hernial: an only for the period of tine they held a the Fem. More historical rdarnation can be added by you, Financial Advisor. • penalized gains/losses. When data is available, estimated streaked ganntosses are calculated fa individual security kits. The transaction data foe individul lots may or may not reflect carmasions, charges meta security woman:nal rants. Dividend and other renvesument lots and systematic arches* bas re each combined to dimbY one averaged lot. The 'Trade date' coin, presents the original transaction trade date. • Callable marbles Bonds and preferred shod that the issuer cats for easy redemption wild selected riparbely by lot from among all searises of that a* held nom name a n manatee name la or client, Call feature information n obtaired from third parties and es accuracy is not garanteed. Other call features mayexist Much could if ect yield; ancilele information ad be provided upon request- • price/value. Prices displayed fa securities and other ;roasts maybe higher or lower than the price that you would actually tete've ri the market. Peas are obtained front venous thidparty sources which we believe to be reliable, but we do not gannet, thee accuracy. — We tamer* use the tang price wen treatable a the mean of the bid and ask prices is listed securities and options Or cny bid prices for OTC secrets — Less actiwytrackd securities maybe priced using a vakiation model a the most recent price we atoned and may not reflect an actual market ace a vela. — <erten positions may swear without a price and will show'peke was not available if we re unable to cbtan a price fa a secunty. — Deposits a securities denominated as currencies other then US. dollars re reflected a the exchange rate as of the statement date. not nocossanY resteeSere the va upon liquidation. — Thad party estimates of value are as of a certan date ad we supplied to UEISFina-nal Services on a regular basis by an independent valeatica fors — Issuer, general panne( or sponsor estimated vales, any, are mSsolied to the Firm by the issuer, general patter or sponsor and may be tabulated based on afferent information from tat used by third parties to derive thee estmated values. — You can obtain additional information regard'ng the methodology used to determine the estimate of yak, and the date of the inl comae ion that is the basis for the estimate by contactingyour Financial Adator. — Third party estimated values may be reflected as 'We priced' in Serra lanai:re: when in •rjepe.dent valuation fern has not supplied a is unable to assign a value. when we become aware that a material cuent hat °mitred that may call a presigusbi reported yak* nth question, or when a value woad be highly speculative the to **nature of the security. — When nether an issuer, general partner a pass estimated value me a tined-party *saluted sake is provided, the vale of the security MI be caterers front its suehow take — 'DMrbutions to date may rdude returnee espial, income or both — unit size represerms the iwial chewing price per unit and may not reflect yam cost basis — DPP and unlisted RER wcureits re rot lined on a national securities exchange, and are gene/aly illiquid and even d they can be sold, the price teemed may be less than the per share estimated value plaided it the account statement. • Restricted securities. Restricted securities generally are not currently elrybk for pubsc sale UBSFinaxial Services uses the market price of the irrestrided stock of the same issue as an imputed value for the resented stook for purports of this statementonly. To — FCC certan secretes trading in nonconforming dencennatals, prior rd purr* NO value) may have been adjusted to facilitate proper valuation. To obtain current quotations, when available. contact your Fnncr Advisee. • Private invermente and structured products. Private Mesa-nem securities (inclading deed Partkipatith program and real estate investment trust sertravis) and strucsured products are gni* hi"; iliqu'd Certain structured prodons hhe not teen registered web the Securein and Exchange Commas kn or under ary state securities laws. We provide minuted vases for prince inniestment worms ad structured products for informational ce-dr.as Accuracy is not gsranteed. — al rnay dil a Monomialy from prior, if any, at whch a private nvestment seCaltyor structured product maybe bouiw a so and do you may receive the etmeM that restricted securities are eligble for salt the vat* received may be substantially Ins than the imputed aka shown. • Est. (estimated) income, current yields and rates. An estimate d anal icane if bated CO Current divicierd and nteren rates, assuming the securities roll be hell For one year from statement date or until matunty. The *stellate is any a guideline; accuracy and continued income are not guaranteed — Estimated ornual exam ted current yield fa certain types of mashies could include a return of crixnal a capital gain it which caw the est. income (and current yiek(1 would beoverstated. — Estimated maul name and current yield and the actual income and yield mi;eit be lower or high.. than the estrnated amounts. — An enema* of arnuarned income Gayland ardcr interest) deeded by the <arena market vakeraverage balance is based on the last dividend a ~est payment made by the issuer and assumes the rarities/deposits will be held for a* year from the stalemate date or urd matumy. Act ray ad centimied yield are not waranteect • Assets not held by UBS Financial Services. Cenan assets we not held by the Fin and not within the fines possession a aren't new assets are displayed on your staterneti for edornutional purposes only. Poe ions and valves ;resented are provided by the issung fem. UBS f auntie' Services is not reparable for this irecernatith aid does not guar ion its accuracy. Thew assets at not protected by WC or tie fines supplemental SIPC coverage. • Revatie sharing and additional compensation. - h arkation to commissions on sales ad 12b1 fees reenact in connection with the distrait's(' al ensue' funds to our clients we andor cur affikate receive revertm sharing pernents from distrtutors anchor advisas of the rnsual funds that we sell. These anoints are based on two different corriponents: the amen of sales by LBS of a parboils mutual turd family*, our clients. and GO the asset value of a particular mutual fund I rills shares held at the fem. — We and our affiliate also receive networking and amnion prixesseg lees in consideration Ice transfer agent servkes that we provide to the mutual funds. These fees genera, at paid Iran investor assets in the metal fund and are a feed dollar amass based on the number of acauth at the broker-dealer holding mutual finis of that fad ferny. - h adfaion to commission attired in arrection with the sale or diarbubm of 'away convicts and unit investment trust uses to our cloth, we anda as of ilts. receive revenue Sharing Calptrilion frOnl Marry of the mance companies underwriting the a-nuity contracts, affifates of the nuance companies a sponsors of the unit Investment treats we diarbute. - h adition to CallnlifSiXiS received !torn the purchase and sale of Nua.SI wr es knit we odor our affiliate receive as asset-based revenue sharing payment from Wheatoes distributors. as vall as funding for technology development, training ad education. - Our affiliates also receive tadig commisseans and other compensal in front mvlual funds and Murree coo pries whose proulres we chrtrissee. - We Wen* compensation from Les Bark USA, LOBS AG Stanford Branch ad non-allifire4 barks through our cash sweep progams. compensation may beam/gra* per account fee or may be a percentage of average daiy decors balances. Activity Mom-tat:on regarding cornrnissions and other dames awned in comer ion with the execaion of trades, including option transactions has been ircluded en confirmations previously furnished to you, and will be provided to you Otani), on reeuest Short selling if as ore engaged is short selling a security, you may aura charge on to reran borrowing costs fa that paticuasecisiy. Open orders Regarding open a ' good.ticancelkd • orders that were not executed by the statement date, open buy and sea stop orders are waxed by the amount of &dent or opt* an an tx.diederds or exrithis date uses entnxted otherwise by you. You we responstee fa orders that are executed der to you Lave to cancel hating ern orders. Privacy To obtain a copy of as current Client Privacy hake, please contact you Financial Advisor or visit as Wetnee at v.i.inwifif COodbtivarvnerrt — 1.85 Financial Services is nosebag*. The RMA. Busness ServicesAccount BSA and IRMA are brokerage accounts which provide access to batting smites and pecans ihnough thangements with affiliated banks and other thicipany banks, and provides access to Mace and amnia, Products issued by unaffiliated ticiparty nmance tarcenies ohm* insurance agency subsidiaries of US$ Financial Services Inc. — magnum, Mace, and annuity pe oasts: — Not FDIC Mixed • No bank guarantee* May lose Vila — IMA. Resource Management Account Bushels &Kirke. Account BSA, IRMA and international Resource Llanarmera Account are registered strike marks a LOS Financial Server; inc — NSA is a registered vadermyk owned by Visa international Service Association and used under kense. The LEIS Vaa creek cads and the LOS Visa debit cads we issued by LBS Bank LISA with permission From Visa U.S.A. hcomoraud. All other tradernalcs, registered trademarks, service maks and registered sake mats are of their respective companies. UPS IF:uncial Services Inc. Rev. 201810 SDNY_GM_00009883 CONFIDENTIAL EFTA01597550 Retirement Account 4tUBS 0BS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70055116090220 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indiv: IRA Account type: Indmdual Retirement Account Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone: Questions *bout your statement] Call yoke Financial Advisor or the RMA Resoutcetine at 800-RMA-1000, account 029023697. Visit our website: www.ubscomilinancialservices Items for your attention Help protect yourself from fraud and review bank. credit card, and brokerage statements regularly. Also, get your free credit report annually from wow. annualueditreport.com Value of your account Resource Management Account February 2020 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 on January 3t (1) on February 28 (4) Your assets 59,033.28 59,035.68 Your liabilities 0.00 0.00 Value of your account 559,033.28 Tracking the value of your account S Thousands 559,035.68 570 57.0 57.2 57.7 531 590 590 590 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2019 Dec 2019 Ian 2020 Pet) 2020 sources of your account growth during l020 Value of your account at year end 2019 Your investment return: Dividend and interest income Change in market value Value of your eccourn on Feb 28, 2020 GM 00009884 $59,030.64 $504 4000 959,035.68 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597551 *UBS Resource Management Account February 2020 Your account balance sheet Summary of your assets Value on February 28(1) Percentage of your account A Cash and money balances 59,035.68 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 000 0 00% Total assets Value of your account 159,035.68 $59,035.68 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiy. IRA Account type: Individual Retirement Account Account number. Your current asset allocation A Eye on the markets Index Percentage change February 2020 Year to date 58P 500 423% 427% Russell 3000 419% 429% MSC I - Europe, Australia & Far East -9.03% -10.92% Barclays Capital U.S Aggregate Bond Index 1.80% 3.76% Your Mooed/1 Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS FDIC Inured Deposit Program Bank accounts, US$ AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. Interest rates on February 28, 2020 3-month Treasury bills: 1 23% One-month LIBOR: 1.52% _GM_00009EITS1 2 of 6 CONFIDENTIAL EFTA01597552 *UBS Resource Management Account February 2020 Change in the value of your account Account name: GHISLATIE MAXWELL IRA Friendly account name: Incliv. IRA Account type: iir.Jrvidual Retirement Account Account number. February 2020 (1) Year to date (I) Opening account value $59,033.28 $59,030.64 Dividend and interest income 2.40 5.04 Closing account value $59,035.68 $59,035.68 Dividend and interest income earned Foe W rposes a Ws statement, laratalty of interest and dividend Income Fla been detertnned from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest arida dividend payments may not be sublett to united states (us) ardor Puerto Rico (PR) Income sates. The dent rronthty statement rt nit intended to be used and cannot be relied upon for sac purposes Clients should refer to the acalcaritt Ira reporting forms they receive Iran u8S annually, such as the Forms 1099 and the Forms 460, for tar reporting information. It is the practice of Lies to file the epOiC8Elt to reporting loans with the US interns' Revenue Service and PR Treasury Depalment, and in such forms accurately classfy areends ardor interest as tax oerrpt or taable income. Please consult your indvidual tax prepare, February 2020 (5) Year to date ($) Cash activity summary Your N medal Advisor: SCOTT STACK MANLYLE CASRIEL See Account actedry this month for death. Balances in your Sweep OpliOns are indudedin the Openlig and dosing taaraes vdue. FDIC insurance applies to deposits at U65 Bank USA and di banks participating in the UBS FDIC Insured Deposit Rogan. It does not 'Wyk, deposits al IRS AG, Stafford Branch SIPC protection apples to money market sweep find hcidirgs but not bank deposits. See important information about your statement on the lot two pages d this document for detals. February 2020 (1) Year to date (1) Opening balances $59,033.28 $59,030.64 Additions Dividend and interest income 2 40 5.04 Total additions $2.40 Net cash flow $2.40 Closing balances $59,035.68 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 6 Interest 2.40 2.96 Opening UBS Bank USA Deposit balance Jan 8 Total current year $2.40 $2.96 Closing UBS Bank USA Deposit balance Feb 6 Prix year adjustment 0.00 2.08 Number of days in interest period Total dividend & interest $2.40 $5.04 Average daily balance Interest earned Annual percentage yield earned $5.04 $5.04 $59,035.68 $59,033.28 159,035 68 30 $59,033.28 82.40 SONY GM 00009886 0.05% Page 3 of 6 CONFIDENTIAL EFTA01597553 SUBS Resource Management Account February 2020 Your investment objectives: You have identified the following investrnentobjectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. You can find a full description of the alternative investment objectives in Important informatron about your statement at the end of this document. Account name: GHISLANE MAXWELL IRA Friendly account name:Indor IRA Account type: Individual Retirement Account Account number Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • ties Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Your M made' Advisor SCOTT STACKmAr4lAll CASRIEL GM 000098%994 4 of 6 _ _ CONFIDENTIAL EFTA01597554 SUBS Resource Management Account February 2020 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number. Sane prKes, income and current values shorn may be approximble. As a es ult. gains and losses may not be accurately reflected. See important information about your statement a the end of INS document f more Information. Cash Cash and money balances Cash and money batances may inducte avatar& cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Pro;ran Bank &lances. U85 AG Stamford lanch deposit account taster. and money market mutua fund sweep balances. See the Important ontormabon about put statement at the endof this document tot details about those tgances mcidng UBS BANK USA DEP ACCT 59,033.28 59,035.68 250,000.00 Your Mnancial Advisor: SCOTT STACKMANLYLE CASR1EL 212.821-7000800308.3140 UBS Bank USA and all UBS FDIC Insured Program Bank deposit an nt baances are insured by the FDIC within acplicable I irrits, but are not protected by 9K. UBS AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by SIK Money market sweep balances are protected by 51K but are rot Insured by the FO C. OwingWell« CloSmg Waite Pme per Shalt average on Feb l a) on Feb 28 (S) 041 Feb 28 (1) rate Dnidend Interest Days.' period penod Cy amount (S) Your total assets Value on Feb 28(S) tercemage or Coss your account baSIS (S) Estimated annual income (S) Unrealized pan or lost ($) Cash Cash and money balances 59.035.68 100.00% 59,035.68 Total 559,035.68 100.00% $59,035.68 Account activity this month Date Admty DeSaiMon Amount (S) Dividend and interest income Interest Feb 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0920 2.40 Total interest Total dividend and interest income Voss Act,. !, Money balance activities fan 31 S2A0 S2A0 DeScripeco Amount (S) Balance forward $59,033.28 Feb 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0620 2.40 Feb 28 Closing UBS Bank USA Deposit Account $59,035.68 SDNY GM 00009868 CONFIDENTIAL Page 5 of 6 EFTA01597555 *0Fls Your notes aro,00.005,,,6,,,,,,OOM.,3000.01,00305,500.,i369,50C0.4, GM op.... 6 of G CONFIDENTIAL EFTA01597556 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at 201.352-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009890 CONFIDENTIAL EFTA01597557 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 2O2OO2 SDNY_GM_OOOO9891 CONFIDENTIAL EFTA01597558 SUBS IRS Financial Services Inc. Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP2006593671 0320 X14 YI 0 Retirement Account Resource Management Account March 2020 Account name: GHISLANE MAXWELL IRA Friendly account name: Ingiv: IRA Account type: rdrvidual Retirement Account Account number: Your Financial Advisor. SCOTT STACK. MAN LYLE CASRIEL GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 Phone Value of your account Questions about your statement? Call your Financial advisor or the on February 28 (1) on March 31 (S) RMA Resourceline at 800-RMA-1000, account 029023697. Your assets 59,035.68 59,037.80 Your liabilities 0.00 0.00 Visit our website: www.ubs.cornifinancialseivices items for your attention Value of your account $59,035.68 $59,037.80 Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Tracking the value of your account wevw.annualcreditreport.com S Thousands Dec 2014 Dec 2015 Dec 2016 Dec 20t 7 Dec 2018 Dec 2019 Feb 2020 Mal 2020 Sources of your account growth during 2020 *rue of your account at year end 2019 Your investment return: Dividend and interest income Change in market vane Ifelue of yow account on Mar 31, 2020 SS9,037.80 159,03064 47.16 4000 SDNY GM 00009892 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597559 UBS Resource Management Account March 2U..0 Your account balance sheet Summary of your assets Value on March 31 (1) Percentage of your account A cash and money balances 59,037.80 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0 00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 000 0 00% Total assets Value of your account 159,03710 $59,037.80 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name:Ind:v. IRA Account type: Individual Retirement Account Account number. Your current asset allocation A Eye on the markets Index Your ri modal Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account. UBS FpC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in formabon about your statement on the last two pages of this statement for detais about those balances. 58P 500 Russell 3000 MSC I - Europe, Australia & Far East Barclays Capital U.S Aggregate Bond Index Interest rates on March 31, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.99% Percentage change March 2020 Year to date -12.35% -19.60% -13.75% -20.90% -13.25% -22.72% -0.59% 3.15% ....._GM_000098§59* 2 of 6 CONFIDENTIAL EFTA01597560 sUBS Resource Management Account March 2020 Change in the value of your account Account name: GHISLAINE MAXWELL IRA Friendly account name: Indio IRA Account type: tiidwidual Retirement ACCOunt Account number March 2020 (1) Year to date (1) Opening account value $59,035.68 $59,030.64 Dividend and interest income 212 716 Closing account value $59,037.80 $59,037.80 Dividend and interest income earned Foe purposes of tHs statement, (stability of interest sal dvldend Income has been determined from a US tar reporting perspective. Based upon the residence of the account holder, account type, or product type, some Interest Ada dvidend payment may not be Subject to United States aced Puede RICO (PR) Income tares. The dent montivy steremem is not intended 10 be used and Carnal De retied upon for la purposes Cheats should refer to the applicatle Is reporting loans they receive from MS amually, such as the Forrns 1099 and the Fairs 480, for tar reporting information. It is the practice of UBS to file the epolicatk tar reporting forms with the US Internal Revenue Service and PR Treasury Department. and In such forms accurately classify dale nds ardor interest star maid or taxable income. Please consult your Indridual tax prepare:. March 2020 al Year to date CP Cash activity summary Your Flnamdd Advisor: SCOTT STACK MANLYLE CASRIEL See Account a Witythit month foe deals. Balances in your Sweep Opti ors are includes:1MM* opening aid closing balances value. FDIC insurance applies to deposits at UBS Bank USA and as banks participating in the UBS FDIC Insured Deposit Frogan. It does not apply to deposits al Via AG. stated Wench SIPC protection apples to money market sweep fund hddings but ra bank deposits. Seelmportant information 'boot your stotemerk on the last two pages d this document for calls. Mardi 2020 (1) Year to date (1) Opening balances $59,035.68 $59,030.64 Additions Dividend and interest income 2.12 7.16 Total additions $2.12 $7.16 Net cash flow $2.12 $7.16 Closing balances $59,037.80 $59,037.80 UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 5 Interest 2.12 5.08 Opening UBS Bank USA Deposit balance Feb 7 Total current year $2.12 $5.08 Closing UBS Bank USA Deposit balance Mar 5 Prix year adjustment 0.00 2.08 Number of days in interest period Total dividend & interest $2.12 $7.16 Average daily balance Interest earned Annual percentage yield earned $59,035.68 $59,037.80 28 $59,035.68 $2.12 SDNY GM 00009894 0.05% CONFIDENTIAL Page 3 of 6 EFTA01597561 SUBS Resource Management Account March 2020 Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Account name: GI4SLAPIE MAXWELL IRA Friendly account nanw:Indiv IRA Account type: Individual Retirement Account Account number Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Retirement services information Beneficiaries you've named for this account The beneficiaries i.sted oeicnie reflect the information in our records as of the end of this statement period if this information is not correct, or you wish to change your beneficiaries, please contact yotr Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them, if you Imre in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Katie Vaughan-Edwards (100.00%) Your Pi needel Advisor. SCOTT STACKMAFILYLECASRIEL opooggefifie 4 of 6 CONFIDENTIAL EFTA01597562 $UBS Resource Management Account March 2020 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv: IRA Account type: Individual Retirement Account Account number Sane prices, income and current vdues sham may be apprommale As a itsull. gains and losses niay not be accurately reflected. See important information about your statement a the end of this docume M f more information. Cash Cash and money balances Cash and money baiarxes may inductcte available cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured ProgramBank &dances. U85 AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about dour statement at the end of this document for details about that balances rico no UBS BANK USA DEP ACCT Your total assets Your Mnandal Advisor: SCOTT STACKMANLYLE CASRIEL 212.821-7000P 800.308.3140 U85 Bank USA and all UBS FDIC InsUltd Program Bank deposit account baances are insured by the FDIC Ml it applicable I iMts, but are not protected by 9K. U85 AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 51K Money market sweep balances are protected by 51K but are nol insured by the FCC. Doering baatve CIOSing bdaae Peep per Share Average DeadendInterest Days on Mar 1 (5) on Mar 31 (1) on Mai 31 (t) rate period penal Cab amount (S) 59,035.68 59,037.80 250,000.00 Percentage of Cost Estimated Unrealized value on Mat 31 (S) sour account basis (S) annual income (5) on or losS (5) Cash Cash and money balances 59.037.80 100.00% 59,037.80 Total $59,037.80 100.00% $59,037.80 Account activity this month Date Amoy Description Amount (5) Dividend and interest income interest Mar 6 Interest UB5 BANK USA DEPOSIT ACCOUNT AS OF 0310920 2.12 Total interest $2.12 Total dividend and interest income 52.12 Oat DeSaiplion Amount (t) Money balance activities Feb 28 Balance forward $59,035.68 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0310920 2.12 Mar 31 Closing UBS Bank USA Deposit Account S59,037.80 C GM 00009896 Page 5 of 6 CONFIDENTIAL EFTA01597563 *UBS Your notes _._0000s... of 6 Erd of sutement far account number VI 2369] 55 CONFIDENTIAL EFTA01597564 Important information about your statement UE6 Financial Services ht. (the Firm or L€S Financial e a mutter of all prixipal snaky, convey* andoptions exchanges UBS Financial Services and UBS Bank USA are indirect absklaies of 1185 AG and affiliates of LEG Stones U.C. 71* f inn's financial statement is available eon request. the Fire's execute* Offices are at: UBS Finarxial Services Sex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the onbr officialrecord of you. Les Financial Services account. Critter records, /wept official lac documents, contanng confiding data should roe be relied upon. Ilyou be4eve there ban error a ornesion, please report it immediately in twin; to the Branch Manager of the office serving your account. Altough all lives shown re intended to be accurate, statement data shouldnot be used for to purposes. Rey sold/ on yearend lax kerns 6.4., form 1099, 5498, 10425, etc) when preparing your tat return. The Fern 6 redired by law to report to the IRS all taxable dnidords, reportable ma-taxable dividends and laxable interest end on secants hey rerun recant net proceeds on sale tunsactons, and cost basis on erten covered seasities Cconmunications with the Firm • Rene re-corium any oral communkations n writing to further primed your rights, including your rights under the Securities investor Protection Act OSA). • I the fmanc 41 intaution on the icy lett of the Had of this statement isnot Les Financial Services. tEl Financial Services carries your account as clearing baker by aerangement with the indicated Praeution We Wormed you of this relationshb when you opened this accost. In the cases your funds aid seasities are located at UBS Financial Services and rot the nvolaceg broker, rd you mist nuke a report of an/ error a mown to both fns. • As desorbed n the accornt evieents, you must realityus of any *nal or fraud involving checks reflected on put statement with:" 30 days after it was mailed or made mutable. • Please direct custom& carotenes or inzuries to the Finis Client Relations Department at 201.352-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M. ET Monday through Friday. or in writing to 1.85 f inancul Service IN.. Client Relations Department P.O. Bar 766 Union City, ha 07067. • All statements shall be deemed comp** and accuse 4 not objected to itwaiirng within 60 days • For TFY services: Cal 844412-0986 or from outside the US Call201-352-1495 • In case of errors a cueslions about an electronic lords transfer (UM bill payment or UBS Vide debit cad transactions, cal 800-762-1000. or write to UBS F'nannal Streets Ix., 1000 Harbor Blvd. 61h flOOr. Weehawken, id 07086, Attn: RIMISSA Services. Call or write as Won as you can, 4 you think ma, statement a receipt is wag or e you need more information Seoul a transfer on the sinners a we've The Fern a Card bluer (as appkable) must hear from ycuno later than 60 days after the Firm tent you the fret statement on which the east or pobtem appeared. — Provide you- name ad account number (4 any). — Dew be Ow Of RN or IS trend., you se insure about, and avian as clearly as you can why you believe it is an error a why you MOO more information. — Provide the dolt. amount of the suspected error. The Firma Cad Issuer will investigate yam complaint and will correct ay error premptly for akged errors Solving UBS Visandebi cad transactions 4 we take more than 10 busiest days to do this, we will anti you accord la lho renoun you think is in error. so that you will have the use of the money during the tine it takes us to complete 02 inniligaton. Please make all checks payable lo the Firm or the financial rindul6n indicated on the front of this statement In addition to regular account fees, accounts may be selaret to mantenarce fees charges for late payment for securities purchases and charges fa tread amounts n cash accounts. Accounts that are transferred to other nStiluICOS my be subject to a transfer fee. MS Sweep Options UBS often options for sweepreg cash balances to bark deposit accants at nasal hated banks and affiliated banks and money market mutual funds (Money funds). Deposit accounts at IBS Bat USA and non-affiated banks panicipaing en the UBS FDIC-mused Deposit Program are FDIC-insured it accordance with FDIC rules. For mat Hamel km, plena visit nwm.fde.gay. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not nand by the FDIC. Bak deposits ate not protected by WC. Money Find slums ate protected by SIPC See 'MS Filmed Seek*. Accord Protector below. t an you rapist, tames in the bark deposes may be wridrann. ad shares of a Money Fund may be liaidated• end the proceeds retuned to you or you- sectritin account. Father Samson about available sweep options, roludng current interest rates and yields. is avaeable* www.uas comrsweepyields, from yam P nand* Advisor a. by calIng 8C0-762-1000. UN Financial Services account protection The Finn is of the Securein investor Protection Corporation (sro, which protects sea:rein customen of is frherberS up to 1%4000 tindading 5250,000 for clams for cas0 explanatory brochure amiable upon request a at wwwstescorg. The SiC asset protection fires appli to al accounts that you hold in a partkular capathy. The Firm, together with certain athletes, has also purchased supplemental name. The marivsm eanassll payabk to at eligbk dins collective& under this protection is SSOO million as of December 10, 2019. Wane to the policy condiions and lititaicen, cash at the Finn es aster protected fa up to 11.9 minim in tie for at your account held in a particular capacity. A fug copy of the polio; wadng is availitile soon reams. Nether fie SIPC protection nor the supplemental protection appear to: • Certain financial assets controlled by (and ixbded in your account value) but held away from UBS TillterCig Services. For Nam* certain (0 insurance prodals. inducing variable ama(n. and 6i) shares of mie* funds registered in the name of the axon holder on the books of the issuer or transfer egad; • hvestment 0:Orates or mestment interests W.g., Imbed partnerships and private placements) that are not matured under the Securities Act of 1933; • Cannodities convects (e.g., foreign exchange and precious metal contracts). includig 'utast contracts and cornualty opal contracts, • Societies on loan to U85 Ft-uncial Services; and • Depose accounts (except owl if juges of &Pail) at 1.85 Bank USA, UM AG U.S. branches and barks in the FDIC Insured Deposit Progran. The SIPC protection and the suppler/mut protection do not apply to these assets even if they otherwise appear on you statements. The SiC WOLKtion and the supplemental protection do not protect against changes in the maket value of you investments (whether as a result of market movement issuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Thi price reflected is an average prof You may °blew, the smut price from you Financial Adviser. Only whole shares are purchased under DRIP: Pantie' thaw will be std and the cash wit be deposited in you accost The dmidendreenestment price supplied by the issuer may differ from the mark* price at which Ow partial sham are sold. Cash•intieu Only whole unks maybe held in yaw account. F you are entitled a aomi* inil m a result of a dividend paymenl or otherwise, the Firm will ether sea panel Waif at market p-ice a accept an mart deterrrelvd by a registered <burg agency, and credit you account. Investanent objective, The i'westrnent objeclires and risk profile are specific to each account and may vary between you- accanh. Please arise the frill (WWI* in renting of ay significant change in your financial situation or investment objectives. For each account helot you choose one of the following invntment objectives: • Produce Current Income- Investments *Sig the generation of income only. • Achieve Capital Appreciation: Investments seeking growth of one Pal (Awe than the generation of income. • Procter* Combination of Income and Capital Appreciation Investments seeking both the generation of income and growth of principal. Overall risk prof ilea • Consenweve. Seeks to mantas nelal prin.* with Sc bw and wink to the account overall, even if that mum the secant does not generate signifiers income or reams and may not keep pace web inflation • Moderate: Waling to accept sane risk to principal and tolerate some volality to seek higher returns • Aggresske: Willing to except hit risk to primeval and bit, nob, to seek highMUTH Over time. • franostawnt Welly Conaeleration: If selected a portion of the portfolio for That acorn may include COrnplex strategies, limited liquidly and greater wish*. Statement "bouseltoldiror We may consoMiate d1 related account statements wFh the same address in the same eriveksw• e g. because they have owners who also mantas joie accent relarionships mth other clients at the same acidness. tf you prefer to receive ndividual statements mailed n separate envelopes, yo., May decline househokkg by Clang your Financial Advisor. Friendly account name The Friendly account fume is a customizable 'tn.:knave' chosen by you to assist you with your recordkeming. his no legal effect on your account, is not intended to felled ay strte9Y. Product recceemendanon. imatment objective a risk prof de associated virki you- rau -its. and is not a promise a garnet leat we*, or any I inancia results. can or MI6. achieved. All investment. extant the risk of Ion, nicking the risk of loss of the retie investment. You can change your Bendy account names through Online Services a by contacting your Financial Advisor. Apeman overview • Value of yeas wountIportiofica Net of assets and liabilities • Assets Includes available cash balances, values for restricted security test X and Global Time DIPOSPS, trstalinsi mats 10 market and certain assets rot held by the Fim. Does not nciacie °flatted securitieseassets at the end of the pea and turn stateerent periods. or private ilVOSITOMS, invested gock options and ...tut* stock options. • Saul Nelda debit balances, cutsundrg margin bas. credit lie, short *cant balances • Cashmoney balances Total of uninvested available cash balances, plus deposit balances at affiliated and napallikatecl banks, ad money market naval fund sweep balances, at the close of the statement period. NoniCorrrnOdey free credit balances in yaw *cart ate not segegated from other balances and the Fen may use any rid these funds in the ordinay passe of its tans Mow find, re payable upon your Bernard We total s irpiaded in the anent period closing value. Una* information For *take, information on the Finis lading practices tad disc Mutes refer to your Client Rolatromhp Agreement or Account Agreement and the General Terms and Condition; Les Statement of Credit Practices available in Apeements and Discbsures at www rib conslankarrstranchurros SDNY_GM_00009898 CONFIDENTIAL EFTA01597565 Important information about your statement (continued) Yeer assets Vow statement «Mtn senates and other assets held in the accant at the end of the garner* period. You may ask for delivery of fully pad moieties at ay tine. You may receive ACLOban used as loan consent after prong any balance cis on them. Any securities fransf erred to the Fim dreg the statement period are listed at market value as of the end of the statement period. • Cost bob. In deenninirg the cosi bases of the se:tribes included in this statement where Missed wit the number I: UBS F natal Senkel has tehed an information obtained from soirees «her than LOS Financial Seek«, ircktling blonnalion from another lent or that you may have peoided to you Financial Advice The Finn does not indeperdstly verya garnet the wry er validity of my intermit:xi provided by sources other than LES Financial Services. h ackliion, although LEK Financial Senices generally sextets this reformation as it is received, the Fern does rot osade any assurances that elfe information ender -Cost bask- rd 'termite« gas-flow * rune as of the date of this statemere. As such, Please do woe rely on this information to make orchaw or sale decisions, for tar purposes « Atle t w.,e. Accounts transferred to the Fin. may ref Sect gareloss onnaiion only for the period of tine they se l the Fem. More historical information can be added by your Financial Advisor. • Untealind Oneness« When data is available, «tinted 'reedited gent/losses are calculated for rdividal security lots. The transaction data for ndOicbal bts may or mynt reflect canmisMns, doges anda security reorganization rents. Dedend and other ?investment lots and systematic lcuNIVW lots re each combined to diplag one averaged lot, the 'Trade date' colunn presents the original transaction wade date. • Callable mositles Bonds and seemed stock that the issuer <as for eabr redemption wilt selected niparbaly by lot from among atl secure« of that 65L. held in our none or n nominee name för cat clients. Call lease information is obtained from third patties and its accuracy is not guaranteed. Otis call features may exist which avid /fed yield; complete Morrnation MI be provided upon request- • Peke/value. Pricesdisplayed la secure« and other products maybe higher or lower than the price that you would actually teethe in the market. Prices re obtained from varicas tend party sources whit we believe to be reliable. but we do not guarantee thee Amory. — We genera, use tie closing price when anti* ce the mean of the bid and ask vices ta listed securities and options «cob, bid prices for OTC marines. — Less actkebtrackd securities maybe priced using a valuation model a the most recent price we obtained and may not reflect an actual market price or vabe. — Cotan posetben may appear *Shot a price rid will stow apeke was not available' if we cue enable to obtain a price for a security. — Deposits or securities denominated n currencies other than U.S. dallans re reflected at the enshage rate as el de statement date. r*IreCeS•3.4 represet the va upon liquidation, — Thrd party estivate, of value are as of a certain date and se supplied to UBSFnatial Sentes on a rotas basis by an independent valuation Inn, — issuer, general partner ar spans« estimated valet ay, are ~fed to fie Firm by the issuer. general partner or sponsor and may be calculated based on different information fram that used by third polin to derive their tamale! values. — You can obtain additional information regarding the methabbger used to determine the estimate of yake and tee date of the information that is the basis for the estimate by contactingyour Financial Advisor. — Third party estimated vies may bereflected as 'Not priced' in several situations: when en • dent valuation lam has not supplied a is unable lo assign a vala. when we become aware that a material event has occifrod But may call a pfeWauSbi crooned valw bhp queSten, a *hen a value would be highly speculative due to te nature of the security. — When nester an issuer, general partner or sponsor «tenet« value (ye a dud-party estimated sake is provided, the yam of te security sed be Miners from its puchase price — terbutons to date' my ridode mumof capital, income or both — unit size' represents the inel offering Price per IWO and ma/ not reflect your cost basis — DPP and wanted REP securities are not listed cc a national securities meange and are generally illiquid and even 1 they can be sold. the price received may be less tan the per spire estmaled value eroded in the accoura statement. • Refuted securities. Restricted securities genera»), se not currently elgble to pubsc sale tas Financial Services uses the market price of the urrestrcted stock of the same issuer a an ',puled value for the restricted stork for porpons of this garment only. To the wont that restricted securities se elighe for sale, he vat» received may be tubstantially fen than the Mputed vase shown. — For Cattail seasin trading in non-ccedorming denominations, oice and quantity (Ise vale) may have been adjusted to facilitate pope valuation. To obtin cement yttal kris, when ab'klt>5.. contact yos Financial Ades«. • PrivMe investments and ~owed products. Private Mess-rent securities (iicbding arm1 yachted«, program and real estate investment trust waxers) and structured prodats are generate/hip, egad Certain structredproisis have not been registered web the Securities and Exchange Commission« under ary state securities laws. We provide estimated verses for prince investment smut« and structured products for reormalional = isy. Accuracy is not quararneed. vales maydiffer stbstaniially from vices, any. at which a private nvestment secudya structured «odd maybe bosegel or sold and do yva may receive • Est. (estimated) income, current yields and rates An estimate of anal ixeme in baseden current dividend and nterest rates, assuming the securities will be hell For are yes from statement date or until tnatunty. This eninne e CV* a gulcielne; accuracy and continued income are not guaranteed. — Estimated anal nine red current yield for certain types of mashes could include a return of principal or capital gates in Mich case the est. income (and current WHO would be overstated. — Estimated seal income and current yield and the actual interne and yield might be lower or higher than the estimated anoints. — An enmat of annualized iXOme (drvidend anda interest) carded by the current market valaraverage balance is based on the last dividend or needs' payment made by the ewer and MOM the seasities 1~ will be held for ore yea from the statement dale or untl maturity. Accuracy ad canned yield are not oranteed. • Assets not held by UPS financial Services. Cenan assets are not held by the Fin, and not wither the Inn's possession or control. Then assets are displayed on yet: slatenwra for reformational purposes only. Positions and vales presented are provided by te stung lim UBS Fnancial Services is not respOrmble for this irecnnator and does not guarantee its accuracy. These assets se not protected by SIPC or the firMs sugMernemal 51K coverage. • Revere sharing and additional compensation. - h ~ice to <tanks:xis on sales ad 12b.1 fees toe .« in connedon rah the distrbAion of mutual funds to our clients we tdor our atfiLate receive reverie tang ~ern from distrbuton anda advisers of the ram« funds that we sell. These amounts se based on two dfferent corrpoents: the amiss of sales by LES of a particular mama find f amity b our clients; and og the asset vale of a particular mutual fund lanilys shares held at the I rm. - We and our affiliate also receive networking and cant« prixesung fees n consideration for tanter agent wrists that we provide to the mutual funds Those fees generals are paid from investor mom in tre ~ma fund and seabed dollar amount based on the number of scouts at the booker-dealer holding mutual funds of that fend family. - h ackfaion to commissions roeked inn:minion wilh the tale or distrbut« of airway tamratts and unit rnestrnent trust cases to our deems, we sofa or affiliate 'Weive rewrap sharing ~Mahon from many of the nsurance companies triderwriteg the a-nuity contracts, afMates of the insane companies or sporron of the use Steamer* trusts we ditbute. - h skftion to commissions received from the purchase and sale of NextShares hinds we ardor our affiliate receive an asset-based revenue sharing payment from Meager*. distifxsi on. as ma as funding for 'ethnology development trainig rd eduction. — Our affiliated also receive wading torrmission at, other compered«, from mutual funds and 'mutant* compties whose products we destrbute. — We receive oxtur' Mexican from UK Bak USA (IBS AO Stamford Branch and nen.alf dieted barks trough our cash sweep program. This angensatim may beam:me* per accoune fee cr may be a percentage of average daily deposit balances. Activity Information regarding commissions and other Marge incurred in «resection with tie execution of tried«, includng opt ion transactions has been included on confirmations previously furnished to you, and will be provided to you Provoy on rectast. Short setting If you ae engaged n short seang a weeny. you may ncur a charge due to teman barowng costs fa that Paticutr waxily Open orders Regarding open or "cnochtilicancellee orders that were rat execaed by the suternere date open buy and sea stop orders se reduced by the anoint of dnidends or rights on an ex.diedendo or ex-rights date unless instructed otherwise by you. You se responsbie for orders that se executed da to your failure to cancel existing open ceders. Privacy To obtain a copy of as current Client Privacy Notice. please contact $4.t inesten Advisor or Writ at webs« at wwwuros roinforivsvoolev. — U3S Financial Services is rot a bark. The RMA, Business Services Account BSA and IRMA se brokerage xcounts whch pro de access to barking services and products (fint arrangements with affiliated banks and other IMO-patty barks, and recedes access to insurance and enmity produces issued by unaffiliated ihirdparty estate ~panes trout insurance agency subsidaries of UBS Financial Semites li c. — investment, «urn«, and arnuey pedals. — Not FIX insured • No bark guarantee* May bese vise — MIA Inane Maragemmt Account Business Services Account BSA, IRMA and international Resource Management Account re registered service mats of U3S FrunCial Sentient. — YEA is a registered tademalc owned by Visa hteniattnal Service Association and used un der lone_ The LOS Via O1951 cads and the LOS Visa debit cards are issued by UK Bait USA with Permits«, from Visa U.S.A. InCerporaled. All other trademalek registered uslemsks, service mats ad registered some mans are of their respective companies. UPS financial Services Inc. Rev. 202002 SDNY_GM_00009899 CONFIDENTIAL EFTA01597566 Retirement Account 4tUBS UBS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 ANP70056194390420 Y1 0 Account name: GHISLANE MAXWELL IRA Friendly account name: Indio: IRA Account type: Individual Retirement Account Account number. Your Financial Advisor: SCOTT STACK MAN/LYLE CASRIEL Phone Questions about your statement? Call you. Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023697. Visit our website: www.ubs.cornifinancialservices Items for your attention RMElis for IRA owners and beneficiaries are not required for 2020 due to the CARES Act. Contact your Financial Advisor if you want to modify your previously scheduled RMD payments Value of your account Resource Management Account April 2020 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 on March 31 (5) on April 30 (1) Your assets 59,037.80 59,038. 44 Your liabilities 0.00 0.00 Value of your account S59,037.80 Tracking the value of your account Thousands $59,038.44 570 570 572 • 57 7 • 590 531 • • 59.0 • 59.0 • Dec 2014 Dec 2015 De< 2016 Dec 2017 Dec 2018 Dec 7019 M 2020 Api 2070 Sources of your account growth during l020 Value of your account at yea end 2019 Your imestrnent return: Dividend and interest income Change in market value Value of your account oft Apr 30, 2020 S59,030.64 47.80 4000 SS:9,038.44 SDNY GM 00009900 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597567 UBS Resource Management Account April2020 Your account balance sheet Summary of your assets Value on April 30 a) Percentage of your account A Cash and money balances 59,038.44 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Foxed income 0.00 0.00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 000 0 00% Total assets Value of your account 159,038.44 $59,038.44 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indir IRA Account type: Individual Retirement Account Account number. Your current asset allocation A Eye on the markets YourPimodal Advisor: SCOTT STACKMAFILYLE CASRIEL • Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in formabon about your statement on the last two pages of this statement for detail about those balances. Index Percentage change April 2020 Year to date SW 500 12.82% -9.29% Russell 3000 13.24% -10.42% MSC I - Europe, Australia & Far East 6.54% -17.66% Barclays Capital U.S Aggregate Bond Index Interest rates on April 30, 2020 3-month Treasury bills: 0 10% One-month LIBOR: 0.33% 1 78% 4.98% GM 0000909' 2 of 6 CONFIDENTIAL EFTA01597568 f*UBS Resource Management Account April 2020 Change in the value of your account Account name: GHISLAINE MAXWELL IRA Friendly account name: IRA Account type: Individual Retirement Account Account number. Aprd 2020 (V Year tO Pia te ($) Opening account value $59,037.80 $59,030.64 Dividend and interest income 0.64 780 Closing account value $59,038.44 $59,038.44 Dividend and interest income earned Foe purposes of Ws statement, taatrity of wittiest and derdend Income has been deterrnned le= a US tar reporting perspective. Based upon the residence of the account holder, account t)pe, or product type, sane Interest andor dividend payments may not be subleCt to united states (US) ander Puerto RICO (PR) Income tares, The (bent monthly statement is not intended to be used aid Cannot be relied upon for lac purposes Clients should tar to the applicable lag reporting forms they receive flan U85 annually, such as the Forms 1099 and the Forma 480, for tax reporting information. It is the practice of UBS to file the applicable la reporting forms with the US interns' Revenue Service and PR Treasury Department, and in such forms accurately clasify dividends ands interest as tax exempt or tagable income. Please consult your indvidual tax Prepare, April 2020 IS) Year to date (4) Cash activity summary Your N medal Advisor: SCOTT STACK MANLYLE CASRIEL See Account activity this month lot deists. el/3MM in your Sweep Options are indudedin the cpenng and closingb.:lances vaue. FDIC insurance applies to deposits at UBS Bank USA and al banks participatirg in the UBS FDIC Insured Deposit nevem. it does not apply to deposes al IRS AG, Stanford Branch SIPC protection apples to money market sweep I und holdirgs but rot bane deposits. See Important infoematbn abaft your statement on the tat two pages ce this document for detals. Apnl 2020 (5) Year Iodate(%) Opening balances $59,037.80 $59,030.64 Additions Dividend and interest income 0.64 7.80 Total additions $0.64 $7.80 Net cash flow $0.64 $7.80 Closing balances $59,038.44 $59,038.44 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 6 Interest 0.64 5 72 Opening UBS Bank USA Deposit balance Mar 6 Total current year $0.64 $5.72 Closing UBS Bank USA Deposit balance Apr 6 Prior year adjustment 0.00 2.08 Number of days in interest period Total dividend & interest $0.64 $7.80 Average daily balance Interest earned Annual percentage ye Id earned 859,037.80 859,038.44 32 859,037.80 80.64 SDNY GM 00009902 0.01% CONFIDENTIAL Page 3 of 6 EFTA01597569 UBS Resource Management Account April 202U Your investment objectives: You have identified the following investment objectives for this account If you haw• questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Account name: GHISLAINE MAXWELL IRA Friendly account name:Indiv. IRA Account type: Individual Retirement Account Account number Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Service Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Your Pi model Advisor•. SCOTT STACKMAIILYLECASIVEL GM_000099ten 4 of 6 CONFIDENTIAL EFTA01597570 4tUBS Resource Management Account April 2020 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: ii.,J.vidual Retirement Account Account number. Some prices, income and current values show, may be apprournse As a result. gains and losses may not be accurately reflected. See Important Information about your statement a the end of this cocumem for more inlomaton. Cash Cash and money balances Cash and money balances may inductcte available cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Pro7art Bank &lances. UBS AG Stamford Branch deposit account blarces and money market mutual fund sweep balances. See the important *Mom anon about your statement at the end of do document for details about those balances acid ng UBS BANK USA DEP ACCT Your total assets Your Nnandal Advisor: SCOTT STACKMANTLYLE CASRIEL 2I2-821-700800-30&3l 40 UBS Bank USA and all UBS FDIC Insured Rogan Bank deposit Scant baances are insured by the FDIC Mthin applicable I iMts, but are not protected by 9PC. LYE'S AG Stanford Branch deposit account balances are not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by 51K but are not Insured by the FCC. Cpering bSaXe CIOSing balanCe Pnce per share Average Deddend Interest Dais in on Apr 1 (I) on Apr 30 (1) on Ape 30 (1) rate period woo Cep amount (1) 59,037.80 59,038.44 250,000.00 Percentage of Cost Estimated Unrealized Value on Apr 30 (1) your account basis (1) annual income (1) gan or Pss (1) Cash Cash and money balances 59.030.44 100.00% 59,038.44 Total $59,038.44 100.00% $59,038.44 Account activity this month Date Acinity Description Amount (S) Dividend and interest income interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0920 0.64 Total interest Total dividend and interest income Dare Money balance activities Mar 31 $0.64 $0.64 Desalt:son Amount (S) Balance forward $59,037.80 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04/06/20 0.64 Apr 30 Closing UBS Bank USA Deposit Account $59,038.44 SDNY GM 00009904 Page S of 6 CONFIDENTIAL EFTA01597571 *UBS Your notes ..., 000300.9....1 ,695,.000.0.00305, 500., ,369,50,,,,,, G. 00009.g5 6 of 6 CONFIDENTIAL EFTA01597572 Important information about your statement UPS Financial Services hc. (the Firma (13S Financial Services), a a mutter of all prixipal mosey, covirnacky andopt:xis excha-ges UBS Manual Services and UBS Bark USA are i-direct abskloies of UB5 AG and affiliates of tieSStosees U.C. IkeOkra's financial statement is available yam request. The Firm's execute* offices are at: UBS Maxis' Serve's lx. 1200 Hata Boulevard Weehawken N107086 This statement represents the ony official record of you Les Financial Services account Other records, /wept official tat documents, contanng coediting data should not be retied upon. 'fru beleve there is an error or °motion, please report it immediately in wren; to the Branch Manager of the office serving you account. Although all lions shown re intended to be accurate, statement data shouldnot be used fa tat purposes. Rely coley on yes-end lac kerns, 6.4., form 1099 1498, 10425, etc) whim preparing your tax return. the Fern rewired by law to report to the IRS all taxable drachm's. reportable ma-taxable dividends and taxable iterest earned on secaties hey nyotr octant net proceeds on sale turroadons, and cots basis on alien cowered seasilies Ccenmunications with the Firm • Flease recorsrerrn any oral corrwunicatens n writing to further protect your rights, including your rights under the Securities Mesta Protection Act OSA). • I the &lancer iwaution on th• icp lett of the Has of this statement isnot Les Financial Services. llIS Financial Services carries your account a clearing booker by airangement with the indicated nraittilicm We Wormed you of this relationshb Mon you opened this !Can. In the case your tads and secants are located at UBS Financial Services and rot the irorookxrg broker, rd you must make a report of any error a mason to both f rms. • As descrbed n the accent ny enures. you must reedyus of any errors or fraud involving checks reflected on your statement with:" 30days after it was mailed a made amiable. • Please direct customer carolers or intones to the Finis Client Relations Department at 201.352-1699 a toll-free at 800.354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writi-g to 1.85 financial Service! he Client Relations Department P.O. Box 766 Union City, M 07087. • All statements shall be deemed comp** and acorn 4 not objected to in waiting within 60 days • For TFY services: Cal 844412-0986 or from outside the US CO201-332.1495 • h case of errors truant:7a about an electrak firth transfer (U1), bill eminent or UM Visit debit card transactions, cal 800-262-1000 or write to UBS F rencial Services hc., 1000 Harbor Blvd, 6th floor. weehmlon. NI 07086, Attn: RMNSSA Serva4. Call a write as soon as you can, if you think you statement a recta 6 veaig or E you need more information tout a transfer an the siateriont a receve. The Fan or Card bean (as appkable) must hear from you no later than 60 days after the Firm sent you the fist statement on which the not or probiem appeared. — Provkle your name ad avant amber Of nry. — Dew bete errs or IS Wander you re insure about, ad eaptin as clearly as you can why you believe it is an error or why you need more information. — Provide the dolls- amount of the suspected era. The Firma Cad Issuer will investigate you complaint and will correct wry error promptly for akged errors inolving UBS Visandebi cad transactions. 4 we take more than 10 tuskless days to do this. we will credit you account for the /mount you think is n errs, so that you will have the use of the money during the tine it takes us to complete cu Mintigaten. Please make all checks payable lo the Finn or the financial reldulal indicated on the front of this statement In addition to regular account fees, accounts may be sehect to mantenerce feet charges for late payment for securities purchases and charges fa tread amounts n cash acca.nts. Accounts that are transferred to other nsteutOnS may be subject to a trawler fee. UtS Sweep Options UBS often options for sweep•-g cash balances to bark deposit accounts at nernaHauted banks and *Mated banks arid money market moral hods (Money Funds). Deposit accounts at IBS Bent USA and nonaffiated banks panic:pang ruhe UBS FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rubs. Fa mat ilfarnal kin. please visit twmv.fd'agart Deposit accounts at UBS AG Stamford Branch and shares of Money Funds we not iv-redby the FDK. Birk deposits an not protected by WC. Money Find shove are protected by Slit See -UBS Fnancid Services Account Protects:re below. Upon you wryest balances in the bark deposes may be wackawn ad shares of a Money Fund may be liaadated, and the proceeds returned to you or you secuitin account. Putty Mammon about available sweep options, roludng current interest rates and yields, a nobble* wwwths comrsweepyields, from you F nand* Advise a by Nang KO-7621000. UN Financial Services account protection The Firm is a member of the 5th-urges hostor Protection Corporation (sro, aid, protects securies custonon of is marten up to 1500,000 (a:Wing 1250.000 for dams for cad) fonlanatory brochure amiable upon request a at worm Nocorg. the SiC asset protection liras apply to al accounts that you hold in a particular capacity. The Firm, together with certaM affilates,has also pwchawd supplemental insuarxt the marinas, anew" payabte to al eligble dint collective& under this protection a SSOOmillian as of Dearrber 10, 2019. Weed to the palsy cordil ions and linitaiens, cash a the Firm is further protected fa up to 519 million in the aggregate for all your accosts held in a parthaar capacity. A feel copy of the polio; wading is mailable Wen repast Nether tie SIPC protection nor the vaplememal protection app to: • Cenan financial assets controlled by (and ixbded in you- account value) but held away from UBSFintrain ServiCeS. For exam* certain (0 insurance prods's. inducing variable amuites. and OD shares of rntrlual funds registered nthe name of the account holder on the books of the issuer a transfer agerrJ; • hvesunmt contracts or mestment Serest, (eg., Imbed partnerships ad private placements) that are not registered under the Securities Act of 1933; • Commodities convicts (e.g., foreign exchange and precious metal contracts). includig fines contracts and cownolty open contracts • Sectrities on loan to UB5 Financial Services; and • Depose accounts (excel °al if jute, of &Penh a ka5 Bak USA, UM AG U.S. beaches and banks n the FDIC hosed Deposit Program. The Slit protection and the supplemental prouder, do net apply to these assets even if they otherwise appear on you naternerm. The SiC prOliCtiOrt and the supplemental protection do rot protect against changes n the market value of you invert/ins (whether as a result of market movement rssuer bankruptcy a otherwise). Dividend Reinvestment Programs (DRIP) Th. price reflected is an average farce. You may obtain the actual price from you Financial Adviscr. Orib *hole shares are purchased under DRIP; patial shares will be ?IA and the cash will be deposited in you account. The dividend reimestment price supplied by the issuer may differ from the market price at which the partial shares are sold. Cashith4eu Cray whole tent maybe held in yak account. F you are 'flitted to a panial tnil as a result of a dividend payment or °theorise, the Firm will ether 5(4' paid units at market p-ice a accept an anon determined by a registered clearing agency, and credit you accost Imentnent objective; The inestment objectives ale risk profile are speed ic to each account and may ray between you- accuses. Please atkvse the Feat prOrray in ranting of NV significant change in your financial situation or investment objectives. Foe each account held. You choose one of the following investment objectives: • Produce Current Income- Investmeres seeking the generation ca income only. • Achieve Capital Appreciation: hvestrnints seeing growth of rent Pal (Whet than the generation of income. • Produce Combination of Income and Capital Appreciation Investments seekirg both the generation of mare and growth of principal. Overall risk prof ifs' • COAS•sVaZiofr. Seeks to nunta'n ntial prixpul, with low Sc and totality to We account overall, even if that mien the account does not generate signifiers income or reams and cannot keep pace wdn inflation • Moderate: voting to accept sane risk to princpal and tolerate some volatlity to se* higher returns • Aggressive: Willing to accept high risk to primeval and knit anal, to seek hapretina over time • Monotone Ikarbaity Coraidernen: If selected. a portion of the portfolio for that 'aws% may include convex strategies, limited liquirky and germ volley*. Statement ahounheld ince We may consoktate d1 telexed account statements with the same address in the same e.g. because they have owners who also maintain joint accuse reltionsheas web other clients at the same ackkess. you prefer to receive individual statements mated n separate envelopes, you !My decline householdrg by (Ong yes Financial Advisor Friendly account name the Friendly account name es a custanizable 'in:knave' chosen by you to assist you with your recordkeepig. Ns no legal effect on your account, is not intended to reflect any strategy, product recommendation. immtment objective a risk prone associated wit your marsh and a not a promise a garnet that we*, or any financial results. can or willbe achieved. All irrontrfwits involve the risk of loss, ex LoIng the risk of loss of the erilie investment. You can change your Freenoly accuse names through Online Services or by contacting your Financial Advisor. Account overview • Value of Oaf awoundporti]afid Net of assets and liabilities • Assets Includes available cash balances, vakes for restricted security (est), and Global Time DIPOWS, La-realized mans to market and certain assets rot held by the Fins Does rat include °flatted securities( assets as the end of the prior and 0.intit statement woods or private "'vestments invested stock option and imerciuble stock options. • Liables Vicledes debit balances cutsundng margin Woe. Ueda Iae, short accent balances • Cashmoney balances Total 01 uninvested available cash balances, plus deposit balances at affiliated and ncniall Awed hanks. and irony market naval had sweep balances, at the close of the statement prod. Non•CorrrnOday free credit balances in your account are not segegwed from other balances and the Fern may tae any rid these fords in the ordinay cone of its banns These finds are payable upon your 11-es total is ircladed in the anent period closing value. tending infamation For detailed rtormation an the Fi skndng practices arid disclosures, refer to your Client Rolstionshp Agreement or Account Apwrnent and the General Toms and Conditions Les Statement of Credit Practices mailable re Ageism errs and Oath:urea a zetsw rib tom, men nfrliwkw go. SDNY_GM_00009906 CONFIDENTIAL EFTA01597573 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 202002 SDNY_GM_00009907 CONFIDENTIAL EFTA01597574 Retirement Account UBS 085 Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 A1970054353710520 Y1 0 Resource Management Account May 2020 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 Account name: GHISLANE MAXWELL IRA BOSTON MA 02114-3252 Friendly account name: Indiv: IRA Account type: Individual Retirement Account Account number. Your financial Advisor. SCOTT STACK MANI LYLE CASRIEL Phone Value of your account Questions about your statement? Call your Financial Advisor or the on April 30 (4) on May 29 (3) RMA Resourceline at 800-RMA-1000, account 029023697. Your assets 59,038.44 59,039.04 Your liabilities 0.00 0.00 Visit our website: www.ubs.comifinancialservices Value of your account $59.038A4 $59,039.04 Items for your attention Help protect yourself from fraud and renew bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annualcreditreport.com Tracking the value of your account S Thousands 57.0 57.0 57.2 577 911 59.0 59.0 • • • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2016 Dec 2019 Apr 2020 May 2020 Sources of your account growth dining 2020 Value of your account at year end 2019 Your investrnent return: Dividend and interest income Change in market value Value of your account on May 29.2020 359,030.64 S&40 $000 $59,039.06 SDNY GM 00009908 Member SIPC CONFIDENTIAL Page 1 of 6 590 EFTA01597575 tat UBS Resource Management Account Your account balance sheet Summary of your assets Value on May 29 a) Percentage of your account A Cash and money balances 59,039.04 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 0.00 0 00% Total assets Account name: GHISLAINIE MAXWELL IRA Friendly account name: Indiv. IRA Account type: Individual Retirement Account Account number. Value of your account $59,039.04 100.00% $59,039.04 Your current asset allocation A Eye on the markets Index Percentage change May 2020 Year to date S&P 500 4.76% -4.97% Russell 3000 5.35% -5.63% MSC I - Europe, Australia & Far East 4.42% -14.03% Barclays Capital U.S. Aggregate Bond Index 0.47% 5.47% Your Fi needd Advisor: SCOT/ STACKMANILYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS /DC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important in formabon about your statement on the last two pages of this statement for detais about those balances. Interest rates on May 29, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.18% GM 00009913%g e 2 of 6 CONFIDENTIAL EFTA01597576 iSUBS Resource Management Account May 2020 Change in the value of your account Account name: GHISLAINE MAXWELL IRA Friendly account name:Indt IRA Account type: individual Retirement ACCOunt Account number. May 2020 (S) Year to date (I) Opening account value $59,038.44 $59,030.64 Dividend and interest income 0.60 8.40 Closing account value $59,039.04 $59,039.04 Dividend and interest income earned Fos purposes of tHs statement tactility of interest and dvldend income h& been deterrnned from a US tar reporting perspective. Based upon the residence of the account holder, account hype, or product type, some imerest ender dvidend payments may not be Stitt to United States (US) area Petite RICO (PR) Income tares. The client monthly statemeg is not intended to be used end carrot be relied upon for tax purposes. Clients should reset to the applicatie lax reporting forms they nicely* Iron 1)85 amually, such as the Forms 1099 and the Farris 480. for tax reporting information. It is the practice of UBS to file the applicatle la ripening forms SIh the US Internal Revenue Service and PR Treasury Department and In such forms accurately classify chide nds andfor interest a tax tarn& or taxable stare. Please consult your Indidual tax preparer. May 2020 al Year to date (S) Cash activity summary Your M nodal Advisor: SCOTT STACK MANLYLE CASRIEL See Account achtilty this month to. deists. Balances In your Sweep opti ors are indudedln the cpen rig and dosing balances vane. FDIC insurance apples to deposit at UBS Bank USA and al banks participating in the VIPS FDIC Insured Deposit Hogan. it does not apply to deposits al UBS AG, slanted Wench. SIPC protection apples to money market sweep fund hcidings but rot bank deposits. Seelmportaot information about your ;grimed on the last two pages d this document for dills. May 2020 (5) Year to date (I) Opening balances $59,038.44 $59,030.64 Additions Dividend and interest income 0.60 8.40 Total additions $0.60 $840 Net cash flow Closing balances $0.60 $8.40 $59,039.04 $59,039.04 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Interest 0.60 6.32 Opening UBS Bank USA Deposit balance Apr 7 Total current year $0.60 $6.32 Closing UBS Bank USA Deposit balance May 6 Prior year adjustment 0.00 2.08 Number of days in interest period Total dividend & interest $0.60 $840 Average daily balance Interest earned Annual percentage yield earned $59,038.44 $59,039.04 30 $59,038.44 $0.60 SDNY GM 00009910 0.01% CONFIDENTIAL Page 3 of 6 EFTA01597577 et UBS Resource Management Account May 2020 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about rot statement at the end of this document. Account name: GNISLAINE MAXWELL IRA Friendly account name: Indiv IRA Account type: Individual Retirement Account Account number Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Your fi model Advisor•. SCOTT STACKMARELYLE CASRIEL A1_000094199, 4 of 6 CONFIDENTIAL EFTA01597578 *UBS Resource Management Account May 2020 Your assets Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: ir dnedual Retirement Account Account number Sane prices, income and current edits shown may be apt:row/We. As a left& gans and losses may not be accurately reflected. See important information about your statement a the end of tNs Uwe m tot more infamaton. Cash Cash and money balances Cash and money balances may taducle available cash balances, UBS Bank USA &pant account balances, UBS FDIC Insured Progran Bank &lances. U85 AG Stamford Branch deposit account Mayes and money market mutual fund sweep balances. See the Important inform eon taboot your statement at the end of this document tor details about those terances mud no UBS BANK USA DEP ACCT Your l9 needed Advisor: SCOTT STACKNIANTLYLE CASRJEL 2I 2-821-7C00800-308-3I 40 U85 Bank USA and all U85 FDIC Insured Procysn Bank ckpart account Waxes are insured by the FDIC within applicable I inits, but are not protected by 9PC. U85 AG Stanford Branch deposit account Dances are not insured by FDIC and se not protected by 5IPC Money market sweep balances are protected by 51K but are not insured by the FDIC. Doering belasCe CIOSing balanCe Pace per share Average on may 1 (1) on May 29 (1) on may 29(S) rate Deadend Interest period Dal$ penal Your total assets Ca►h 59,038 44 59,039.04 value on May 29 (1) Percentage cr Cost your &count basis (1) Estimated annua income (1) Unrealized gen or ioss CS/ Cash and money balances 59.039.04 100.00% 59,039.04 Total S59,039.04 100.00% 559,039.04 Account activity this month Date Adenty Description Amount IS/ Dividend and interestincome interest May 7 Interest i. 8S BANK USA DEPOSIT ACCOUNT AS OF 090920 0.60 Total interest $0.60 Total dividend and interest income 50.60 Dar DeSOVICO amount (5) Money balance activities Apr 30 Balance forward $59,031.44 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/20 0.60 May 29 Closing UBS Bank USA Deposit Account S59,039.04 SDNY GM 00009912 Page 5 of 6 CONFIDENTIAL EFTA01597579 *u[ls Your notes I 23697 55 CONFIDENTIAL . 0000.g. 6 of 6 EFTA01597580 Important information about your statement U26Financial Services trx. (the Firma 1185 Financial Services), is a member of all principal tensity, cownakty andWises exchanges. UBS Financial Services and UBS Bark USA are 1-direct subsidiaries d 1185 AG and affiliates of LEG Sautes U.C. Me Finn's financial statement is available won request. The Firm's mash* °fleet a at: UBSFinarxial Swats lx. 1200 Harbor Boulevard Weehawken. NI 07086 This statement represents the ony off icial record of you Les Financial Services accost Other records, except official la. docunents, contanng conflating data should not be eked open. B you believe there tan error or omosion, claw report it immediately in roiling to the Bunch Manager of the office serving your account. Although all figures shorn are mended to be accurate, statement data should not be used for tar purposes. key nosy on yearend lax kerns,* o., form 1099, SOS, 10425, etc.) when preparing your tar return. The Fern 6 required by law to report to the IRS all taxable dnidere* reputable martnable dividends and tattle interest earned on secants held ripe scant net proceeds on sale transactions, ad cost basis on coun covered securities. Communications with the Fin • haw re.tordirrn any oral rormaaniceScms intuiting to further protect your ram, including your 674; seder the Securities hvesta Protection Act (SSA). • l the financial institution an the hp left of the front of this statement is not 125 Fitaxial Services, LSS rnancUl Services canes you account as daring taker by arrangement wth the indicated insboatith We edomied you of this relationshb Men you opened this scare h the caw your finds aid sautes are located at UBS Financial Snaps and rot the :weds eg broker, ad you mast make a report of any error or Cineenn 10 both ferns. • As *sorbed ei the accost y fluent,, you must randy is of any errors or fraud involving checks reflected on your statement with:" 30 days after it was mailed a made nab*. • Please direct customer teetotal% or eouries to the Finis Clem Relations Department at 201.352-1699 or tollaree at PC0-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to 1.85 Financial Service ex Client Relation Departimere, P.O. Box 766Union City, hi 07087. • All statements shall be downed compete and accuse 4 not objected to ei waiting within 60 days. • For TTY services: Cal 844412-0986 or from outside the US CO201-352.1495 • h case of errors or questions abort an Sancti< furxh transfer On bill payment or UM Vale debit cad transactions, cal 800-262-1000, or write to UBS Financial Services lx., 1000 Harbor Blwl, 61h floor, weehaken. hu 07086, Ann: ReAMBSA Serra.. Call a. write as soon at you can, 1 you tilt you statement Cr Mee% SS Wrong Cfiyal need more inkarution about a transfer on the staternor or weak The arm of Card Issuer (as appkable) must hear from yOu n5 Iser than 60 days alter the Finn ma you the fist statement on ankh the error or problem mowed. — Provide yaw name ad accost number Of ary). — Desoto the emu or the transfer you se insure about. and ',plain as clearly as you can why you believe II is an aror orrew you rwed more information. — Provide the dolls' amount of the suspected error. The Firm or Cad Issuer will investigate yaw complaint and will correct wry error promptly for reamed tams enoling thsa•deba cad transactions. 4 we take more than 10 banes. days TO do this, we will credit you soak for the amount you Oink if in (nor: so inn you will have the use of the money during the tine it takes us to corrolete as iminegeten. Please male all checks payable to the Firm or the financial nonuser) indicated on the front of this statement. In addition to regular account fees, accounts may be abject to maintenance fees, charges for late payment for securities purchases and charges fa unpaid arrelres n cash actants. Accosts that re transferred to other oviducts maymaybe subject w a transfer fee. UN Sweep Options 116 offers options for sweeping cash bate-ices to bark deposit scants at nth/Mated bra and affiliated banks and money maths mutual lunch (Money Finds). Deposit scans at UBS Bat USA and reneff elated banks panicipsing tithe UM FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rules. Fa more Hams kin, please visit wwwfde.gor Deposit accounts at UPSAG Stamford Branch and shares of Money Funds we not ne-red by the FDK. Bak deposits re not protected by SIK. Money Find sham art protected by SSC See -OS financial Servken Account Protector below. Open you (breast, Lances in the bank deposes may be wihdrawn, and shares of a Money Find may be liaidated end the proceeds moaned to you or you ' ania account. hither nkernaten about available sweep options, ecludng oast interest rates and yields, es avadab* at www.ubs comrsiwepyields, from your Pruncial Advisor Cr by calling K04621000. UBS Finwidal Services account protection The Firm is a matter of the Securces Mesta Protection Corporation (SIC), which protects securnes custonwn of is numbers up to 1500,000 (aluding 1250,000 for claim for sat* esplanatOfy brochure available wan request a al wwwstrecorg. The SIK asset protection lints apply to al accosts that you hold in a particular capacity. The Firm, together with certain athletes, has also purchased supplemental instance. The marivun mum payable to al that* caret colectivey under this protection is SSOOmillith as of December 10, 2019. Stayed to the pole y conditions and linitaiens, cash at tseFim is further protected la UP 1011.9 milks in to aggregate for all your afoot held in a particular capacity. A fug copy of the polio; totting is available won reMent. Neither the SOK protection nor the supplemental potation apply to: • Certain financial assets <carolled by (and ext.:led in your account value) but held away from UBSFintecin Services. For earn* certain (0 insurance creak's, ixludrg variable anuities, and 6i) shares of mutual funds registered n the name of the accost holder on the books of the issuer or Vander are); • hyeStment contracts a nonlnient interests (e.g., tented partnerships and private placements) that are not registered under the Securities Act of 1933; • Carmodnies contracts (e.g., foreign exchange and precious metal contracts), includig fusses contracts and commodity option CMtlatts, • Sects-nes ion loan to MG Fnaicial Services; and • Depose accosts (nonce cendicates of deposit) at U35 Bak USA, IRS AG U.S. branches and tarts in the FDIC hared Deposit Program. the SIK protection and the suppler/mut protection do not apply to these assets even if they othuwise appear on you naternielf The SIK proliCtion text the supplemental protection do not protect against changes ei the makei rake of sax nvestments (whether as a result of market movement issuer bankruptcy or otherwise). Dividend Rear...Paint Programs (DIN) The price reflected is an average pre*. You may obtan the actual price lean yor Fnarx lel Advisor. Only v.hde shores are purchased under DRIP; amid shares will be sold and the cash will be deposited in you account. TM dirdend reinvestment tritest/pared by tie issuer may differ horn the market price at which the partial duets are sold. Caslain4eu Only whole urks maybe held in your accost. t you are enteled to a partial IN as a result of a dividend parent or °theorise, the Firm will ether sell paha units at market price a accept an mart determined by a registered darn; agency, and credit you scant. Innestnent objective, The :vestment objectives and risk profile are speak to each account and may vary between your accosts. Please sake the Firm pommy it staling of ay significant change in par financial situation or investment objectives Foe each scare held, you choose one of the following investment objectives: • Produce Current Income: Investments seek ig the generation a income only. • Achieve Capital Appreciation: I-vestments seeking growth of print pal rather than the generation of home. • Prooka Combination of Worn* and Capital Appreciation- Investments seeking both the generation of acme and growth of principal. Overall risk profiles • Consenafint. Seen to Mullah initial Oncost, with low risk and volatiby to We account overall even if that means the wont don not generate significant income or rears and may not keep pace web idlanan • Moderate; Wang to accept sane risk so princpal and tolerate some volatlity to seek hag ter returns. • Aggressive: Willing to accept high risk to primeval and high volatility to seek highkhan Over time • fnvestewnt Weary CormAlitratian: II selected, a portion of the portfolio for that souk may aka& complex strategies, limited liquidity and greater volatery. Statement "howdy:oldInc We may Gene:Siete al felted account statements with the same address in the same envelope, e g. because they have owners who also maintain jolt scant rebnenshipy yeah other clients at the sane acidness. ti you prefer to receive ndividual siemens mailed n separate envelopes, you maydecline householdeg by Clang your Financial Advisor. Friendly =cowl name The Friendly account named a customizable •ricknarne chosen by you to assist you with you recordkeeping. Nis ra legal effort on your account, is not intended to reflect any strategy, product recarrnerdation bytytment objective or risk bolts associated we, yon mounts, and is not a promise or garnet that %wealth, or any financial results. can or willbe achieved. All investments involve the risk of loss. exl.dng the risk of loss of the ensile investment. You can change your Frienly scout names tlyough Online Services or by contactig your Financial Advisor. Accown overview • Value of you Koval/portfolio. Net of assets and liabilities • Assets Includes avant* cash balances, vakes for restricted security (est X and Global Time Deposes, ',realized marks to market and certain assets ratt held by the Fin. Does Mt itait °noticed securities( assets at the end of the prior and oat statement periods. a private investments, invested stod options and reackable stock options. • Liablibes. Veldts debit balances, ountandng margin Wort. Ueda fine, shat errata balances • Cathenoney balances TOknOl uninvested available cash balances, plus deposit balances at affiliated and arvall Abated banks, and money market mutual find sweep balances, at the close of the statement period. Norsconmodity free credit balances in your score re not segregated from other balances and the Fern may use any of these fords in the ordinary cone of its buns Thew finds the payable icon your demand. This total is echded in the anent period closing value. tending information Fa Waled inlormation on the Finis lerdeg practices and dig Iowan. refer to you Client Relitionshp Agreement or Account Agreement and the General Terms and Conditions Les Statement of Credit Practices available nAgreements and Disclosures at row, Uble0ThitelOLFIfriArk\WIM SDNY_GM_00009914 CONFIDENTIAL EFTA01597581 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 202002 SDNY_GM_00009915 CONFIDENTIAL EFTA01597582 SUBS IRS Financial Services Inc Private Wealth Management 299 Park Avenue 26th Floor New York NY 10171-0002 Account name: GHISLANE MAXWELL IRA Friendly account name: lndiv: IRA Account type: Iduidual Retirement Account Account number: Your Financial Advisor. SCOTT aTACKMAraLYLE CASRIEL Phone Questions about your statement? Cal yow Financial Advisor or the RMA Resourceline at 800-RMA-1000, account 029023697. 18sit oar website: WWW.ubs.corn/ financialsennces items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from www.annualcreditrepon.corn 0 Value of your account RetirementAccount Resource Management Account June 2020 GHISLAINE MAXWELL IRA 139A CHARLES ST. APT N233 BOSTON MA 02114-3252 on May 29 (5) on June 30 (S) Your assets 59,039.04 59,039.62 Your liabilities 0.00 0.00 Value of your account 559,039.04 Tracking the value of your account S Thousands 559,039.62 570 57.0 57.2 57.7 58.1 59.0 59.0 59.0 • Dec 2014 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Dec 2019 May 2020 lun 2020 Sources of your account growth during 2020 Whit of your x<ount at year end 2019 Your inestrnent return: Dividend and interest income Change in market vaue Vale of your account on Jun 30, 2020 SS9,039.62 159,03064 5698 5000 SDNY GM 00009916 Member SIPC CONFIDENTIAL Page 1 of 6 EFTA01597583 UBS Resource Management Account Your account balance sheet Summary of your assets Value on June 30 ($) Percentage of your account A Cash and money balances 59,039.62 100.00% B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Frxed income 0.00 0.00% E Non-traditional 0.00 0 00% F Commodities 0.00 0 00% G Other 000 0 00% Total assets Value of your account 159,039.62 $59,039.62 100.00% Account name: GHISLAINE MAXWELL IRA Friendly account name: Indiy. IRA Account type: Individual Retirement Account Account number. Your current asset allocation A Eye on the markets Index Percentage change (we 2020 Year to date SW 500 1.99% -3.08% Russell 3000 2.29% -3.48% MSC I - Europe, Australia & Far East 3.44% -11.07% Barclays Capital U.S. Aggregate Bond Index 0.63% 6.14% Your rineedd Advisor: SCOTT STACKMANLYLE CASRIEL Cash and money balances may include available cash balances, UBS Bank USA deposit account, UBS FDIC Inured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. See the important information about your statement on the last two pages of this statement for detais about those balances. Interest rates on June 30, 2020 3-month Treasury bills: 0 14% One-month LIBOR: 0.16% iM_0000910Me 2 of 6 CONFIDENTIAL EFTA01597584 SUBS Resource Management Account lune 2020 Change in the value of your account Account name: GHISLAINE MAXWELL IRA Friendly account name: indiv IRA Account type: individual Retirement Account Account number. Jule 20201S) Year to date (1) Opening account value $59,039.04 $59,030.64 Dividend and interest income 0.58 8.98 Closing account value $59,039.62 $59,039.62 Dividend and interest income earned For purposes of tNs statement laratrety of interest and derldend Income haS been defeat:meted from a US tax reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest andor dvidend payments may not be subtett to Untied States (US) ardor Puerto kW (PR) Income tares, The dent rreriimv statement K not intended 10 be used aid cannot be relied upon for tac purposes Clients should refer to the applicable lap reporting forms they receive from UBS analogy, such as the Forms 1099 and the Forms 480, for tar reporting information. It is the practice of UBS to file the applicable lac reporting loans with the US interne Revenue Service and PR Treasury Department, and in such forms accurately classfy dwdends ardor interest as tax eren-pt or tatable income. Please consult ycur Inch:dual tar prepare, lune 2020 (S) Year to date (1) Cash activity summary Your Anada' Advisor: SCOTT STACK MANLYLE CASRift See Account Activity this month for deists. Balances in your Sweep Options are included In the cpenng and closing baances vAue. FDIC insurance applies to deposits at UBS Bank USA and al banks participatirg in the UBS F PIC Insured Deposit Proga-n. It does not aorly lo deposits al UBS AG, Stanford Branch SIPC protection apples to money market sweep told holdirgs but not bank deposits. Seeimportant informatian aboot your statement on the tat two pages d this document for detals. June 2020 (s) Year to date (I) Opening balances $59,039.04 $59,030.64 Adchtrons Dividend and interest income 0.58 8.98 Total additions $0.58 $8.98 Net cash flow Closing balances $0.58 $8.98 $59,039.62 $59,039.62 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Interest 0.58 6.90 Opening UBS Bank USA Deposit balance May 7 Total current year $0.58 $6.90 Closing UBS Bank USA Deposit balance Jun 4 Prior year adjustment 0.00 2.08 Number of days in interest period Total dividend & interest $0.58 $8.98 Average daily balance Interest earned Annual percentage yield earned 859,039.04 $59,039.62 29 $59,039.04 80.58 SDNY GM 00009918 0.01% CONFIDENTIAL Page 3 of 6 EFTA01597585 UBS Resource Management Account June 2020 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecoves, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a hill description of the alternative investment objectives in Important infomanon about your statement at the end of this document. Account name: GHISLAINE MAXWELL IRA Friendly account n ame:Indiv. IRA Account type: Individual Retirement Account Account number Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • UBS Financial Services Inc is your IRA custodian. • Your account cost basis default closing method is RFO, First In, First Out. Retirement services information Beneficiaries you've named for this account Tr e bereficories listed below reflect the information in our records as of the end of the statement period. If this information is not correct, or you wish to change your beneficiaries, please contact your Financial Advisor. Beneficiary changes are not effective unless you give them to us in writing and we accept them if you Isle in a community property state, your beneficiary designation may be subject to community property laws. Percentage Beneficiary Contingent beneficiaries 100.00% Katie Vaughan-Edwards (100-00%) Your Pi modal Advisor. SCOTT STACKMANWLECASRIEL GM 00009AV. 4 of 6 _ _ CONFIDENTIAL EFTA01597586 SUBS Resource Management Account lune 2020 Your assets Account name: GHSLAINE MAXWELL IRA Friendly account name: Indiv. IRA Account type: ii,,Iividual Retirement Account Account number Scene prices, income and current vdues sham, may be approornale As a result. gains and losses may not be accurately reflected. See Important information about your statement a the end rd INS 0CCurnern 101 more inlcumaton Cash Cash and money balances Cash and money balances may inducte avalatile cash balances, UBS Bank USA &posit account balances, UBS FDIC Insured Ph:canBank Baances, UBS AG Stamford Branch deposit account bilaice; and money market mutual fund sweep balances. See the important miorrnevon about paw statement at the end of this document for onus about those Isaances Hddng UBS BANK USA DEP ACCT Your l5 nancial Advisor: SCOTT STACKMANLYLE CASRIEL 2I 2-821-7C00800-308-3I 40 UBS Bank USA and all DRS FDIC Insured PrOgan Bank deposit scant balances are insured by the FDIC within applicable I in-its, but are not protected by 9PC. U8S AG Stanford Branch deposit account balances are not insured by FDIC and are not protected by 5IPC Money market sweep balances are protected by SIPC bul are not insured by the FDIC. Opening bdal0 CIOUng baanCe Nee per snare Average on Jun 1 (0 on tun 30 (S) on Jun 30 (1) rate Doti:lend, Interest DaySct period penod Your total assets 59,039.04 59,039.62 Value on run 30 (1) Percentage ot Cost sour zccount tests (S) Estimated minute incur* (S) unrealized gan or IOSS (1) Cash Cash sod money balances 59,039.62 100.00% 59,039.62 Total $59,039.62 100.00% $59.039.62 Account activity this month Dare Athol), Description Anson (S) Dividend and interest income interest Jun 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 06J04/20 0.58 Total interest Total dividend and interest income Money balance activities May 29 Octal, DeSCONloa Balance forward $59,039.04 Deposit Closing UBS Bank USA Deposit Accouat $59,039.62 $0.58 $0.51 amount CO Jun 30 UBS BANK USA DEPOSIT ACCOUNT AS OF 06/04/20 0.58 SDNY GM 00009920 CONFIDENTIAL Page 5 of 6 EFTA01597587 4tUBS Your notes ' CONFIDENTIAL EFTA01597588 Important information about your statement UE6 Financial Services he. (the Firma UBS Financial Services), is a minter of all prixipal unity, convixday andoptions exchanges UBS Financial Services and UBS Bark USA are indirect nedwies d LBS AG and affilaws of LEG Stosnes LLC. 71.*Firnis financial statemert s available rani request the Firm's execiain offices an at: UBS Cranial Services ex. 1200 Harbor Boulevard Weehawken NJ 07086 This statement represents the ort official record of you LBS Financial Services accoura Other records, except official ta•donnents, contaring cal Paten; data shoral not be relied taxa. Ilyou believe there is an error or omission, please capon it ineedUtely ii writing to the Branch Manager of the office serving you account. Alta* all figures shown are intended to be accurate, stement data *auk' not be used for tar purposes. Rely solt on yearend lax lams, lo o., Form 1099, $498, 10e2S, etc.) when preparing your tar return. the Fern 6 rewired by law to report to the IRS all taxable di iderds. reportable nor -taxable dividends ard wane interest end on secaties had n run octant net proceeds on sale transactions, and con basis on omen covered seas hies, Communications with the Firm • pease retorts-on any oral comrrunicaticers in writing to further protect your rghts, including your rgds under the Securities hvestot Protection Act (SSA). • Ithefinncia intkution on th• icp Mt oltefrct of this statement isnot Les Financial Services, LBS Financial Services canes yam account as clearing tacker by arrangement wan the edicated We irdormedyrou of this relationshb Mien you opened this atone. In the taw, your finds and seardies are located at UBS Financial Services and rot the I-wedging broker, ad you mast make a ripen of an, error a aeon 10 both ferns • As ckscrbed n the accent agreements, you mat moldy us of any errors or fraud involving checks reflected On )Our statement with:" 30 days after it was mailed a made nibble. • Please direct customer emplanes or intones to the Fin's Client Relations Cepartnwa at 201-32-1699 a toll-free at 800-354-9103, 8:00 A.M. to 600 P.M ET Monday through Friday. or in writing to LBS Financial Serviceable.. Client Relatiorn Department, P.O. Box 766 Union City, hi 07087. • All statement shall be darned carp** and accuse not objected to n visiting within 60 days. • For TTY services: Cal 844-612-0986 or from outside the US CO 201-3320495 • h case of errors rawest:xis about an ebony* fun* transfer (U1), bill payment a UM Visa* debit cad transactions, cal 800.762-1000. or write to UBS F runcial Services Pc., 1000 Harbor Bind, 6th floor, wee/wren M 07086, Ann: RMNSSA Services. Call or write as soon at you can, 1 yOu this yaw statement a nceipt 6 twang a dyrou need more information tool a transfer on the statement or recent. The Fern or Card Issuer (as appkable) must hear from yOuna later than 60 days after the Firm sent you the fist statement on *Inch the error or probkm mowed. — Provide you name and account number (if any). — Dente the error or the Pander you are insure about and explain as clearly as you can why you believe h is snorer or why you needone infarnatin. — Provide the dolly amount of the suspected error. the Firm or Cad Issuer will investigate you complaint ad will correct any error promptly For need errors innoWng 125 Visacidebd cad transactions 4 we take more than 10 business days tO do this, we will credit you secant for the amount you think is in error. so that gas will have the use of the moneyaxing the tine it takes us to complete as inwstgaton. Please mate all checks payable to the Firm or the financial nodular) indicated on the front of this statement. In addition to regular account fees, xcounts may be abject to mantenaxe leek charges tor late payment for securities purchases and charges fa unpad rants n cash account. Account that aro transferred to other nsfautans may be subject to a transter fee. UltS Sweep Options LBS otters options for sweeping cash balances to bark deposit accounts at neaffined barks and attained barks and money market rrutual knelt (Money hands). Deposit =Cut at Maack USA and nonaff dated banks panicipang in the UM FDIC-ensued Deposit Program are FDIC-insured in accordance with FDIC rules. For more informalOn, please vise wwwfda.g:m. Deposit accounts at UBS AG Stamford Branch and shares of Money Funds are not Paredby the FDIC. Bak deposits an not protected by 51K. Money Find slums in protected by SIPC See -U85 financial Servkes Account Protection' below. Open your request, balances in the bark deposes may be wanzkann, and shares of a Money Fund may be laudatcd, and the proceeds retuned to you or you seontinaccant hither nkrynation about aerobe* sweep options, :Nixing current interest rates and yields, 6 avertable a www.ubs comswoepekh, from yaw Financial Adviser Cr by baling 800-262-1000. UN Financial Services account protection the Finn is a miner of the Secures Investor Protection Corporation (see, oath protects secures custonwn of is mothers up to 1500,000 (including 1250.000 for clans for cash0 bplanatory brochure available noon request a at www sato% The SIC asset protection lints appl; to al accosts that you hold in a particuler capacay. The Firm, together with certan affkates, has also arrant weaved supernental insurance. The nuiirrun amain payable to at *lobeclients, colk-ctively under this protection is SSOO million as of December 10, 2019. Steed to the policy conditions and l tions, cash a the Can es luta protected for up *O $ 1. 9 ill the aggregate for al your acorns held in a patient capacity. A fug copy of the polio; acedirg is available won ralunt. Neither the SIPC protection nor the axplemental protection apply to: • Certain financial assets controlled by (and entitled in your account value) art held away from UBS Financial Services For exam* certain (0 insigne predsts. including variable rues. and 6i) shares of meal funds registered ndw name of the was holder on the books of the Mar a transfer agerA); • Investment contracts or vestment Interests (e.g.. imbed partnerships and private placements) that are not registered under the Securities Act of 1933; • Cawnodities contracts (e.g., foreign exchange and precious metal contracts), °clung fines contracts and cannoday °pica contracts, • Secirities in loan tot/BSF..01CW Smites; and • Depose accounts keep col auto of &Pond at U3S Bank USA, IRS AG U.S. branches and barks n the FDIC Insured Deposit Program. The 5IK protection and the supplemental protection do not apply to these assets even if trey otherwise appear on you elements. the SIK protection oaf the staptemental protection do not protect against changes n the melon yak* of inn investments (whether as a result of market movement issuer bankruptcy or otherwise). Dividend Reinvestment Programs (DRIP) The price rented it an average pro. you may obtain the actual price from you Fnarx lel Achim*. Ott v.hole shires are purchased under DRIP; pthial shares will be sold and thee cash wit be deposited in you account. TM dindendreimesement price supplied by the issuer may der from the market price at which the partial shares re sold. CasltrietrIeu Only whole mks maybe held in you account. B you are 'nada. a partial see an a result of a dividend payment a otherwise, the Firm will either sell panel akin at market price a accept an aeon detterrined by a registered deer.; agency, and credit you. account. Investment objective, The nwestrnent objectives and risk profile are speed k to each account and may vary between your accents. Please as the Firm parlay in taxing of any significant change in your financial situation a immanent objectives. For each account held, you choose one of the following investment objectives: • Produce Current Income- Investments seeking the generation of notme only. • Artier* Capital Appreciation: hvestments sating growth of pmt pal rather than the generation of income. • Produce Combinaton <diatom* and Capital Appreciation: Investments seeking both the generation of income and growth of princiPst Overall risk prof ilm • Conservative. Seeks to Mantles initial prixpia with low cork and rola day to We account overall, even if that mean the account does not generate signifier* income or (earns and myna teen pace vet inflation • Moderate: Waling to accept sane risk to princpal and tolerate some volatlity to seek higher returns • Aggressive: Wining to octal high risk to pampa' and high volatility to seek hip MIUM Over limn • fnv•Stesent Egibeiry ConaCtiratisn: II selected a portion of the portfolio for that account cry include complex serapes, limited liqudty and germ reeky. Statement "househeldnif We may cons iodate al related account statements with the same address in the same envelope. e 9. because they have owners who also maintain join account relatiOnsheaS waft other clients at the same adchns, ef you prefer to receive individual statements marled n separate envelopes, you rruy decline householdrg by caring you: Financial Advisor. Friendly account name TM Friendly account Nine is a customizable in:Marne chosen by you to assist you with yaw recordkeming. lt hat no legal effect on your erasure, is not intended to reflect any strategy, Product rearrimerdation. nvestment objective or risk polite associated with yaw mounts and is not a promise a gaarartee that wealth, or any financial resins. can cc willbe achieved. All investments involve the risk of lost. ex Ldng the risk of loss of the entie investment. You can change your Frienly amaze names tIvough Online Sonricet a by contacting yotr Finarcial Advisor. Account overview • Value of sat account/portfolio Net of assets and liabilities • Assets Includes available cash balances, values for restricted security (est 1, andGlobal Time POWS, Larealized mats to market and certain assets rot held by the Fim. Does not nag* unpiced securitielassets at the end of the pea and eruct statement mood& or private investments, invested stod options and merciuble stock options. • Liable's. Vrelides debit balances, cuntandng margin loam, treat Info short account balances • Cashratoney balances total of uninvested avalabk cash balances, plus deposit balances at affirmed and nonaffiliated banks. and money market mewl had sweep balances, at the close of the statement period. Non.Corrrrnday free credit balances in yam accord are not segregated from other balances and the Fan may use any of these fads in the ordinary cane of its buns Thaw funds the payable upon your amend Ths total is imbded in the anent period closing value. Lending information For detaded information on the Finis lending practices and disclosures refer to you Chet Relation:hp Agreement of Account Agreement and tine General Terris and Conditions LBS Statement of Credit Practices available nAgreemeaas and Disclosures at :theutis ronsurraneldrhermi SDNY_GM_00009922 CONFIDENTIAL EFTA01597589 Important information about your statement (continued) Yin assets Vow natement ermines securities and other assets held in the accant a the end of the statement period. You may ask for delneY of fully pad seaMties at anytime. You may receive wastes used as loan tetanal alter pang any balance <Le on them. Am securities ~erred to the film dreg the statement period are listed at market value as of the end of the statement perkd. • Cost bath, ludelmnnirg the cost basis of the se:train included in this statement, where indicated wit the number 'I,' UBS Enantal Senkos has relied on information obtained iron sources ester than LES Financial Strokes, irekxling inonnalion km another Ism or that you ma/hawprovided to you Fnancial Advisor. The Firm does no. indeperdotly verify or garnet the wry cr validity of so nlormalian provided by sources other than LES Financial Services h ackleco, although LESS Financial Strikes gents" testate, this reformation as it is received, the Fem does rot provide any assurances tat the information under -Cost base' ard -Urvealetd gallon' is accurate as of the date of this statement. As such, phase do not rely on tit information bake purchase a sale decisians, for tar purposes a rd nil...Q. Accounts cambered to the finn may ref beet %W West ire °tension only for the period of tine they se herb the Fim. More historical information can be added by year Financial Advisor. • neaten:ad gainsflesses. When data is available, Sensed In-raked ganntosses are cakubted for rdividul security lots. The transaction data for ndff deal bis may or may not reflect canmissims, doges ace security reorgandation tents Dividend and other ?investment lots and systematic PANKOW lots re each combined to dePlaY one averaged lot, The 'Trade date' totempresents the original transaction trade date. • Callable marithes Bonds and preferred stock that the issuer cats for ray redemption wit be selected imparbabe by lot from among al ware« of that 6SLe held in our rase or n nominee name for or clients. Call feature information is obtained from third patties and es accuracy is not guaranteed. Oder all features may exist Moth could affect yield; complete information wit be provided upon relent • Price/value. Pekesdeployed la securities and other produce maybe higher or lower tend* price that you would actually recent in the market. Prim re obtained from various third party sources which we believe to be reliable, but we do not guarantee thee accuracy. — We genera, use eve eking price when available a the mean of the hd and ask prices la listed securities and options «cob, bid prices for OTC sea/Mies. — Less activey traded securities maybe priced using a vabatun model a the most recent peke we aimed and may not reflect an actual market price o vabe. — Cotan positions may appear *Moe a price and will show aspeke was not available if we are unable to *tan a price for a security. — Deposits or searifies denominated n curroxies other tan U.S. dalas re reflected a the exchange rate as of te statement date. — For certain sectrees trading in nonconforming denemhatons. mice argil quantity (lace hake) may have been adjusted to facilitate proper valuation. To obtain current quasi:ens, when haltIe contact your 'mix id Advil«. not reCesa segment the va upon liquidation — Thrd party estimates of value are as of date and are supplied to UBSFinakeal Sentes on a regis basis by an independent valuation firm — issuer, general partnern sponsor estimated vales, il enl, are ~fed to the Firm by the issuer. general partner or sponsor arid may be calculated based on different information from tat used by third panes to derive thee estmaied values. — You can dxain additional infomation regardng the ~hobby& used to determine the estimate of value and te date of tie info-matkin that a the basis for the estimate by contactigyour Financial Ad tor. — Third party estimated makes may be reflected as 'Ng priced' in several etuatkre: when in • dent valuation fem has not supplied a is unable to assign a value when we become aware that a material event has occvrod that may call a presiausbe repotted vala into question, Cr when a value would be highly speculative the to the nature of the security. — When neither an issuer, general partner or sponsor metaled value nar a 0wd•paty estemated value is ponied, the vale of the searity wal be &Inert from as puthaw take — tgrbutcns to date may elude mum of capital, ixome or both — • Orgnal ink size represents the heel offering Price per ont ad may not ref led your cop basis — OPP and united REfr securers are not listed on a national securities octunge and are generally illiquid and even i they can be sold. the price received may be less tan the per spire estmaled value voided in the account statement. • Restricted securities. Restricted secrets genera»), are not orrently eighe la pubic sale UBSFinanoal Services uses the market price of the trrestricted stock of the same issuer a an 'reputed value for the restricted stork for swoons of this dormers only. To te count that restricted sectrities are eligible for sale, te vibe received may be tubstantially ins than the imputed vaks shown. • Private headmen and ~awed products. Private Mesa-nerd securities (exuding dreCt Paehdialen Inward and real estate nvestment trott teturited and structured products are generat' hgtity diceud Certain structeed products haw not been registered with the Securtin and Exchanges Commession or under ary state securities laws. We provide *alienated takes for pinto imminent wanes and structired products for ramnational = oat. Acancy is not guaranteed. valets may differ "-bum ially from prices, any, at which a private nvestment secudya structured product maybe bce4 4 or sold and do you may receive • Est. (estimated) income, current yields and rates. An ennuie of anal i come in bawd on anent divided and nterest rates, assuming the shanties will be hen for cre yea from statement date or until matuney. The estmate is ion bp a guideler; accuracy and continued income are not guaranteed. — Estimated arnual acre wed cement yield for certain types of mashes coed include a return of principal cr septa' gain in which caw the est. income (aid dirndl Welch would be overstated. — Estimated aria name and current yield ad the actual income and yield might be lower or higher than the %tented amounts — An Mims of arnualized income (dividend anda interest) derided by the current mate valearaverage balance is based on the last dividend or merest payment made by the isiver and MIMS* sectabies 1~ will be held for or.. year from the statement date or um' matuity. Accuracy and connued yield se not gavanteett • Assets not held by UBS Pinndal Sodas. Cenan assets are not held by the Fern and not withn the Fern's possession or control. These assels are displayed on you gateman' For reformational purposes only. Positions ad vales presented are provided by te issung fem. UBS f nancial Services is not respamble for this inkerriatm and does not guarantee els '<curry. Thew assets are not protected by SIPC or re Finn's supgernemal 51K coverage. • Rasserve sharing and additional oorrepensation. - h ~ice to recurrent on sales and 12b.l fees recent-O n connedco with the disobson of mutual fads to as clients we andlor or attikate receive revere. sharing ~eras from distrbuton anclor advisors of the nusal KOS Mat we sell. These manta are based on two deferent corriponents: CO the moue of sales by LES of a pancular initial fired f amity Se our clients; and G0 the asset vex of a particular mutual fad family's shares held at te lem. - We ad ow affiliate also receive network rig and melbas goosing fees n consideration for wander agera wares that we provide to the reseal funds Those fees genera/by am paid from investor assets in the ~tun fund and se a ficed dollar xenon based on the nunhood accomts at the bnaterdealer holdng maul funds of tat fund family. - h addition to commissions masked inane/notion with the tale or distrbutm of ~way convicts and emit rnestrnent trust urns to ou slier" we ardor as affiliate f«.?6, ream* sharing ~Madan from many of the nsurance companies underwriting the a-nuity contracts, afffiates o: the instance ~runes or sporron e he unit niestmerd trusts we ditnbute. — h addition to commissions received from the purchase and sale of NectShares hinds we ardor ar affiliate receive an asset-based revenue sharing payment from ~Rum disktmors. as ma as funding for technology development trainig and education. - Our affiliates also receive trading CPTIlliSSiOrd ad other compensation from mutual funds and mutant.* companies whose products we distrbute. - We receive cone ensal ion from UK Brie USA, UM AO Stmt ord Branch. nd nonaffiliated bares through our cash sweep brogans. This anwertialen may be a mean* per account foe or may be a percentage of average daily deposal batman. Activity Information regarding cornmeal:a and other charge incurred in wriest ion with te exoutiOn of trade, includng option transactions has been kluded on confirmations previously furnished lo you, and will be provided to you promptly on regent. Short selling If )CO ar• engaged in short selling a 'suety, you may hour a charge due to certainborrowing costs for that particular astray. Open orders Regarding open or egood.ticarxellecr orders that were not neared by the statement date open buy and tel stop orders re replaced by the mount of &Merck or nghts on an ex. Olden* ix ex-rights date Men instructed otherwise by you. You are reap:amble for orden that are executed due to your failure to cancel existing open orders. Privacy To obtain a copy of ox current Client Privacy Notice, phase corned yam Financial Advise «visit or webs.* at WWW SAS COTTeiVolCVDskv. - U3S Final-Kist Sink", is rot a bark. The RMA. Business Service, Account BSA and AMA are brokerage accounts wench provide access to baring services and products ihr~ avangements with affilifried banks and otter lined-pat, barks, and provides access to nominee and enmity produces issued by unaffiliated thirdparty estate companies trout instare agency subsidiaries of UBSfinancial Services hc. - hvestment, murnid, ad saucy products. - Not FIX insured • No bark guarantee* May base vela - IMA Inouye Management Account Dustless Services Account BSA. IRMA and intonational Resource Manzgemera Account are registered service mats of U3S Frundat Service Inc. - VISA is a registered trademark owned by V/S3 international Service Association and used under Ions., The LOS Via cede cards and te LES Visa debit cards are issued by Ungar* USA with permission from Via U.S.A. Incorpraled. All other oedemata, registered trademarks, service marks ad renewed service marks are of their respective ompanies. UN financial Services Inc Rev. 202002 SDNY_GM_00009923 CONFIDENTIAL EFTA01597590