EFTA Document EFTA01354465

GLDUS143 Henry Nicholas SOF & SOF D Overall transaction summary as of September 30, 2017 Invested capital: Funded capital: Initial Gross Projecl name Sourcing Seder type Deal type Funds Companies' (USSIrn (USSIM CbStig , multiple Portfobo detail 1- Leonardo Proprietary Financial Institution Fund Secondary 96 609 205 3 166.0 01 07 2.04 US I Europe - diversified 2- Sprint Syndication Public to private Single Asset Deal 1 1 36.0 36.1 03 07 3.09 Europe - buyout 3- Constellation Syndication Alternative Funds GP4ed Secondary 34 16.5 16.7 03 07 094 US / Europe - grotith equity 4- Cram Syndication Financial Institution GP4ed Secondary 22 19.4 21.6 04 07 1.7x Europe - special situalans 5. Freedom Syndic:don Pension GP4ed Secondary 1 3 15.0 12.1 02 08 0.3x US - mid-market buyout 6- Pigeon Landed Process Alternative Funds Fund Secondary 1 20 22.8 24.7 04 05 1.3x US - mid-market buyout 7- Hoover I` Proprietary NNW/Family Office Fund Secondary 2 104 0.4 04 04 08 1 9x US / AS41-- diversified 8- Hoover Ift Proprietary Financial Institution Fund Secondary 1 4 0.1 0.3 01 09 6.8x US - mezzanine 9- Amadeus I Limited Process Endowment Fund Secondary 1 11 16.1 16.2 01 09 2.4x Europe - buyout 10- Hoover Ill Limited Process Financial Institution Fund Secondary 1 2.7 2.6 02 09 0.8x Europe - mid-rmrket buyout 11- Almdersll Limited Process Alternative Funds Fund Secondary 1 1 5.4 5.5 02 09 3.3x Europe - buyout 12- Hoover IV` Limited Process Alternative Funds Fund Secondary 1 a 3.3 2.6 02 09 2.2x Europe - mid-market buyout 13- Hoover VI Limited Process Financial Institution Fund Secondary 1 14 3.4 3.5 04 09 1.7x US -- mezzanine 14/21- Bach Proprietary Multiple GP4ed Secondary 1 7 39.0 32.3 04 09 2.0x Europe - venture capital 15- Hoover VI' Lirnited Process /alternative Funds Fund Secondary 2 22 4.8 5.8 01 10 1.7x US / Europe - mid-market buyout 16- Hoover VII Proprietary NNW/Family office Fund Secondary 4 78 2.9 2.8 02 10 3.4x US - mid-market buyout 17- Hoover VIII` Proprietary NNW/Family office Fund Secondary 1 196 0.5 05 03 10 2.8x US - mid-market buyout 18- DaVinci Proprietary Financial Institution Fund Secondary 28 193 103.3 53.7 03 10 3.04 US / Europe - diversified 19- Imperial Proprietary Financial Institution Fund Secondary 2 152 51.1 294 04 10 1 9x US / Europe - mezzanoe 20- Hoover IX. Proprietary HNIN/Famity office Fund Secondary 7 294 0.8 0.7 04 10 2.6x US Europe - diversified SOF Sub Total 154 1.774 54813 433.3 2.1x DeVincl Proprietary Financial Institution Fund Secondary 28 193 138.1 67.2 03 10 3.04 US! Europe - diversified SOF ;Ind SOF 0 Total 154 1.774 686 9 5-00 5 CI) Number of contr.,: are best evitreate (2) Invested Capital is the Transaction Size and is deeratherii as purchase price pits; unfunded obligations Furvied capital is the amount funded a each 'Emmental. The Net Muthpie (TVPI) for SOF and SOF Dls 1.8x and 2.3x respectively Core ened Iran EUR to UST using a rate of 1.1821 Pr The perforrnanr,e figures are based on unaudited lair values and should be read and re-dewed Tr) conjunction with the important Information" and important Performance Information- sections. Gross returns are gross of lees, rericermats and caned interest, which are hot cared tlw iiwestnwnt keret so pedormance is is.0 et4pectiril to In rfrpresteitative ol in1/4 161rnerff reitern-4 to briOnerlur S. investors triffauki consult withtheir von ,advisees 110 to the appropriate `:actors to be considered in evationng this intormation. Past performance s not a pediMion of future performance, hut 0 a imludsel to demonstrate the trac record of the Glersitower SOF Team arsi there can be no assurance that SOF IV will achieve comparable results or tint any target results will be achieved. iet Hoover hordactiorrs represent the inveStrnfr-ntS made by SOF via a st,mt6al put ese vehicle i'SPV") attracting iiddkional at-^,muntiret, and administrative oxpenses The actatil performance for the SFV may be lower than the performance of the indnadual uwestmeris because of the additional amounting and adMinislr athlit expenses. The aggregate net multiple of this SPV, Including the fees and expenses is 1.9x Glendower Capital STRICTLY CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0039059 SDNY_GM_00185243 EFTA01354465