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sd-10-EFTA01356774Dept. of JusticeOther

EFTA Document EFTA01356774

From: Sent: To: Subject: Attachments: Kimberly Hart 12/3/2013 4:49:15 PM Amanda Kirby Re: Past due KYC temporary exception [I] pic11912.gif; pic11980.gif; pic22103.gif; pic01376.gif; pic27452.gif; pic29936.gif Classification: For internal use only YOU should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pi c11912 .gi f) Kimberly Hart Managing Di rector Deutsche Bank Trust Company Americas Tel. Fax M

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Dept. of Justice
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sd-10-EFTA01356774
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From: Sent: To: Subject: Attachments: Kimberly Hart 12/3/2013 4:49:15 PM Amanda Kirby Re: Past due KYC temporary exception [I] pic11912.gif; pic11980.gif; pic22103.gif; pic01376.gif; pic27452.gif; pic29936.gif Classification: For internal use only YOU should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pi c11912 .gi f) Kimberly Hart Managing Di rector Deutsche Bank Trust Company Americas Tel. Fax M

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Sent: To: Subject: Attachments: Kimberly Hart 12/3/2013 4:49:15 PM Amanda Kirby Re: Past due KYC temporary exception [I] pic11912.gif; pic11980.gif; pic22103.gif; pic01376.gif; pic27452.gif; pic29936.gif Classification: For internal use only YOU should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pi c11912 .gi f) Kimberly Hart Managing Di rector Deutsche Bank Trust Company Americas Tel. Fax Mobi Email securities offered through Deutsche Bank Securities Inc. (Embedded image moved to file: pi c11980 .gi f) I From: Amanda Ki rby/db/dbcom I To: I Ki mbe r 1 y Ha rt/db/dbcomODBAmeri cas, I Date: 1 112/03/2013 04:29 PM I subject: IRe: Past due KYC temporary exception [I] CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0042829 CONFIDENTIAL SDNY_GM_00189013 EFTA01356774

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Subject: Re: Past due KYC temporary exception [I] From: Amanda Kirby < Date: Tue, 03 Dec 2013 16:50:02 -0500 To: Kimberly Hart < Classification: For internal use only OK. Will do so ASAP Best, Amanda Kirby (Embedded image moved to file: pic00704.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Email (Embedded image moved to file: pic21347.gif) From: Kimberly Hart/db/dbcom To: Amanda Kirby/db/dbco

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Subject: Re: Past due KYC tem orar exce tion [I] From: Kimberly Hart < Date: Tue, 03 Dec 2013 16:49:15 -0500 To: Amanda Kirby < > Classification: For internal use only You should speak to the KYC team to figure out what they would accept in lieu of an operating agreement. (Embedded image moved to file: pic11912.gif) Kimberly Hart Managing Director Deutsche Bank Trust Company Americas Private Wealth Management 345 Park Avenue, 27th Floor New York, NY 10154 Tel. Fax Mobile Email

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