EFTA Document EFTA01356870

Thanks and have a great time off. PS. I am very surprised to hear that this is the first time you are hearing abt this as Kim and I have been asking for the plan for a while now. Funda Bozkurt Deutsche Bank Trust Company Americas. WM-Divisional Control Office 345 Park Avenue 10154.0004 New York. NY. USA Tel. Emal From: Ian Salters Sent: Friday, Februa 15, 2019 10:21 AM To: Funda Bozkurt < Cc: Thomas Klemm < >; Ian Salters < Subject: FW: Client OTC derivatives trading with CIB Classification: For 'Memel use only As regards the process: 1. Please see population attached. 2. Opt Up process mapped out already (I have sent the information to cover this) 3. Remove the delta process as WM clients are being fully onboarded in GM 4. We will not be creating separate KOP's; 5. Brexit requirements: • Remediate KYC for WM & IWP clients to meet CIB standards • Resend new ADL to letter to all clients (when redraft agreed) • Understand any further needs (e.g. London Terms of Business) • Clarify if Natural Persons can be moved to EFT, London have agreed to unwind risk when required. « File: WM clients trading with GM - combined list 02.15.19.xlsb » Can I suggest we close this point and then open a new one based on our present plan of action. Thomas —welcome your thoughts? Regards Ian CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043038 CONFIDENTIAL SDNY_GM_00189222 EFTA01356870