EFTA Document EFTA01356888

Vice President I AML Compliance Officer Deutsche Bark Trust Company Americas PWM AML Compliance 23rd Floor 60 S 2836 New York. NY. USA Tel Email Pattro From PWMUS AMLKYC/db To: Jacqueline Lighttoody Cc: PWMUS AMLKYC/db Date 12/03/2013 12. Subject. ESCALATION Classification: For internal use only Hi Jackie, This is an escalation for negative media pertaining to a beneficiary of a trust wherein Jeffrey Epstein is the grantor. According to the business 's account and has no authority on the trust account. The alert involves a ega ions again of being a co-conspirator of several f The same offenses resulted in Jeffrey pstein eing sent to jail, but the charges again ere dropped. The on-boarding of Jeffrey Epstein was previously cleared by Chip Packs see a ace and subsequently cleared by AML Compliance based on that fact. Accordingly, AML Compliance is comfortable clearing this alert for the following reasons: 1) The account is already marked as high risk; 2) Chip Packard has reviewed and approved the on-boarding of the relationship with Jeffrey Epstein and obtained clearance from a reputational and AML risk perspective. +L. Jeffrey Epstein Clearance pdf From: PWMUS AMLKYC/dbaii To. Jacqueline Lightbody Date 10/09/2013 05:53 P Subject: DRAFT: CLEARED Classification: For internal use only Kind regards. Andrew Kisz Andrew Kin Associate I AML Compliance Officer DB Services New Jersey. Inc. Asset & Wealth Management Chip approval.pdf CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043080 CONFIDENTIAL SONY GM_00189264 EFTA01356888