EFTA Document EFTA01356960

We will need most of our clients trading XCCY business...so lets see how difficult this is. O3 we suddently stuck with basic DB AG London adoptions. Can we have anoher call rhis thursday to go through some NAC thoughts and also the booking systems pls? Thanks From: Mathev. Ncgus Date: Tuesday, A r 17 2015 0R:10 To: Nina Tona c , Xavier Avila Cc: Ian Salters ii~i~~Martin Zeman Subject: RE: KTi W; STriTMI • NANMD_Southcm Financial, LLC_FFT Location II Classification: For internal use only Extension to FFT goes to US Case Management. What's the mat date on the xccy swap? Mathew Negus Director I ICG Business Management From: Nina Tona Sent: Tuesday, April 17, 2018 8:32 AM To: Mathew Ne imm -H Xu Xavier Avila Akash Malhotra ; Ian Salters 'ankaj-A Chopra NCAOTC Derivatives Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southern Financial, LLC_FFT Location [I] Classification: For Internal use only Mat — let me know if I can help you with this. Thank you Nina Tona KCP products and services ore intended and available only for persons who oresophisticated institutional investors within the meaning of the FMRa Rule 4514C)(3). ond who are capable of evaluating the strategies. characteristics and investment risks cf. and exercising brykµ ent judgment in evaboting. the ideas and products discussed herein. Trades ond transactions ore subject to rele ant internal approvals of OftSi or as affiliates prior to neat an, and the execution of any transaction or idea discussed herein 15 conditional an your becoming o client of Deutsche Bonk Key Client Partners (KCP)products, investment ideas and solutions and related matters discussed herein ore provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Amencos desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in port) or disclosure of its content without our written consent is stnctly forbidden. This tommunicotion does not create any legally binding obligation on the port of 085, or any of its affiliates. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0043218 CONFIDENTIAL SONY GM_00189402 EFTA01356960