EFTA Document EFTA01362410

KYC Print Page 1 of 34 DB PWM GLOBAL KYC/NCA: PART A VA KYC Case # : 01790820 One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP: Booking Center: New York Relationship Manager: Stewart Oldfield 7 New PWM Relationship RI Existing PWM Relationship Relationship bo PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: • '"This KYC is a periodic review for high risk remediabon"' Original ICYC1748087 opening new count title as Zorro Management LLC(House Acct) and adding 2 new signors: i7.1 Client Referral 7 RM Prospect E Intermediary/FIM El Other Source (C19, etc.) How Was the Client(s) Introduced? How long has the RM personally known the client? Please provide details (e.g. name of referra source, how many years RM personally has known client, etc.): Jeffrey Epstein reached out to Stew Oldfield on 3/7/17 to have a new acct opened under Zorro Management LLC and add two new signors to this new acct only. Does Deutsche Bank pay a retrocession or similar Li Yes rt? No compensation to a third party for the introduction of this relationship? (If yes, describe): List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 Lij Zorro Management, LLC - Deposit-42966807 12/20/2016 2 P1 Zorro Management, LLC (House Acct)-42967439 3/13/2017 3 ri:j LSJE, LLC - Deposit-42959295 2/25/2015 4 i i Mort, Inc - Deposit-42959017 2/6/2015 5 12] Jeepers Inc- Brokerage-N4G024935 9/23/2013 6 P1 Hyperion Air, LLC - Deposit-42953432 10/18/2013 7 i•li Plan D LLC - Deposits-42953467 10/18/2013 8 ilij JEGE LLC - Deposits-42953475 10/18/2013 9 ELI JEGE nc - Deposits-42953459 10/18/2013 Who i the primary contact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Darren Indyke Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://dbforcepb . my. sal esforce.com/servlet/sennet .1ntegration?1 id=01N30000000D9Di ... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051807 CONFIDENTIAL SDNY_GM_00197991 EFTA01362410