EFTA Document EFTA01362441

To: Jay Lipman Cc: Tazia Smith; vahe Stepanian; Paul morris Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Thank you, Jay. I'll send the account docs to the client today and we can discuss the ACATs further when Paul is in the office tomorrow Best, Amanda Kirby (Embedded image moved to file: pic18978.gif) Amanda Kirby Associate Deutsche Bank Trust company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic12641.gif) From: Jay Lipman/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Cc: Tazia Smith/db/dbcom@OBAMERICAS, vahe Stepani an/db/dbcom@DBAMERICAS Date: 09/09/2013 04:03 PM Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only Hi Amanda, As we discussed earlier, the ACAT's will be more complicated than usual due to the exotic nature of some of the assets in the accounts. As for Jeepers, please find attached below the necessary brokerage documents for a corporate account. Please find completion Instructions: Account Agreement - Please complete highlighted areas on pgs. 1, 6, 7, 14, and 15 corp ACCt. Authorization - Please complete highlighted area and sign/date bottom of pages 1 + 2 [attachment "AWM ACCt. Agreement.pdfu deleted by Amanda Kirby/db/dbcom] [attachment "Corporate Account Authorization.pdf" deleted by Amanda Kirby/db/dbcom] [attachment "New Corporate Info sheet 6.2012.pdf" deleted by Amanda Kirby/db/dbcom] Kind Regards, Jay Lipman (Embedded image moved to file: pic15458.gif) Jay Lipman Analyst I Markets Coverage Group CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051852 CONFIDENTIAL SDNY_GM_00198036 EFTA01362441