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sd-10-EFTA01362552Dept. of JusticeOther

EFTA Document EFTA01362552

Thanks and regards, Dominic Newport ITC — Project Mercury Deutsche Bank 1 Great Winchester Street, London, EC2N 2DB Tel: (+44) 20754 72254 From: Erik Lutkus Sent: 21 November 2018 13:00 To: Devin Anderson >; ACO GV < Cc: ITC ACO < >; Alan Brody < >; David Dirvin < Subject: RE: ACO for KCP client: Parkwood II) [C] Classification: Confidential Sam / Dom - We need to have a way to show that the ACO is from wealth management, but not code them red for markets trading systems like GED

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sd-10-EFTA01362552
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Thanks and regards, Dominic Newport ITC — Project Mercury Deutsche Bank 1 Great Winchester Street, London, EC2N 2DB Tel: (+44) 20754 72254 From: Erik Lutkus Sent: 21 November 2018 13:00 To: Devin Anderson >; ACO GV < Cc: ITC ACO < >; Alan Brody < >; David Dirvin < Subject: RE: ACO for KCP client: Parkwood II) [C] Classification: Confidential Sam / Dom - We need to have a way to show that the ACO is from wealth management, but not code them red for markets trading systems like GED

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Thanks and regards, Dominic Newport ITC — Project Mercury Deutsche Bank 1 Great Winchester Street, London, EC2N 2DB Tel: (+44) 20754 72254 From: Erik Lutkus Sent: 21 November 2018 13:00 To: Devin Anderson >; ACO GV < Cc: ITC ACO < >; Alan Brody < >; David Dirvin < Subject: RE: ACO for KCP client: Parkwood II) [C] Classification: Confidential Sam / Dom - We need to have a way to show that the ACO is from wealth management, but not code them red for markets trading systems like GEDX and DB ticket which is where their activity would be booked. Is there a way to accomplish this? Kind regards, Erik Lutkus Deutsche Bank Securities Inc. Tel. 212-250-2249 From: Devin Anderson Sent: Wednesday, November 21, 2018 7:50 AM To: ACO GV < Cc: ITC ACO < >; Erik Lutkus < Subject: Re: ACO for KCP client: Parkwood [I) [C] I'm confused? Not Green? We just on boarded them for markets? Erik/David? Devin Anderson Solutions I Equity Derivatives, New York Deutsche Bank Desk: 212.250.4960 Mobile: On Nov 21, 2018, at 7:47 AM, ACO GV < > wrote: >; Alan Brody >; David Dirvin CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052018 CONFIDENTIAL SDNY_GM_00198202 EFTA01362552

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