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sd-10-EFTA01362569Dept. of JusticeOther

EFTA Document EFTA01362569

Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. original Message From: Davide-A Sferrazza Sent: Friday, August

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Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. original Message From: Davide-A Sferrazza Sent: Friday, August

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a Case it within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank wealth Management 345 Park Avenue, 24th Floor New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. original Message From: Davide-A Sferrazza Sent: Friday, August To: Stewart oldfield cc: Bradley Gillin Subject: RE: Butterfly Trust - ; Martin Zeman Liam ; Richard Iarossi new brokerage account needed Osullivan Classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what Force (I may not be looking at the right Thank you, Davide KYC documentation you have on file? I am not able to see on DB place if it is on there already. original Message From: Stewart Oldfield sent: Friday, August 31, 2018 9:27 AM To: martin Zeman ; Liam osullivan Cc: Bradley Gillin <' ' " " I.; Richard Iarossi < subject: RE: Butterfly Trust - new brokerage account needed Anyone looking at this? original Message From: Stewart oldfield Sent: Thursday, To: Martin Zeman Cc: Bradley Gillin Subject: Butterfly T Au 0 Gents, ; Davide-A Sferrazza 2018 8:04 AM Liam osullivan a; Davide-A Sferrazza Richard Iarossi er count needed Need to open a new brokerage account for Jeffrey. Will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled dots to Rich Kahn for signatures. We are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart Oldfield, CFA, CAIA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052044 CONFIDENTIAL SDNY_GM_00198228 EFTA01362569

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Subject: RE: Butterfl Trust - new brokers e account needed [I] From: Richard Iarossi Date: Tue, 04 Sep 2018 15:19:25 -0400 To: Davide-A Sferrazza Classification: For internal use only Hi Davide, The latest approved KYC is 01651789, please let me know if you can pull the docs. I will come back and confirm the validity of the KYC. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154 Securities offered

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Subject: RE: Butterfly Trust - new brokerage account needed [I] From: Richard Iarossi Date: Fri, 31 Aug 2018 12:34:27 -0400 To: Davide-A Sferrazza Hi Davide, First off, nice to meet you, I'm going to be Terri and started last week with the team. working with Stew, Brad and In regards to the KYC documentation, are you looking for a Case # within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24t

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Subject: RE: Butterfly Trust - new brokers e account needed [I] From: Richard Iarossi Date: Tue, 04 Sep 201 • • To: Davide-A Sferrazza Classification: For internal use only I just took a look at Stew's outstanding KYC review and Butterfly is on the list so I would expect a KYC update to be initiated soon. I will speak with him when he gets back to the office Wednesday and make sure he knows we have to complete that first. Thanks! Richard Iarossi Assistant Vice President Deutsche Ba

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From: Richard larossi [ Sent: 8/31/2018 12:34:27 PM To: Davide-A Sferrazza ft)) Subject: RE: Butterfly Trust - new brokerage account needed II] Hi Davide, First off, nice to meet you, I'm going to be working with Stew, Brad and Terri and started last week with the team. In regards to the KYC documentation, are you looking for a case A within DB Force to find the documents? Thanks, Rich Richard Iarossi Assistant vice President Deutsche Bank Wealth Management 345 Park Avenue, 24t

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