EFTA Document EFTA01362677

From: Zack Bunimovich Date: Friday. Mar 30, 2018, 11:26 To: Liam Osullivan < Nina Tona . 5(sivier Avil Martin Zeman Rita Shteynbe Cc: Mathew Negus lastair ac m av Davide-A Sferrazza ony num Subject: RE: Southcm Financial LLC - KYC and credit derivatives/convertible bonds onboarding (Cl JIJ Classification: For 'Memel nes only Hi Liam, Thanks for this. We are good to go from a KYC perspectine. The team is just working on the operational/downstream pieces now. Thanks, Zack From: Liam Osullivan Sent: Friday, March 30, 2018 10:32 AM To: Zack Bunimovich a; Nina Tona « ; Xavier Avila ; Martin Zeman 1.4C1110IIIWUL/.1.1/111•., Rita Shteynberg Ce: Mathew Negus ; Alastair Mackinlay ; Davide-A Sferrazza Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (IJ Zack, Richard is on the board of Southern Trust Co. Southem Trust Co. is the sole member of Southern Financial LLC. The first page of the attached lays out the relationship between Southern Trust Co. and Southern Financial LLC. The 16th page named Richard as member of the board of Sourhem Trust Co. Thanks Liam Sent with BlackBerry Work (www.blackberry.com) From: Zack Bunimovic Date: Friday, 1 To: Nina Tona Shtcylibcrg Cc: Liam Xavier Avila Martin Zcman Rita Mathew Negus Alastair Mackinlay errata , Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/comertible bonds onboarding [Cl III Classification: For urtemal uso only Wi Nina, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052226 CONFIDENTIAL SDNY_GM_00198410 EFTA01362677