EFTA Document EFTA01362720

SOUTHERN FINANCIAL LLC (and subsidiary) Statement of Assets, Liabilities and Member's Equity Income Tax Basis as of June 30, 2017 ASSETS Current Assets Cash and cash equivalents $ Due from brokers Marketable securites, at cost 11,525,652 17,259,612 76,339,100 Total Current Assets 105,124,364 Fixed Assets 266,023 266,023 Other Assets Investment partnerships, at cost 49,661,678 Investment in Haze Trust 72,149,122 Other receivables 6,500,000 Total Other Assets 128,310,800 TOTAL ASSETS 233,701,187 LIABILITIES AND MEMBER'S EQUITY Current Liabilites Current liabilites Total Current Liabilities Member's Equity Member contributions 231,567,434 Net income 2,133,753 Total Member's Equity 233,701,187 TOTAL LIABILITIES AND MEMBER'S EQUITY 233,701,187 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00198478 DB-SDNY-0052294 EFTA01362720