EFTA Document EFTA01362925

To: Xavier Avila Rita Shte nbe Man Patel Cc: Nina Tona Mathew Ne s A astair Mac in ay Davide-A Sferrazza GM ACO Martin Zeman Subject: RE: SF [I] Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara Cc: Nina Tona Subject: SF Rita Shteynberg • titan Patel Mathew Negus Alastair ' • Martin Zeman Davide-A Sferrazza Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF <image003.png> Kind regards, <imageO04.gif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 5022 Gate Parkway Jacksonville I" lorida 32256 E . Email KCP products and services ore intended and ovoilat* only for persons who we sophisticated Institutional Investors within the (nearing of the FINRA Rule 4512(O(3), and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating, CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052638 CONFIDENTIAL SDNY_GM_00198822 EFTA01362925