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sd-10-EFTA01363031Dept. of JusticeOther

EFTA Document EFTA01363031

Zack From: James Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, May 08, 2018 10:18 AM To: Jesse-J Cruz < >; James Gladwin < Cc: Kareen Johnson < >; Daniel-A Klyashtorny >; AMLUK Reviews < Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Ij Classification: For Internal use only Hi both, I am happy to help. Just a couple of immediate questions to help expedite this: i. What is the business purpose for the extension? a. Elaborate on key details inclu

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Zack From: James Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, May 08, 2018 10:18 AM To: Jesse-J Cruz < >; James Gladwin < Cc: Kareen Johnson < >; Daniel-A Klyashtorny >; AMLUK Reviews < Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Ij Classification: For Internal use only Hi both, I am happy to help. Just a couple of immediate questions to help expedite this: i. What is the business purpose for the extension? a. Elaborate on key details inclu

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Zack From: James Gladwin On Behalf Of AMLUK Reviews Sent: Tuesday, May 08, 2018 10:18 AM To: Jesse-J Cruz < >; James Gladwin < Cc: Kareen Johnson < >; Daniel-A Klyashtorny >; AMLUK Reviews < Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Ij Classification: For Internal use only Hi both, I am happy to help. Just a couple of immediate questions to help expedite this: i. What is the business purpose for the extension? a. Elaborate on key details including; booked trades, expected volumes ii. Is the extension request permanent or temporary? a. Please provide activation/closure dates if temporary Zack Bunimovich FYI, Helen has been removed from the chain as she has left the bank. AMLUK.COMPLIANCE has been removed, AMLUK.REVIEWS primarily work extensions/reactivations now alongside our PRs/EDRs and not the aforementioned team. Many thanks! lames Gladwin AFC Business Advisory Anti-Financial Crime DBOI Global Services (UK) Limited 5 Brindle Place Birmin ham B1 2JB, United Kingdom Email: stri Pleace considcr the environment before printing this email From: Jesse-1 Cruz Sent: 08 May 2018 15:06 To: AMLUK Reviews < Cc: Kareen Johnson > Subject: RE: Escalation: ONB-1135648 / LKYCGB-160049 / Southern Financial LLC [Il >; amluk compliance < >; Daniel-A Klyashtorny Classification: For internal use only James/Helen, Can you assist with this request? Please make top priority. >; James Gladwin >; Zack Bunimovich CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052864 CONFIDENTIAL SDNY_GM_00199048 EFTA01363031

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